Latest Period
n/a
Security Snapshot
Prospect Floating Rate & Alternative Income Fund, Inc. - Common Stock, par value $0.001 per share Institutional Ownership
CUSIP: 89678V105
13F Institutional Holders and Ownership History from Q4 2018 to Q1 2020
Institutions Reporting
Shares (Excl. Options)
Price
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- Security type / class
- Equity / Common Stock, par value $0.001 per share
- Shares outstanding
- 9,501,241
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Key facts
- 89678V105 - Prospect Floating Rate & Alternative Income Fund, Inc. - Common Stock, par value $0.001 per share is tracked under CUSIP 89678V105.
- Latest finished 13F holder period is not available.
- 1 significant owner is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 1 to 0 between Q4 2019 and Q1 2020.
- SEC-reported value moved from $84,000 to $0.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Schedule 13D/G
Open SEC evidence
Ownership context comes from Schedule 13D/G and available holder history for this CUSIP.
Security key
89678V105
Latest holder period
n/a
13F holders
13D/G owners
1
CIK / CUSIP context first
89678V105 full holder history
Prospect Floating Rate & Alternative Income Fund, Inc. SEC filings
Prospect Floating Rate & Alternative Income Fund, Inc. company facts
Prospect Floating Rate & Alternative Income Fund, Inc. insider transactions
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 89678V105:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
1
Security
89678V105
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| John & Daria Barry Foundation | 80% | +1.3% | 7,572,489 | +5.3% | John & Daria Barry Foundation | 01 May 2026 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
5
Latest
n/a
Rows shown
1-5 of 5