ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (ERC)
CUSIP: 94987D101
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 28,003,515
- Total 13F shares
- 16,267,005
- Share change
- +806,304
- Total reported value
- $210,981,570
- Price per share
- $12.97
- Number of holders
- 55
- Value change
- +$10,578,584
- Number of buys
- 27
- Number of sells
- 23
Quarterly Holders Quick Answers
What is CUSIP 94987D101?
CUSIP 94987D101 identifies ERC - ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 94987D101:
Top shareholders of ERC - ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. |
13F
|
Company |
20%
|
5,570,869
|
$70,471,000 | — | 30 Jun 2016 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
7%
|
1,964,063
|
$24,845,000 | — | 30 Jun 2016 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
5.1%
|
1,428,840
|
$18,075,000 | — | 30 Jun 2016 | |
| UBS Group AG |
13F
|
Company |
3.3%
|
912,241
|
$11,540,000 | — | 30 Jun 2016 | |
| Invesco Ltd. |
13F
|
Company |
2.1%
|
588,220
|
$7,441,000 | — | 30 Jun 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
2.1%
|
585,735
|
$7,410,000 | — | 30 Jun 2016 | |
| CITIGROUP INC |
13F
|
Company |
1.3%
|
360,474
|
$4,560,000 | — | 30 Jun 2016 | |
| MORGAN STANLEY |
13F
|
Company |
1.2%
|
340,582
|
$4,308,000 | — | 30 Jun 2016 | |
| NWAM LLC |
13F
|
Company |
1.2%
|
335,714
|
$4,247,000 | — | 30 Jun 2016 | |
| Kovitz Investment Group Partners, LLC |
13F
|
Company |
1.1%
|
299,226
|
$3,785,000 | — | 30 Jun 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.91%
|
255,239
|
$3,228,000 | — | 30 Jun 2016 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.87%
|
243,347
|
$3,078,000 | — | 30 Jun 2016 | |
| Laurion Capital Management LP |
13F
|
Company |
0.87%
|
242,890
|
$3,073,000 | — | 30 Jun 2016 | |
| Vident Investment Advisory, LLC |
13F
|
Company |
0.71%
|
198,850
|
$2,515,000 | — | 30 Jun 2016 | |
| ICON ADVISERS INC/CO |
13F
|
Company |
0.64%
|
180,467
|
$2,283,000 | — | 30 Jun 2016 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.58%
|
162,468
|
$2,055,000 | — | 30 Jun 2016 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
0.56%
|
157,337
|
$1,990,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.56%
|
155,503
|
$1,968,000 | — | 30 Jun 2016 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
0.54%
|
151,047
|
$1,911,000 | — | 30 Jun 2016 | |
| Selway Asset Management |
13F
|
Company |
0.54%
|
150,805
|
$1,908,000 | — | 30 Jun 2016 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
—
class O/S missing
|
147,411
|
$1,865,000 | — | 30 Jun 2016 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
0.42%
|
117,822
|
$1,490,000 | — | 30 Jun 2016 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.42%
|
117,522
|
$1,487,000 | — | 30 Jun 2016 | |
| Diversified Investment Strategies, LLC |
13F
|
Company |
0.32%
|
88,700
|
$1,122,000 | — | 30 Jun 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.28%
|
79,535
|
$1,006,000 | — | 30 Jun 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.28%
|
77,578
|
$981,000 | — | 30 Jun 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.23%
|
64,542
|
$817,000 | — | 30 Jun 2016 | |
| CUE ADVISORY SERVICES, INC. |
13F
|
Company |
0.22%
|
62,240
|
$787,000 | — | 30 Jun 2016 | |
| State of New Jersey Common Pension Fund D |
13F
|
Company |
0.21%
|
60,000
|
$759,000 | — | 30 Jun 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.18%
|
51,672
|
$653,000 | — | 30 Jun 2016 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.17%
|
48,671
|
$616,000 | — | 30 Jun 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.17%
|
48,341
|
$610,000 | — | 30 Jun 2016 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.17%
|
48,255
|
$610,000 | — | 30 Jun 2016 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.14%
|
39,305
|
$494,000 | — | 30 Jun 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.13%
|
36,408
|
$461,000 | — | 30 Jun 2016 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.12%
|
34,850
|
$441,000 | — | 30 Jun 2016 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.12%
|
32,920
|
$416,000 | — | 30 Jun 2016 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.11%
|
30,183
|
$382,000 | — | 30 Jun 2016 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
0.09%
|
26,420
|
$334,000 | — | 30 Jun 2016 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.07%
|
20,175
|
$255,000 | — | 30 Jun 2016 | |
| Ancora Advisors LLC |
13F
|
Company |
0.07%
|
19,000
|
$240,000 | — | 30 Jun 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0.06%
|
17,641
|
$222,000 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.05%
|
14,806
|
$187,000 | — | 30 Jun 2016 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
0.05%
|
14,332
|
$181,000 | — | 30 Jun 2016 | |
| Investors Capital Advisory Services |
13F
|
Company |
0.05%
|
13,367
|
$169,000 | — | 30 Jun 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0.03%
|
8,506
|
$108,000 | — | 30 Jun 2016 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0.02%
|
4,748
|
$60,050 | — | 30 Jun 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
3,135
|
$40,000 | — | 30 Jun 2016 | |
| Sandy Spring Bank |
13F
|
Company |
0.01%
|
2,500
|
$32,000 | — | 30 Jun 2016 | |
| Carroll Financial Associates, Inc. |
13F
|
Company |
0.01%
|
2,235
|
$28,000 | — | 30 Jun 2016 |
Institutional Holders of ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (ERC) as of Q3 2016
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.