Prospect Floating Rate & Alternative Income Fund, Inc. - Common Stock, par value $0.001 per share Institutional Ownership

13F Institutional Holders and Ownership History from Q4 2018 to Q1 2020

Type / Class
Equity / Common Stock, par value $0.001 per share
Shares outstanding
9,137,919
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of Prospect Floating Rate & Alternative Income Fund, Inc. - Common Stock, par value $0.001 per share based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
John & Daria Barry Foundation 79% +1.9% 7,191,542 +4.7% John & Daria Barry Foundation 12 Dec 2025

Institutional Holders of Prospect Floating Rate & Alternative Income Fund, Inc. - Common Stock, par value $0.001 per share across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2020 Q1 0 $0 -$84,000 0
2019 Q4 8,894 $84,000 +$2,626 $9.44 1
2019 Q2 8,616 $90,000 $10.45 1
2019 Q1 8,616 $90,000 +$1,776 $10.45 1
2018 Q4 8,446 $96,000 $11.37 1