Security Snapshot

Prospect Floating Rate & Alternative Income Fund, Inc. - Common Stock, par value $0.001 per share Institutional Ownership

CUSIP: 89678V105

13F Institutional Holders and Ownership History from Q4 2018 to Q1 2020

13F reference period

n/a

Institutions Reporting

Shares (Excl. Options)

n/a

Price

The headline uses the Q2 2026 reference period after its reporting deadline. Available reports may still be incomplete or amended.

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Security type / class
Equity / Common Stock, par value $0.001 per share
Shares outstanding
9,810,157
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Filing notes and source

Key facts

  • 89678V105 - Prospect Floating Rate & Alternative Income Fund, Inc. - Common Stock, par value $0.001 per share is tracked under CUSIP 89678V105.
  • 13F reference-period holder data is not available.
  • 1 significant owner is listed from Schedule 13D/13G reporting.

Change

  • Holder data for the Q2 2026 reference period is not available.
  • Available periods remain in the history table; they do not substitute for the headline period.

Research use

  • You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
  • 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.

Evidence

Source: SEC Schedule 13D/G

Ownership context comes from Schedule 13D/G and available holder history for this CUSIP.

Open SEC evidence

Security key

89678V105

13F reference period

n/a

13F holders

13D/G owners

1

CIK / CUSIP context first

89678V105 full holder history Prospect Floating Rate & Alternative Income Fund, Inc. SEC filings Prospect Floating Rate & Alternative Income Fund, Inc. company facts Prospect Floating Rate & Alternative Income Fund, Inc. insider transactions

Broader feeds

Latest 13F filings Latest 13D/G filings All securities

13D/G owners

Significant owners

Large-stake holder rows connected to Schedule 13D/G evidence.

Rows
1
Security
89678V105
Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
John & Daria Barry Foundation 81% +1.5% 7,936,417 +4.8% John & Daria Barry Foundation 08 Sep 2026

Quarter history

Institutional holders across reporting periods

Holder count, reported shares/value, and median price by quarter.

Periods
5
Headline period
n/a
Rows shown
1-5 of 5
Period 13F Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2020 Q1 0 $0 -$84,000 0
2019 Q4 8,894 $84,000 +$2,626 $9.44 1
2019 Q2 8,616 $90,000 $10.45 1
2019 Q1 8,616 $90,000 +$1,776 $10.45 1
2018 Q4 8,446 $96,000 $11.37 1
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