Security key
94987D101
ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (ERC)
CUSIP: 94987D101
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 28,003,515
- Total 13F shares
- 16,749,375
- Share change
- +482,970
- Total reported value
- $214,902,906
- Price per share
- $12.83
- Number of holders
- 60
- Value change
- +$5,985,846
- Number of buys
- 31
- Number of sells
- 22
Report period
Q4 2016
Institutions
60
Top holders
10
ERC full security history
Newer quarter: Q1 2017
Previous quarter: Q3 2016
ALLSPRING MULTI-SECTOR INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 94987D101
Recent filing periods:
Top shareholders of ERC - ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. |
13F
|
Company |
20%
|
5,736,527
|
$74,403,000 | — | 30 Sep 2016 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
8.8%
|
2,468,084
|
$32,011,000 | — | 30 Sep 2016 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
5%
|
1,404,439
|
$18,216,000 | — | 30 Sep 2016 | |
| UBS Group AG |
13F
|
Company |
3.6%
|
995,118
|
$12,907,000 | — | 30 Sep 2016 | |
| Invesco Ltd. |
13F
|
Company |
2.1%
|
576,541
|
$7,478,000 | — | 30 Sep 2016 | |
| Laurion Capital Management LP |
13F
|
Company |
1.6%
|
445,760
|
$5,782,000 | — | 30 Sep 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1.5%
|
431,321
|
$5,594,000 | — | 30 Sep 2016 | |
| CITIGROUP INC |
13F
|
Company |
1.3%
|
361,295
|
$4,686,000 | — | 30 Sep 2016 | |
| NWAM LLC |
13F
|
Company |
1.2%
|
335,865
|
$4,356,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
1.1%
|
315,187
|
$4,088,000 | — | 30 Sep 2016 | |
| NorthCoast Asset Management LLC |
13F
|
Company |
1.1%
|
296,326
|
$3,843,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.98%
|
273,979
|
$3,554,000 | — | 30 Sep 2016 | |
| ICON ADVISERS INC/CO |
13F
|
Company |
0.93%
|
261,628
|
$3,393,000 | — | 30 Sep 2016 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.91%
|
255,588
|
$3,315,000 | — | 30 Sep 2016 | |
| Vident Investment Advisory, LLC |
13F
|
Company |
0.84%
|
234,972
|
$3,048,000 | — | 30 Sep 2016 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
0.79%
|
221,004
|
$2,866,000 | — | 30 Sep 2016 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.56%
|
157,078
|
$2,037,000 | — | 30 Sep 2016 | |
| Selway Asset Management |
13F
|
Company |
0.54%
|
150,655
|
$1,954,000 | — | 30 Sep 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.53%
|
148,491
|
$1,925,000 | — | 30 Sep 2016 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.43%
|
119,215
|
$1,546,000 | — | 30 Sep 2016 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
0.42%
|
116,326
|
$1,509,000 | — | 30 Sep 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.39%
|
109,707
|
$1,424,000 | — | 30 Sep 2016 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.37%
|
103,230
|
$1,339,000 | — | 30 Sep 2016 | |
| Diversified Investment Strategies, LLC |
13F
|
Company |
0.31%
|
88,175
|
$1,144,000 | — | 30 Sep 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.31%
|
85,792
|
$1,113,000 | — | 30 Sep 2016 | |
| CUE ADVISORY SERVICES, INC. |
13F
|
Company |
0.23%
|
65,240
|
$846,000 | — | 30 Sep 2016 | |
| Curi Capital, LLC |
13F
|
Company |
0.2%
|
55,149
|
$715,000 | — | 30 Sep 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.17%
|
47,853
|
$620,000 | — | 30 Sep 2016 | |
| Apollo Management Holdings, L.P. |
13F
|
Company |
0.16%
|
44,057
|
$571,000 | — | 30 Sep 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.15%
|
40,915
|
$531,000 | — | 30 Sep 2016 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.14%
|
39,305
|
$510,000 | — | 30 Sep 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.14%
|
37,973
|
$493,000 | — | 30 Sep 2016 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.12%
|
32,920
|
$428,000 | — | 30 Sep 2016 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.11%
|
31,750
|
$412,000 | — | 30 Sep 2016 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.11%
|
29,860
|
$387,000 | — | 30 Sep 2016 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.08%
|
23,381
|
$303,000 | — | 30 Sep 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.08%
|
21,853
|
$283,000 | — | 30 Sep 2016 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
0.07%
|
20,143
|
$261,000 | — | 30 Sep 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0.06%
|
16,678
|
$216,000 | — | 30 Sep 2016 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
0.05%
|
14,332
|
$186,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.05%
|
14,055
|
$182,000 | — | 30 Sep 2016 | |
| Fiera Capital Corp |
13F
|
Company |
0.05%
|
12,712
|
$165,000 | — | 30 Sep 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0.03%
|
8,806
|
$114,000 | — | 30 Sep 2016 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0.02%
|
4,748
|
$61,570 | — | 30 Sep 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
3,145
|
$41,000 | — | 30 Sep 2016 | |
| Sandy Spring Bank |
13F
|
Company |
0.01%
|
2,500
|
$32,000 | — | 30 Sep 2016 | |
| Carroll Financial Associates, Inc. |
13F
|
Company |
0.01%
|
2,235
|
$28,000 | — | 30 Sep 2016 | |
| Focused Wealth Management, Inc |
13F
|
Company |
0.01%
|
1,500
|
$19,000 | — | 30 Sep 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0%
|
1,390
|
$18,000 | — | 30 Sep 2016 | |
| Advisory Services Network, LLC |
13F
|
Company |
0%
|
600
|
$8,000 | — | 30 Sep 2016 |
Institutional Holders of ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (ERC) as of Q4 2016
As of 31 Dec 2016,
ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (ERC) was held by
60 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
16,749,375 shares.
The largest 10 holders included
Saba Capital Management, L.P., SIT INVESTMENT ASSOCIATES INC, RIVERNORTH CAPITAL MANAGEMENT, LLC, UBS Group AG, Invesco Ltd., RAYMOND JAMES & ASSOCIATES, ICON ADVISERS INC/CO, NWAM LLC, ROYAL BANK OF CANADA, and MORGAN STANLEY.
This page lists
60
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
55
Q4 2016 holders
60
Holder diff
5
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.