Security key
94987D101
ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (ERC)
CUSIP: 94987D101
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 28,003,515
- Total 13F shares
- 16,267,005
- Share change
- +806,304
- Total reported value
- $210,981,570
- Price per share
- $12.97
- Number of holders
- 55
- Value change
- +$10,578,584
- Number of buys
- 27
- Number of sells
- 23
Report period
Q3 2016
Institutions
55
Top holders
10
ERC full security history
Newer quarter: Q4 2016
Previous quarter: Q2 2016
ALLSPRING MULTI-SECTOR INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 94987D101
Recent filing periods:
Top shareholders of ERC - ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. |
13F
|
Company |
20%
|
5,570,869
|
$70,471,000 | — | 30 Jun 2016 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
7%
|
1,964,063
|
$24,845,000 | — | 30 Jun 2016 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
5.1%
|
1,428,840
|
$18,075,000 | — | 30 Jun 2016 | |
| UBS Group AG |
13F
|
Company |
3.3%
|
912,241
|
$11,540,000 | — | 30 Jun 2016 | |
| Invesco Ltd. |
13F
|
Company |
2.1%
|
588,220
|
$7,441,000 | — | 30 Jun 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
2.1%
|
585,735
|
$7,410,000 | — | 30 Jun 2016 | |
| CITIGROUP INC |
13F
|
Company |
1.3%
|
360,474
|
$4,560,000 | — | 30 Jun 2016 | |
| MORGAN STANLEY |
13F
|
Company |
1.2%
|
340,582
|
$4,308,000 | — | 30 Jun 2016 | |
| NWAM LLC |
13F
|
Company |
1.2%
|
335,714
|
$4,247,000 | — | 30 Jun 2016 | |
| NorthCoast Asset Management LLC |
13F
|
Company |
1.1%
|
299,226
|
$3,785,000 | — | 30 Jun 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.91%
|
255,239
|
$3,228,000 | — | 30 Jun 2016 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.87%
|
243,347
|
$3,078,000 | — | 30 Jun 2016 | |
| Laurion Capital Management LP |
13F
|
Company |
0.87%
|
242,890
|
$3,073,000 | — | 30 Jun 2016 | |
| Vident Investment Advisory, LLC |
13F
|
Company |
0.71%
|
198,850
|
$2,515,000 | — | 30 Jun 2016 | |
| ICON ADVISERS INC/CO |
13F
|
Company |
0.64%
|
180,467
|
$2,283,000 | — | 30 Jun 2016 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.58%
|
162,468
|
$2,055,000 | — | 30 Jun 2016 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
0.56%
|
157,337
|
$1,990,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.56%
|
155,503
|
$1,968,000 | — | 30 Jun 2016 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
0.54%
|
151,047
|
$1,911,000 | — | 30 Jun 2016 | |
| Selway Asset Management |
13F
|
Company |
0.54%
|
150,805
|
$1,908,000 | — | 30 Jun 2016 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
0.42%
|
117,822
|
$1,490,000 | — | 30 Jun 2016 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.42%
|
117,522
|
$1,487,000 | — | 30 Jun 2016 | |
| Diversified Investment Strategies, LLC |
13F
|
Company |
0.32%
|
88,700
|
$1,122,000 | — | 30 Jun 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.28%
|
79,535
|
$1,006,000 | — | 30 Jun 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.28%
|
77,578
|
$981,000 | — | 30 Jun 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.23%
|
64,542
|
$817,000 | — | 30 Jun 2016 | |
| CUE ADVISORY SERVICES, INC. |
13F
|
Company |
0.22%
|
62,240
|
$787,000 | — | 30 Jun 2016 | |
| State of New Jersey Common Pension Fund D |
13F
|
Company |
0.21%
|
60,000
|
$759,000 | — | 30 Jun 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.18%
|
51,672
|
$653,000 | — | 30 Jun 2016 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.17%
|
48,671
|
$616,000 | — | 30 Jun 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.17%
|
48,341
|
$610,000 | — | 30 Jun 2016 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.17%
|
48,255
|
$610,000 | — | 30 Jun 2016 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.14%
|
39,305
|
$494,000 | — | 30 Jun 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.13%
|
36,408
|
$461,000 | — | 30 Jun 2016 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.12%
|
34,850
|
$441,000 | — | 30 Jun 2016 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.12%
|
32,920
|
$416,000 | — | 30 Jun 2016 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.11%
|
30,183
|
$382,000 | — | 30 Jun 2016 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
0.09%
|
26,420
|
$334,000 | — | 30 Jun 2016 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.07%
|
20,175
|
$255,000 | — | 30 Jun 2016 | |
| Ancora Advisors LLC |
13F
|
Company |
0.07%
|
19,000
|
$240,000 | — | 30 Jun 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0.06%
|
17,641
|
$222,000 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.05%
|
14,806
|
$187,000 | — | 30 Jun 2016 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
0.05%
|
14,332
|
$181,000 | — | 30 Jun 2016 | |
| Investors Capital Advisory Services |
13F
|
Company |
0.05%
|
13,367
|
$169,000 | — | 30 Jun 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0.03%
|
8,506
|
$108,000 | — | 30 Jun 2016 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0.02%
|
4,748
|
$60,050 | — | 30 Jun 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
3,135
|
$40,000 | — | 30 Jun 2016 | |
| Sandy Spring Bank |
13F
|
Company |
0.01%
|
2,500
|
$32,000 | — | 30 Jun 2016 | |
| Carroll Financial Associates, Inc. |
13F
|
Company |
0.01%
|
2,235
|
$28,000 | — | 30 Jun 2016 | |
| Focused Wealth Management, Inc |
13F
|
Company |
0.01%
|
1,500
|
$19,000 | — | 30 Jun 2016 |
Institutional Holders of ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (ERC) as of Q3 2016
As of 30 Sep 2016,
ALLSPRING MULTI-SECTOR INCOME FUND - Common Stock (ERC) was held by
55 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
16,267,005 shares.
The largest 10 holders included
Saba Capital Management, L.P., SIT INVESTMENT ASSOCIATES INC, RIVERNORTH CAPITAL MANAGEMENT, LLC, UBS Group AG, Invesco Ltd., Laurion Capital Management LP, RAYMOND JAMES & ASSOCIATES, CITIGROUP INC, NWAM LLC, and MORGAN STANLEY.
This page lists
55
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
55
Q3 2016 holders
55
Holder diff
0
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.