Prospect Floating Rate & Alternative Income Fund, Inc. - Common Stock, par value $0.001 per share Institutional Ownership

Q: What is CUSIP 89678V105?

CUSIP 89678V105 is the security identifier used in SEC filing datasets for 89678V105 - Prospect Floating Rate & Alternative Income Fund, Inc. - Common Stock, par value $0.001 per share.

Q: Who owns 89678V105 - Prospect Floating Rate & Alternative Income Fund, Inc. - Common Stock, par value $0.001 per share based on 13F filings?

Open this security page to review the newest available 13F ownership history, top reported holders, and period-by-period changes.

CUSIP: 89678V105

13F Institutional Holders and Ownership History from Q4 2018 to Q1 2020

Type / Class: Equity / Common Stock, par value $0.001 per share
Shares outstanding: 9,137,919

Reported Shares, Excluding Options vs Price

Reported Value, Excluding Options

Total Investors

Investment Quick Answers

What is CUSIP 89678V105?
CUSIP 89678V105 identifies 89678V105 - Prospect Floating Rate & Alternative Income Fund, Inc. - Common Stock, par value $0.001 per share in SEC 13F datasets.

Where can I see the latest institutional holders?
Use the ownership history tables below to review the newest available institutional filing periods.

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Recent Quarterly Holder Reports

Open recent reporting periods for CUSIP 89678V105:

Q1 2020 (0 holders) Q4 2019 (1 holder) Q2 2019 (1 holder) Q1 2019 (1 holder) Q4 2018 (1 holder)

Significant Owners of Prospect Floating Rate & Alternative Income Fund, Inc. - Common Stock, par value $0.001 per share based on Schedule 13D/G filings

Filer	Ownership	Change %	Holdings Value	Net Change	Nb Shares	Change %	Reporting Name	Report Period
John & Daria Barry Foundation	79%	+1.9%			7,191,542	+4.7%	John & Daria Barry Foundation	12 Dec 2025

Institutional Holders of Prospect Floating Rate & Alternative Income Fund, Inc. - Common Stock, par value $0.001 per share across Reporting Periods

Period	Reported Shares, Excl. Options	Value, Excl. Options	Value Change	Price (Median)	Investors
2020 Q1	0	$0	-$84,000		0
2019 Q4	8,894	$84,000	+$2,626	$9.44	1
2019 Q2	8,616	$90,000		$10.45	1
2019 Q1	8,616	$90,000	+$1,776	$10.45	1
2018 Q4	8,446	$96,000		$11.37	1