Western Asset High Yield Opportunity Fund Inc. - Common (HYI)

CUSIP: 95768B107

Q3 2019 13F Holders as of 30 Sep 2019

Type / Class
Equity / Common
Shares outstanding
12,809,698
Total 13F shares
6,355,676
Share change
-137,463
Total reported value
$96,355,278
Price per share
$15.16
Number of holders
44
Value change
-$2,050,721
Number of buys
17
Number of sells
25

Security key

95768B107

Report period

Q3 2019

Institutions

44

Top holders

10

Ownership snapshot

Top shareholders of HYI - Western Asset High Yield Opportunity Fund Inc. - Common (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder
RIVERNORTH CAPITAL MANAGE...
13D/G signal
Evidence rows
50
Latest as of
30 Jun 2019
13F Lead comparable stake: 7% Showing first 8 of 50 holder rows. Open remaining rows
Holder Evidence Ownership % Position 12M Net Δ As of
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
Company
13F
7%
$13,439,000
897,738 shares
30 Jun 2019
MORGAN STANLEY
13F
Company
13F
6.4%
$12,301,000
821,715 shares
30 Jun 2019
PRIVATE MANAGEMENT GROUP INC
13F
Company
13F
6.3%
$12,142,000
811,111 shares
30 Jun 2019
WELLS FARGO & COMPANY/MN
13F
Company
13F
3.8%
$7,273,000
485,832 shares
30 Jun 2019
Invesco Ltd.
13F
Company
13F
3.4%
$6,535,000
436,506 shares
30 Jun 2019
PARAMETRIC PORTFOLIO ASSOCIATES LLC
13F
Company
13F
3.4%
$6,502,000
434,328 shares
30 Jun 2019
Capital Investment Advisors, LLC
13F
Company
13F
2.7%
$5,231,000
349,413 shares
30 Jun 2019
Uncommon Cents Investing LLC
13F
Company
13F
2.6%
$5,004,000
334,250 shares
30 Jun 2019
Show 42 additional holder rows in the full holder list
Holder Evidence Ownership % Position 12M Net Δ As of
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.
13F
Company
13F
2%
$3,873,000
258,688 shares
30 Jun 2019
COHEN & STEERS, INC.
13F
Company
13F
1.7%
$3,340,000
223,115 shares
30 Jun 2019
UBS Group AG
13F
Company
13F
1.3%
$2,407,000
160,761 shares
30 Jun 2019
Bramshill Investments, LLC
13F
Company
13F
1.2%
$2,258,000
150,822 shares
30 Jun 2019
BANK OF AMERICA CORP /DE/
13F
Company
13F
0.99%
$1,894,000
126,494 shares
30 Jun 2019
RAYMOND JAMES & ASSOCIATES
13F
Company
13F
0.87%
$1,664,000
111,133 shares
30 Jun 2019
Raymond James Financial Services Advisors, Inc.
13F
Company
13F
0.74%
$1,412,000
94,346 shares
30 Jun 2019
E&G Advisors, LP
13F
Company
13F
0.7%
$1,342,000
89,650 shares
30 Jun 2019
GUGGENHEIM CAPITAL LLC
13F
Company
13F
0.64%
$1,235,000
82,504 shares
30 Jun 2019
MILLENNIUM MANAGEMENT LLC
13F
Company
13F
0.51%
$974,000
65,070 shares
30 Jun 2019
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
13F
Company
13F
0.48%
$918,000
61,026 shares
30 Jun 2019
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
13F
0.45%
$861,000
57,540 shares
30 Jun 2019
GOFEN & GLOSSBERG LLC /IL/
13F
Company
13F
0.39%
$749,000
50,000 shares
30 Jun 2019
ROYAL BANK OF CANADA
13F
Company
13F
0.35%
$672,000
44,872 shares
30 Jun 2019
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV
13F
Company
13F
0.26%
$496,000
33,100 shares
30 Jun 2019
Clear Harbor Asset Management, LLC
13F
Company
13F
0.24%
$465,000
31,044 shares
30 Jun 2019
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.
13F
Company
13F
0.21%
$398,000
26,613 shares
30 Jun 2019
Janney Montgomery Scott LLC
13F
Company
13F
0.2%
$378,000
25,277 shares
30 Jun 2019
Lindbrook Capital, LLC
13F
Company
13F
0.18%
$347,000
23,226 shares
30 Jun 2019
Advisor Group, Inc.
13F
Company
13F
0.17%
$319,000
21,283 shares
30 Jun 2019
Shaker Financial Services, LLC
13F
Company
13F
0.16%
$309,000
20,648 shares
30 Jun 2019
Sonora Investment Management, LLC
13F
Company
13F
0.15%
$284,000
19,000 shares
30 Jun 2019
BB&T SECURITIES, LLC
13F
Company
13F
0.11%
$210,000
14,083 shares
30 Jun 2019
Sullivan, Bruyette, Speros & Blaney, LLC
13F
Company
13F
0.11%
$206,000
13,793 shares
30 Jun 2019
Sheaff Brock Investment Advisors, LLC
13F
Company
13F
0.1%
$196,000
13,100 shares
30 Jun 2019
Claraphi Advisory Network, LLC
13F
Company
13F
0.1%
$185,000
12,342 shares
30 Jun 2019
LPL Financial LLC
13F
Company
13F
0.09%
$182,000
12,126 shares
30 Jun 2019
MML INVESTORS SERVICES, LLC
13F
Company
13F
0.09%
$174,000
11,609 shares
30 Jun 2019
STIFEL FINANCIAL CORP
13F
Company
13F
0.09%
$173,000
11,508 shares
30 Jun 2019
Principle Wealth Partners LLC
13F
Company
13F
0.09%
$172,000
11,464 shares
30 Jun 2019
SIT INVESTMENT ASSOCIATES INC
13F
Company
13F
0.08%
$150,000
10,000 shares
30 Jun 2019
CITIGROUP INC
13F
Company
13F
0.05%
$105,000
7,018 shares
30 Jun 2019
Royal Fund Management, LLC
13F
Company
13F
0.05%
$91,000
6,084 shares
30 Jun 2019
Realta Investment Advisors
13F
Company
13F
0.03%
$54,000
3,610 shares
30 Jun 2019
Sutton Wealth Advisors Inc.
13F
Company
13F
0.03%
$51,018
3,408 shares
30 Jun 2019
Asset Planning Services, Ltd.
13F
Company
13F
0.03%
$51,000
3,383 shares
30 Jun 2019
Steward Partners Investment Advisory, LLC
13F
Company
13F
0.02%
$44,000
3,000 shares
30 Jun 2019
MONETA GROUP INVESTMENT ADVISORS LLC
13F
Company
13F
0.02%
$40,000
2,672 shares
30 Jun 2019
AdvisorNet Financial, Inc
13F
Company
13F
0.01%
$25,000
1,700 shares
30 Jun 2019
DEUTSCHE BANK AG\
13F
Company
13F
0.01%
$22,000
1,511 shares
30 Jun 2019
First PREMIER Bank
13F
Company
13F
0.01%
$22,000
1,500 shares
30 Jun 2019
NEXT Financial Group, Inc
13F
Company
13F
0.01%
$11,000
727 shares
30 Jun 2019
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2019

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
44
Shares
6,355,676
Rows loaded
44
Investor Option Weight % Change % Reported value * Price Shares Share Change Activity Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q3 2019 vs Q2 2019 Across Filers

Q2 2019 holders
54
Q3 2019 holders
44
Holder diff
-10
Investor Q2 2019 Shares Q3 2019 Shares Share Diff Share Chg % Q2 2019 value Q3 2019 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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