ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (ERC)
CUSIP: 94987D101
Q1 2017 13F Holders as of 31 Mar 2017
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 28,003,515
- Total 13F shares
- 17,309,266
- Share change
- +564,880
- Total reported value
- $230,723,278
- Price per share
- $13.33
- Number of holders
- 61
- Value change
- +$7,766,543
- Number of buys
- 33
- Number of sells
- 20
Quarterly Holders Quick Answers
What is CUSIP 94987D101?
CUSIP 94987D101 identifies ERC - ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 94987D101:
Top shareholders of ERC - ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. |
13F
|
Company |
22%
|
6,150,514
|
$78,911,000 | — | 31 Dec 2016 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
10%
|
2,841,553
|
$36,457,000 | — | 31 Dec 2016 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
5.2%
|
1,451,551
|
$18,623,000 | — | 31 Dec 2016 | |
| UBS Group AG |
13F
|
Company |
4.1%
|
1,143,385
|
$14,669,000 | — | 31 Dec 2016 | |
| Invesco Ltd. |
13F
|
Company |
2.1%
|
591,245
|
$7,585,000 | — | 31 Dec 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1.5%
|
415,796
|
$5,335,000 | — | 31 Dec 2016 | |
| ICON ADVISERS INC/CO |
13F
|
Company |
1.2%
|
336,173
|
$4,313,000 | — | 31 Dec 2016 | |
| NWAM LLC |
13F
|
Company |
1.2%
|
322,269
|
$4,135,000 | — | 31 Dec 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.1%
|
320,704
|
$4,114,000 | — | 31 Dec 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.99%
|
278,070
|
$3,568,000 | — | 31 Dec 2016 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.91%
|
255,588
|
$3,279,000 | — | 31 Dec 2016 | |
| Vident Investment Advisory, LLC |
13F
|
Company |
0.9%
|
252,891
|
$3,245,000 | — | 31 Dec 2016 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
0.83%
|
232,694
|
$2,985,000 | — | 31 Dec 2016 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.72%
|
201,643
|
$2,587,000 | — | 31 Dec 2016 | |
| Selway Asset Management |
13F
|
Company |
0.53%
|
149,555
|
$1,919,000 | — | 31 Dec 2016 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.53%
|
148,491
|
$1,905,000 | — | 31 Dec 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.53%
|
147,631
|
$1,895,000 | — | 31 Dec 2016 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
—
class O/S missing
|
143,535
|
$1,842,000 | — | 31 Dec 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.47%
|
130,412
|
$1,673,000 | — | 31 Dec 2016 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.45%
|
127,252
|
$1,633,000 | — | 31 Dec 2016 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.45%
|
126,552
|
$1,624,000 | — | 31 Dec 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.37%
|
104,112
|
$1,340,000 | — | 31 Dec 2016 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
0.35%
|
98,271
|
$1,261,000 | — | 31 Dec 2016 | |
| Diversified Investment Strategies, LLC |
13F
|
Company |
0.31%
|
88,175
|
$1,131,000 | — | 31 Dec 2016 | |
| Fiera Capital Corp |
13F
|
Company |
0.27%
|
76,233
|
$978,000 | — | 31 Dec 2016 | |
| Laurion Capital Management LP |
13F
|
Company |
0.27%
|
76,063
|
$976,000 | — | 31 Dec 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.18%
|
51,752
|
$668,000 | — | 31 Dec 2016 | |
| Ancora Advisors LLC |
13F
|
Company |
0.17%
|
49,000
|
$628,000 | — | 31 Dec 2016 | |
| Apollo Management Holdings, L.P. |
13F
|
Company |
0.16%
|
44,057
|
$565,000 | — | 31 Dec 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.15%
|
42,445
|
$545,000 | — | 31 Dec 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.15%
|
41,748
|
$536,000 | — | 31 Dec 2016 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
0.14%
|
40,100
|
$514,000 | — | 31 Dec 2016 | |
| CUE ADVISORY SERVICES, INC. |
13F
|
Company |
0.14%
|
39,365
|
$505,000 | — | 31 Dec 2016 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.14%
|
38,605
|
$497,000 | — | 31 Dec 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.14%
|
38,631
|
$496,000 | — | 31 Dec 2016 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.13%
|
36,023
|
$462,000 | — | 31 Dec 2016 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
0.11%
|
31,900
|
$409,000 | — | 31 Dec 2016 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.11%
|
29,860
|
$383,000 | — | 31 Dec 2016 | |
| CSS LLC/IL |
13F
|
Company |
0.1%
|
27,230
|
$349,000 | — | 31 Dec 2016 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
0.09%
|
25,839
|
$332,000 | — | 31 Dec 2016 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
0.09%
|
25,000
|
$321,000 | — | 31 Dec 2016 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.06%
|
17,050
|
$219,000 | — | 31 Dec 2016 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
0.06%
|
15,915
|
$204,000 | — | 31 Dec 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0.05%
|
14,778
|
$190,000 | — | 31 Dec 2016 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
0.05%
|
14,332
|
$184,000 | — | 31 Dec 2016 | |
| TWO SIGMA SECURITIES, LLC |
13F
|
Company |
0.04%
|
11,872
|
$152,000 | — | 31 Dec 2016 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.04%
|
11,417
|
$146,000 | — | 31 Dec 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0.03%
|
8,350
|
$107,000 | — | 31 Dec 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.02%
|
5,589
|
$72,000 | — | 31 Dec 2016 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0.02%
|
4,748
|
$60,906 | — | 31 Dec 2016 |
Institutional Holders of ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (ERC) as of Q1 2017
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2017 vs Q4 2016 Across Filers
| Investor | Q4 2016 Shares | Q1 2017 Shares | Share Diff | Share Chg % | Q4 2016 Value $ | Q1 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.