Security key
95768B107
Western Asset High Yield Opportunity Fund Inc. - Common (HYI)
CUSIP: 95768B107
Q2 2016 13F Holders as of 30 Jun 2016
- Type / Class
- Equity / Common
- Shares outstanding
- 12,809,698
- Total 13F shares
- 6,253,559
- Share change
- -991,878
- Total reported value
- $93,923,380
- Price per share
- $15.02
- Number of holders
- 41
- Value change
- -$14,171,409
- Number of buys
- 16
- Number of sells
- 19
Report period
Q2 2016
Institutions
41
Top holders
10
HYI full security history
Newer quarter: Q3 2016
Previous quarter: Q1 2016
Western Asset High Yield Opportunity Fund Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 95768B107
Recent filing periods:
Top shareholders of HYI - Western Asset High Yield Opportunity Fund Inc. - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
8.4%
|
1,078,736
|
$15,038,000 | — | 31 Mar 2016 | |
| PRIVATE MANAGEMENT GROUP INC |
13F
|
Company |
6.5%
|
830,937
|
$11,583,000 | — | 31 Mar 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
5.8%
|
745,703
|
$10,395,000 | — | 31 Mar 2016 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
5.3%
|
682,577
|
$9,515,000 | — | 31 Mar 2016 | |
| Saba Capital Management, L.P. |
13F
|
Company |
4%
|
513,971
|
$7,165,000 | — | 31 Mar 2016 | |
| Pine River Capital Management L.P. |
13F
|
Company |
2.9%
|
374,341
|
$5,219,000 | — | 31 Mar 2016 | |
| Invesco Ltd. |
13F
|
Company |
2.8%
|
353,865
|
$4,933,000 | — | 31 Mar 2016 | |
| State of New Jersey Common Pension Fund D |
13F
|
Company |
2.6%
|
327,000
|
$4,558,000 | — | 31 Mar 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.8%
|
235,870
|
$3,288,000 | — | 31 Mar 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.7%
|
222,522
|
$3,102,000 | — | 31 Mar 2016 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
1.7%
|
220,000
|
$3,067,000 | — | 31 Mar 2016 | |
| LPL Financial LLC |
13F
|
Company |
1.5%
|
196,656
|
$2,710,000 | — | 31 Mar 2016 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
1.4%
|
184,609
|
$2,573,000 | — | 31 Mar 2016 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
1.3%
|
168,513
|
$2,349,000 | — | 31 Mar 2016 | |
| Carlson Capital, L.P. |
13F
|
Company |
1.2%
|
153,333
|
$2,137,000 | — | 31 Mar 2016 | |
| UBS Group AG |
13F
|
Company |
1.2%
|
149,967
|
$2,091,000 | — | 31 Mar 2016 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.94%
|
120,478
|
$1,679,000 | — | 31 Mar 2016 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.92%
|
118,227
|
$1,650,000 | — | 31 Mar 2016 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.87%
|
111,654
|
$1,553,000 | — | 31 Mar 2016 | |
| Laurion Capital Management LP |
13F
|
Company |
0.54%
|
68,716
|
$958,000 | — | 31 Mar 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.38%
|
48,399
|
$675,000 | — | 31 Mar 2016 | |
| STATE OF WISCONSIN INVESTMENT BOARD |
13F
|
Company |
0.35%
|
44,900
|
$626,000 | — | 31 Mar 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.29%
|
37,435
|
$522,000 | — | 31 Mar 2016 | |
| Clear Harbor Asset Management, LLC |
13F
|
Company |
0.27%
|
34,837
|
$486,000 | — | 31 Mar 2016 | |
| TELEMUS CAPITAL, LLC |
13F
|
Company |
0.21%
|
26,800
|
$374,000 | — | 31 Mar 2016 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.2%
|
25,330
|
$353,000 | — | 31 Mar 2016 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.19%
|
24,065
|
$335,000 | — | 31 Mar 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.15%
|
19,330
|
$269,000 | — | 31 Mar 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.15%
|
19,255
|
$268,000 | — | 31 Mar 2016 | |
| Sonora Investment Management, LLC |
13F
|
Company |
0.15%
|
19,000
|
$268,660 | — | 31 Mar 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.14%
|
18,407
|
$257,000 | — | 31 Mar 2016 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.13%
|
16,811
|
$235,000 | — | 31 Mar 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.07%
|
8,598
|
$120,000 | — | 31 Mar 2016 | |
| Proficio Capital Partners LLC |
13F
|
Company |
0.06%
|
8,257
|
$115,000 | — | 31 Mar 2016 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.05%
|
6,404
|
$90,000 | — | 31 Mar 2016 | |
| Asset Planning Services, Ltd. |
13F
|
Company |
0.03%
|
3,383
|
$47,000 | — | 31 Mar 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.02%
|
3,022
|
$42,000 | — | 31 Mar 2016 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.02%
|
2,500
|
$34,000 | — | 31 Mar 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
1,313
|
$18,000 | — | 31 Mar 2016 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.01%
|
727
|
$10,000 | — | 31 Mar 2016 | |
| Penserra Capital Management LLC |
13F
|
Company |
0%
|
353
|
$4,000 | — | 31 Mar 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0%
|
325
|
$5,000 | — | 31 Mar 2016 | |
| North Star Investment Management Corp. |
13F
|
Company |
0%
|
150
|
$2,000 | — | 31 Mar 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
76
|
$1,000 | — | 31 Mar 2016 |
Institutional Holders of Western Asset High Yield Opportunity Fund Inc. - Common (HYI) as of Q2 2016
As of 30 Jun 2016,
Western Asset High Yield Opportunity Fund Inc. - Common (HYI) was held by
41 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,253,559 shares.
The largest 10 holders included
WELLS FARGO & COMPANY/MN, MORGAN STANLEY, PRIVATE MANAGEMENT GROUP INC, RIVERNORTH CAPITAL MANAGEMENT, LLC, Invesco Ltd., State of New Jersey Common Pension Fund D, GUGGENHEIM CAPITAL LLC, Yorktown Management & Research Co Inc, LANDSCAPE CAPITAL MANAGEMENT, L.L.C., and BANK OF AMERICA CORP /DE/.
This page lists
41
institutional shareholders reporting positions in this security
for the Q2 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2016 vs Q1 2016 Across Filers
Q1 2016 holders
44
Q2 2016 holders
41
Holder diff
-3
| Investor | Q1 2016 Shares | Q2 2016 Shares | Share Diff | Share Chg % | Q1 2016 Value $ | Q2 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.