Prospect Floating Rate & Alternative Income Fund, Inc. SEC EDGAR Filings (CIK 0001521945)

SEC EDGAR filings, ownership reports, and insider transactions for Prospect Floating Rate & Alternative Income Fund, Inc..

Business address
10 East 40 Th Street, 42 Nd Floor, New York, NY, 10016
State of incorporation
MD
Fiscal year end
30 June
Former names
Prospect Sustainable Income Fund, Inc. (to 14 Sep 2022), Prospect Flexible Income Fund, Inc. (to 11 Jan 2022), TP Flexible Income Fund, Inc. (to 22 Jul 2020), Triton Pacific Investment Corporation, Inc. (to 29 Mar 2019)
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Prospect Floating Rate & Alternative Income Fund, Inc. has filed 540 SEC EDGAR filings since 13 Jun 2011

Latest Filings

Recent SEC filings for Prospect Floating Rate & Alternative Income Fund, Inc. including 8-K, SC TO-I/A, 424B3 and more.

Form type Document Filing Description Filing date Reporting date File number(s)
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K 8-K 06 Mar 2026 06 Mar 2026 814-00908
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K 8-K 26 Feb 2026 26 Feb 2026 814-00908
SC TO-I/A Open SC TO-I/A document View SEC filing for SC TO-I/A SC TO-I/A 12 Feb 2026 005-89525
424B3 Open 424B3 document View SEC filing for 424B3 424B3 12 Feb 2026 333-274497
10-Q Open 10-Q document | Open XBRL data View SEC filing for 10-Q 10-Q 11 Feb 2026 31 Dec 2025 814-00908
486APOS Open 486APOS document | Open XBRL data View SEC filing for 486APOS 486APOS 28 Jan 2026 811-22571,333-274497
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K 8-K 27 Jan 2026 27 Jan 2026 814-00908
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K 8-K 23 Jan 2026 23 Jan 2026 814-00908
DEF 14C Open DEF 14C document View SEC filing for DEF 14C DEF 14C 14 Jan 2026 14 Jan 2026 814-00908
SC TO-I Open SC TO-I document | Open XBRL data View SEC filing for SC TO-I SC TO-I 29 Dec 2025 005-89525
PRE 14C Open PRE 14C document View SEC filing for PRE 14C PRE 14C 29 Dec 2025 29 Dec 2025 814-00908
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K 8-K 16 Dec 2025 16 Dec 2025 814-00908
SCHEDULE 13D/A Open SCHEDULE 13D/A document View SEC filing for SCHEDULE 13D/A 12 Dec 2025 005-89525
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 26 Nov 2025 812-15849-07
424B3 Open 424B3 document View SEC filing for 424B3 424B3 24 Nov 2025 333-274497
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K 8-K 24 Nov 2025 24 Nov 2025 814-00908
SC TO-I/A Open SC TO-I/A document View SEC filing for SC TO-I/A SC TO-I/A 18 Nov 2025 005-89525
10-Q Open 10-Q document | Open XBRL data View SEC filing for 10-Q 10-Q 12 Nov 2025 30 Sep 2025 814-00908
486BPOS Open 486BPOS document | Open XBRL data View SEC filing for 486BPOS 486BPOS 28 Oct 2025 811-22571,333-274497
SC TO-I Open SC TO-I document View SEC filing for SC TO-I SC TO-I 29 Sep 2025 005-89525
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K 8-K 25 Sep 2025 25 Sep 2025 814-00908
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFA14A 18 Sep 2025 814-00908
DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEF 14A 18 Sep 2025 18 Sep 2025 814-00908
424B3 Open 424B3 document View SEC filing for 424B3 424B3 05 Sep 2025 333-274497
10-K Open 10-K document | Open XBRL data View SEC filing for 10-K 10-K 03 Sep 2025 30 Jun 2025 814-00908
SC TO-I/A Open SC TO-I/A document View SEC filing for SC TO-I/A SC TO-I/A 22 Aug 2025 005-89525
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K 8-K 13 Aug 2025 13 Aug 2025 814-00908
40-17G Open 40-17G document View SEC filing for 40-17G 40-17G 07 Aug 2025 814-00908
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K 8-K 25 Jul 2025 25 Jul 2025 814-00908
40-APP Open 40-APP document View SEC filing for 40-APP 40-APP 10 Jul 2025 812-15849-07
SC TO-I Open SC TO-I document View SEC filing for SC TO-I SC TO-I 26 Jun 2025 005-89525
SCHEDULE 13D/A Open SCHEDULE 13D/A document View SEC filing for SCHEDULE 13D/A 09 Jun 2025 005-89525
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K 8-K 28 May 2025 28 May 2025 814-00908
SC TO-I/A Open SC TO-I/A document View SEC filing for SC TO-I/A SC TO-I/A 20 May 2025 005-89525
424B3 Open 424B3 document View SEC filing for 424B3 424B3 14 May 2025 333-274497
10-Q Open 10-Q document | Open XBRL data View SEC filing for 10-Q 10-Q 12 May 2025 31 Mar 2025 814-00908
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K 8-K 27 Mar 2025 26 Mar 2025 814-00908
SC TO-I Open SC TO-I document View SEC filing for SC TO-I SC TO-I 24 Mar 2025 005-89525
SCHEDULE 13D/A Open SCHEDULE 13D/A document View SEC filing for SCHEDULE 13D/A 11 Mar 2025 005-89525
SC TO-I/A Open SC TO-I/A document View SEC filing for SC TO-I/A SC TO-I/A 21 Feb 2025 005-89525
10-Q Open 10-Q document | Open XBRL data View SEC filing for 10-Q 10-Q 13 Feb 2025 31 Dec 2024 814-00908
486BPOS Open 486BPOS document | Open XBRL data View SEC filing for 486BPOS 486BPOS 07 Feb 2025 333-274497
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K 8-K 31 Jan 2025 29 Jan 2025 814-00908
SC TO-I Open SC TO-I document View SEC filing for SC TO-I SC TO-I 30 Dec 2024 005-89525
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K 8-K 18 Dec 2024 18 Dec 2024 814-00908
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A SC 13D/A 12 Dec 2024 005-89525
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K 8-K 02 Dec 2024 02 Dec 2024 814-00908
SC TO-I/A Open SC TO-I/A document View SEC filing for SC TO-I/A SC TO-I/A 25 Nov 2024 005-89525
424B3 Open 424B3 document View SEC filing for 424B3 424B3 20 Nov 2024 333-274497
10-Q Open 10-Q document | Open XBRL data View SEC filing for 10-Q 10-Q 14 Nov 2024 30 Sep 2024 814-00908
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K 8-K 29 Oct 2024 29 Oct 2024 814-00908
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K 8-K 25 Oct 2024 25 Oct 2024 814-00908
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K 8-K 04 Oct 2024 04 Oct 2024 814-00908
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K 8-K 27 Sep 2024 27 Sep 2024 814-00908
SC TO-I Open SC TO-I document View SEC filing for SC TO-I SC TO-I 27 Sep 2024 005-89525
SC TO-I/A Open SC TO-I/A document View SEC filing for SC TO-I/A SC TO-I/A 23 Sep 2024 005-89525
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFA14A 19 Sep 2024 814-00908
DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEF 14A 19 Sep 2024 19 Sep 2024 814-00908
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K 8-K 17 Sep 2024 17 Sep 2024 814-00908
10-K Open 10-K document | Open XBRL data View SEC filing for 10-K 10-K 12 Sep 2024 30 Jun 2024 814-00908
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K 8-K 30 Aug 2024 30 Aug 2024 814-00908
40-17G Open 40-17G document View SEC filing for 40-17G 40-17G 06 Aug 2024 814-00908
SC TO-I/A Open SC TO-I/A document View SEC filing for SC TO-I/A SC TO-I/A 05 Aug 2024 005-89525
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A SC 13D/A 29 Jul 2024 005-89525
4 Open 4 document View SEC filing for 4 FORM 4 29 Jul 2024 26 Jul 2024
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K 8-K 25 Jul 2024 25 Jul 2024 814-00908
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K 8-K 02 Jul 2024 02 Jul 2024 814-00908
SC TO-I Open SC TO-I document View SEC filing for SC TO-I SC TO-I 28 Jun 2024 005-89525
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K 8-K 26 Jun 2024 21 Jun 2024 814-00908
POS EX Open POS EX document | Open XBRL data View SEC filing for POS EX POS EX 07 Jun 2024 333-274497
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K 8-K 31 May 2024 31 May 2024 814-00908
424B3 Open 424B3 document View SEC filing for 424B3 424B3 17 May 2024 333-274497
SC TO-I/A Open SC TO-I/A document View SEC filing for SC TO-I/A SC TO-I/A 14 May 2024 005-89525
10-Q Open 10-Q document | Open XBRL data View SEC filing for 10-Q 10-Q 13 May 2024 31 Mar 2024 814-00908
EFFECT Open EFFECT document View SEC filing for EFFECT 10 May 2024 333-274497
424B3 Open 424B3 document | Open XBRL data View SEC filing for 424B3 424B3 10 May 2024 333-274497
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A SC 13D/A 26 Apr 2024 005-89525
4 Open 4 document View SEC filing for 4 FORM 4 26 Apr 2024 24 Apr 2024
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K 8-K 22 Apr 2024 19 Apr 2024 814-00908
N-2/A Open N-2/A document | Open XBRL data View SEC filing for N-2/A N-2/A 08 Apr 2024 811-22571,333-274497
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K 8-K 01 Apr 2024 01 Apr 2024 814-00908
SC TO-I Open SC TO-I document View SEC filing for SC TO-I SC TO-I 28 Mar 2024 005-89525
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K 8-K 20 Mar 2024 20 Mar 2024 814-00908
N-2/A Open N-2/A document | Open XBRL data View SEC filing for N-2/A N-2/A 13 Mar 2024 811-22571,333-274497
3 Open 3 document View SEC filing for 3 FORM 3 26 Feb 2024 22 Feb 2024
4 Open 4 document View SEC filing for 4 FORM 4 26 Feb 2024 22 Feb 2024
3 Open 3 document View SEC filing for 3 FORM 3 26 Feb 2024 22 Feb 2024
SC 13D Open SC 13D document View SEC filing for SC 13D SC 13D 26 Feb 2024 005-89525
SC TO-I/A Open SC TO-I/A document View SEC filing for SC TO-I/A SC TO-I/A 26 Feb 2024 005-89525
10-Q Open 10-Q document | Open XBRL data View SEC filing for 10-Q 10-Q 12 Feb 2024 31 Dec 2023 814-00908
D Open D document View SEC filing for D 02 Feb 2024 021-504299
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K 8-K 02 Feb 2024 02 Feb 2024 814-00908
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K 8-K 24 Jan 2024 24 Jan 2024 814-00908
N-2/A Open N-2/A document | Open XBRL data View SEC filing for N-2/A N-2/A 23 Jan 2024 811-22571,333-274497
SC TO-I Open SC TO-I document View SEC filing for SC TO-I SC TO-I 29 Dec 2023 005-89525
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K 8-K 18 Dec 2023 18 Dec 2023 814-00908
10-Q Open 10-Q document | Open XBRL data View SEC filing for 10-Q 10-Q 14 Nov 2023 30 Sep 2023 814-00908
SC TO-I/A Open SC TO-I/A document View SEC filing for SC TO-I/A SC TO-I/A 09 Nov 2023 005-89525
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K 8-K 23 Oct 2023 20 Oct 2023 814-00908
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFA14A 02 Oct 2023 814-00908
DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEF 14A 02 Oct 2023 02 Oct 2023 814-00908
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K 8-K 29 Sep 2023 29 Sep 2023 814-00908
SC TO-I Open SC TO-I document View SEC filing for SC TO-I SC TO-I 28 Sep 2023 005-89525
10-K Open 10-K document | Open XBRL data View SEC filing for 10-K 10-K 27 Sep 2023 30 Jun 2023 814-00908
N-2 Open N-2 document | Open XBRL data View SEC filing for N-2 N-2 13 Sep 2023 811-22571,333-274497
40-17G Open 40-17G document View SEC filing for 40-17G 40-17G 17 Aug 2023 814-00908
SC TO-I/A Open SC TO-I/A document View SEC filing for SC TO-I/A SC TO-I/A 31 Jul 2023 005-89525
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K 8-K 25 Jul 2023 24 Jul 2023 814-00908
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K 8-K 20 Jun 2023 15 Jun 2023 814-00908
SC TO-I Open SC TO-I document View SEC filing for SC TO-I SC TO-I 16 Jun 2023 005-89525
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K 8-K 24 May 2023 23 May 2023 814-00908
10-Q Open 10-Q document | Open XBRL data View SEC filing for 10-Q 10-Q 10 May 2023 31 Mar 2023 814-00908
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K 8-K 25 Apr 2023 21 Apr 2023 814-00908
8-K Open 8-K document | Open XBRL data View SEC filing for 8-K 8-K 28 Mar 2023 28 Mar 2023 814-00908
8-K Open 8-K document View SEC filing for 8-K 8-K 23 Feb 2023 23 Feb 2023 814-00908
CORRESP Open CORRESP document View SEC filing for CORRESP 22 Feb 2023
10-Q Open 10-Q document View SEC filing for 10-Q 10-Q 13 Feb 2023 31 Dec 2022 814-00908
APP ORDR Open APP ORDR document View SEC filing for APP ORDR 08 Feb 2023 812-15297
APP NTC Open APP NTC document View SEC filing for APP NTC 08 Feb 2023 812-15297
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A AMENDMENT NO. 2 TO FORM 40-APP 13 Dec 2022 812-15297
8-K Open 8-K document View SEC filing for 8-K 8-K 05 Dec 2022 05 Dec 2022 814-00908
APP NTC Open APP NTC document View SEC filing for APP NTC 22 Nov 2022 812-15393
10-Q Open 10-Q document View SEC filing for 10-Q 10-Q 14 Nov 2022 30 Sep 2022 814-00908
SC TO-I/A Open SC TO-I/A document View SEC filing for SC TO-I/A SC TO-I/A 07 Nov 2022 005-89525
APP WD Open APP WD document View SEC filing for APP WD FORM APP WD 06 Oct 2022 812-15393
40-APP Open 40-APP document View SEC filing for 40-APP APPLICATION FOR AN ORDER 05 Oct 2022 812-15393
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFA14A 27 Sep 2022 814-00908
DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEF 14A 27 Sep 2022 27 Sep 2022 814-00908
SC TO-I Open SC TO-I document View SEC filing for SC TO-I SC TO-I 23 Sep 2022 005-89525
8-K Open 8-K document View SEC filing for 8-K 8-K 21 Sep 2022 21 Sep 2022 814-00908
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A AMENDMENT NO. 1 TO FORM 40-APP 14 Sep 2022 812-15297
8-K Open 8-K document View SEC filing for 8-K 8-K 08 Sep 2022 07 Sep 2022 814-00908
10-K Open 10-K document View SEC filing for 10-K 10-K 06 Sep 2022 30 Jun 2022 814-00908
SC TO-I/A Open SC TO-I/A document View SEC filing for SC TO-I/A SC TO-I/A 01 Aug 2022 005-89525
APP WD Open APP WD document View SEC filing for APP WD REQUEST FOR WITHDRAWAL OF APPLICATION 29 Jul 2022 812-15253-04
40-17G Open 40-17G document View SEC filing for 40-17G 40-17G 20 Jul 2022 814-00908
8-K Open 8-K document View SEC filing for 8-K 8-K 12 Jul 2022 12 Jul 2022 814-00908
SC TO-I Open SC TO-I document View SEC filing for SC TO-I SC TO-I 22 Jun 2022 005-89525
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A AMENDMENT NO. 1 TO FORM 40-APP 03 Jun 2022 812-15330-02
40-APP Open 40-APP document View SEC filing for 40-APP APPLICATION FOR AN ORDER 13 May 2022 812-15335
10-Q Open 10-Q document View SEC filing for 10-Q 10-Q 10 May 2022 31 Mar 2022 814-00908
SC TO-I/A Open SC TO-I/A document View SEC filing for SC TO-I/A SC TO-I/A 09 May 2022 005-89525
40-APP Open 40-APP document View SEC filing for 40-APP FORM 40-APP 29 Apr 2022 812-15330-02
SC TO-I Open SC TO-I document View SEC filing for SC TO-I SC TO-I 23 Mar 2022 005-89525
8-K Open 8-K document View SEC filing for 8-K 8-K 03 Mar 2022 03 Mar 2022 814-00908
10-Q Open 10-Q document View SEC filing for 10-Q 10-Q 08 Feb 2022 31 Dec 2021 814-00908
SC TO-I/A Open SC TO-I/A document View SEC filing for SC TO-I/A SC TO-I/A 01 Feb 2022 005-89525
40-APP Open 40-APP document View SEC filing for 40-APP 40-APP 21 Jan 2022 812-15297
8-K Open 8-K document View SEC filing for 8-K 8-K 11 Jan 2022 10 Jan 2022 814-00908
SC TO-I Open SC TO-I document View SEC filing for SC TO-I SC TO-I 17 Dec 2021 005-89525
8-K Open 8-K document View SEC filing for 8-K 8-K 06 Dec 2021 06 Dec 2021 814-00908
8-K Open 8-K document View SEC filing for 8-K 8-K 15 Nov 2021 12 Nov 2021 814-00908
10-Q Open 10-Q document View SEC filing for 10-Q 10-Q 08 Nov 2021 30 Sep 2021 814-00908
SC TO-I/A Open SC TO-I/A document View SEC filing for SC TO-I/A SC TO-I/A 04 Nov 2021 005-89525
SC TO-I Open SC TO-I document View SEC filing for SC TO-I SC TO-I 17 Sep 2021 005-89525
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFA14A 14 Sep 2021 814-00908
DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEF 14A 14 Sep 2021 14 Sep 2021 814-00908
8-K Open 8-K document View SEC filing for 8-K 8-K 01 Sep 2021 31 Aug 2021 814-00908
10-K Open 10-K document View SEC filing for 10-K 10-K 27 Aug 2021 30 Jun 2021 814-00908
APP WD/A Open APP WD/A document View SEC filing for APP WD/A APP WD/A 20 Aug 2021 812-15253-04
APP WD/A Open APP WD/A document View SEC filing for APP WD/A APP WD/A 19 Aug 2021 812-14897-06
APP WD Open APP WD document View SEC filing for APP WD FORM APP WD 13 Aug 2021 812-15253-04
40-APP Open 40-APP document View SEC filing for 40-APP FORM 40-APP 05 Aug 2021 812-15253-04
SC TO-I/A Open SC TO-I/A document View SEC filing for SC TO-I/A SC TO-I/A 02 Aug 2021 005-89525
40-17G Open 40-17G document View SEC filing for 40-17G 40-17G 22 Jul 2021 814-00908
8-K Open 8-K document View SEC filing for 8-K 8-K 07 Jul 2021 07 Jul 2021 814-00908
SC TO-I Open SC TO-I document View SEC filing for SC TO-I SC TO-I 21 Jun 2021 005-89525
8-K Open 8-K document View SEC filing for 8-K 8-K 13 May 2021 12 May 2021 814-00908
10-Q Open 10-Q document View SEC filing for 10-Q 10-Q 11 May 2021 31 Mar 2021 814-00908
SC TO-I/A Open SC TO-I/A document View SEC filing for SC TO-I/A SC TO-I/A 10 May 2021 005-89525
8-K Open 8-K document View SEC filing for 8-K 8-K 21 Apr 2021 20 Apr 2021 814-00908
8-K Open 8-K document View SEC filing for 8-K 8-K 02 Apr 2021 02 Apr 2021 814-00908
EFFECT Open EFFECT document View SEC filing for EFFECT 26 Mar 2021 333-230251
SC TO-I Open SC TO-I document View SEC filing for SC TO-I SC TO-I 19 Mar 2021 005-89525
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFA14A 10 Mar 2021 814-00908
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFA14A 02 Mar 2021 814-00908
DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEF 14A 02 Mar 2021 01 Mar 2021 814-00908
CORRESP Open CORRESP document View SEC filing for CORRESP 01 Mar 2021
8-K Open 8-K document View SEC filing for 8-K 8-K 19 Feb 2021 16 Feb 2021 814-00908
POS 8C Open POS 8C document View SEC filing for POS 8C POS 8C 19 Feb 2021 333-230251
PRE 14A Open PRE 14A document View SEC filing for PRE 14A PRE 14A 19 Feb 2021 16 Feb 2021 814-00908
8-K Open 8-K document View SEC filing for 8-K 8-K 16 Feb 2021 16 Feb 2021 814-00908
10-Q Open 10-Q document View SEC filing for 10-Q 10-Q 16 Feb 2021 31 Dec 2020 814-00908
SC TO-I/A Open SC TO-I/A document View SEC filing for SC TO-I/A SC TO-I/A 10 Feb 2021 005-89525
SC TO-I/A Open SC TO-I/A document View SEC filing for SC TO-I/A SC TO-I/A 29 Jan 2021 005-89525
8-K Open 8-K document View SEC filing for 8-K 8-K 15 Jan 2021 15 Jan 2021 814-00908
424B3 Open 424B3 document View SEC filing for 424B3 424B3 15 Jan 2021 333-230251
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFA14A 15 Jan 2021 814-00908
SC TO-I Open SC TO-I document View SEC filing for SC TO-I SC TO-I 18 Dec 2020 005-89525
DEFA14A Open DEFA14A document View SEC filing for DEFA14A DEFA14A 25 Nov 2020 814-00908
424B3 Open 424B3 document View SEC filing for 424B3 424B3 13 Nov 2020 333-230251
8-K Open 8-K document View SEC filing for 8-K 8-K 12 Nov 2020 06 Nov 2020 814-00908
10-Q Open 10-Q document View SEC filing for 10-Q 10-Q 12 Nov 2020 30 Sep 2020 814-00908
SC TO-I/A Open SC TO-I/A document View SEC filing for SC TO-I/A SC TO-I/A 02 Nov 2020 005-89525
486BPOS Open 486BPOS document View SEC filing for 486BPOS FORM 486BPOS 27 Oct 2020 333-230251
DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEF 14A 18 Sep 2020 18 Sep 2020 814-00908
SC TO-I Open SC TO-I document View SEC filing for SC TO-I SC TO-I 17 Sep 2020 005-89525
8-K Open 8-K document View SEC filing for 8-K 8-K 11 Sep 2020 09 Sep 2020 814-00908
424B3 Open 424B3 document View SEC filing for 424B3 424B3 02 Sep 2020 333-230251
8-K Open 8-K document View SEC filing for 8-K 8-K DATED AUGUST 26, 2020 01 Sep 2020 26 Aug 2020 814-00908
10-K Open 10-K document View SEC filing for 10-K 10-K 27 Aug 2020 30 Jun 2020 814-00908
424B3 Open 424B3 document View SEC filing for 424B3 FORM 424(B)(3) 27 Aug 2020 333-230251
EFFECT Open EFFECT document View SEC filing for EFFECT 26 Aug 2020 333-230251
POS 8C Open POS 8C document View SEC filing for POS 8C FORM 8C 26 Aug 2020 333-230251
CORRESP Open CORRESP document View SEC filing for CORRESP 25 Aug 2020
POS 8C Open POS 8C document View SEC filing for POS 8C POST-EFFECTIVE AMENDMENT NO. 4 25 Aug 2020 333-230251
8-K Open 8-K document View SEC filing for 8-K FROM 8K DATED AUGUST 12, 2020 13 Aug 2020 12 Aug 2020 814-00908
424B3 Open 424B3 document View SEC filing for 424B3 FORM 424(B)(3) 13 Aug 2020 333-230251
8-K Open 8-K document View SEC filing for 8-K 8-K DATED AUGUST 4, 2020 10 Aug 2020 04 Aug 2020 814-00908
POS 8C Open POS 8C document View SEC filing for POS 8C POST-EFFECTIVE AMENDMENT NO. 3 TO FORM N-2 06 Aug 2020 333-230251
SC TO-I/A Open SC TO-I/A document View SEC filing for SC TO-I/A AMENDMENT NO. 1 TO SC TO 22 Jul 2020 005-89525
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A AMENDMENT NO. 4 TO 40-APP 10 Jul 2020 812-14897-06
497 Open 497 document View SEC filing for 497 FORM 497 25 Jun 2020 333-230251
EFFECT Open EFFECT document View SEC filing for EFFECT 24 Jun 2020 333-230251
CORRESP Open CORRESP document View SEC filing for CORRESP 23 Jun 2020
POS 8C Open POS 8C document View SEC filing for POS 8C POS 8C 23 Jun 2020 333-230251
10-K/A Open 10-K/A document View SEC filing for 10-K/A 10-K/A 19 Jun 2020 30 Jun 2019 814-00908
SC TO-I Open SC TO-I document View SEC filing for SC TO-I SC TO-I 09 Jun 2020 005-89525
8-K Open 8-K document View SEC filing for 8-K FORM 8K DATED MAY 28, 2020 28 May 2020 28 May 2020 814-00908
8-K Open 8-K document View SEC filing for 8-K 8-K 20 May 2020 20 May 2020 814-00908
497 Open 497 document View SEC filing for 497 497 18 May 2020 333-230251
10-Q Open 10-Q document View SEC filing for 10-Q 10-Q 15 May 2020 31 Mar 2020 814-00908
497 Open 497 document View SEC filing for 497 497 04 May 2020 333-230251
SC TO-I/A Open SC TO-I/A document View SEC filing for SC TO-I/A AMENDMENT NO.1 TO SCHEDULE TO-I 04 May 2020 005-89525
40-17G Open 40-17G document View SEC filing for 40-17G 40-17G 04 May 2020 814-00908
POS 8C Open POS 8C document View SEC filing for POS 8C POS 8C 01 Apr 2020 333-230251
CORRESP Open CORRESP document View SEC filing for CORRESP 31 Mar 2020
SC TO-I Open SC TO-I document View SEC filing for SC TO-I SCHEDULE TO-I 12 Mar 2020 005-89525
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A AMENDED FORM 40-APP 11 Mar 2020 812-14897-06
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497 Open 497 document View SEC filing for 497 SUPPLEMENT NO. 3 DATED FEBRUARY 19, 2020 TO PROSPECTUS DATED SEPTEMBER 26, 2019 19 Feb 2020 333-230251
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497 Open 497 document View SEC filing for 497 SUPPLEMENT NO. 2 DATED DECEMBER 2, 2019 TO PROSPECTUS DATED SEPTEMBER 26, 2019 02 Dec 2019 333-230251
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8-K Open 8-K document View SEC filing for 8-K 8-K DATED JUNE 17, 2019 20 Jun 2019 17 Jun 2019 814-00908
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POS EX Open POS EX document View SEC filing for POS EX POS EX 01 Apr 2019 333-226811
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497 Open 497 document View SEC filing for 497 SUPPLEMENT DATED NOVEMBER 14, 2018 15 Nov 2018 333-206730
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8-K Open 8-K document View SEC filing for 8-K FORM 8K DATED OCTOBER 23, 2018 24 Oct 2018 23 Oct 2018 814-00908
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8-K Open 8-K document View SEC filing for 8-K CURRENT REPORT 15 Aug 2018 15 Aug 2018 814-00908
497 Open 497 document View SEC filing for 497 DEFINITIVE MATERIAL 15 Aug 2018 333-206730
10-Q Open 10-Q document View SEC filing for 10-Q 10-Q 14 Aug 2018 30 Jun 2018 814-00908
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8-K Open 8-K document View SEC filing for 8-K FORM 8-K DATED NOVEMBER 16, 2017 16 Nov 2017 16 Nov 2017 814-00908
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8-K Open 8-K document View SEC filing for 8-K FORM 8-K DATED AUGUST 25, 2017 28 Aug 2017 25 Aug 2017 814-00908
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497 Open 497 document View SEC filing for 497 497 15 Aug 2017 333-206730
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DEFR14A Open DEFR14A document View SEC filing for DEFR14A DEFR 14A 16 May 2017 814-00908
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497 Open 497 document View SEC filing for 497 497 12 May 2017 333-206730
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497 Open 497 document View SEC filing for 497 497 04 May 2017 333-206730
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8-K Open 8-K document View SEC filing for 8-K FORM 8-K DATED MARCH 27, 2017 27 Mar 2017 27 Mar 2017 814-00908
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8-K Open 8-K document View SEC filing for 8-K FORM 8-K DATED DECEMBER 20, 2016 20 Dec 2016 20 Dec 2016 814-00908
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497 Open 497 document View SEC filing for 497 FORM 497 18 Nov 2016 333-206730
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8-K Open 8-K document View SEC filing for 8-K FORM 8-K DATED OCTOBER 21, 2016 24 Oct 2016 21 Oct 2016 814-00908
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8-K Open 8-K document View SEC filing for 8-K FORM 8-K DATED OCTOBER 17, 2016 17 Oct 2016 17 Oct 2016 814-00908
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497 Open 497 document View SEC filing for 497 FORM 497 23 Aug 2016 333-206730
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8-K Open 8-K document View SEC filing for 8-K FORM 8-K DATED JUNE 21, 2016 21 Jun 2016 21 Jun 2016 814-00908
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497 Open 497 document View SEC filing for 497 FORM 497 18 May 2016 333-206730
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497 Open 497 document View SEC filing for 497 497 13 May 2016 333-206730
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POS 8C Open POS 8C document | Open XBRL data View SEC filing for POS 8C POS 8C 11 May 2016 333-206730
8-K Open 8-K document View SEC filing for 8-K FORM 8-K DATED APRIL 20, 2016 20 Apr 2016 20 Apr 2016 814-00908
DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEFINITIVE PROXY STATEMENT 19 Apr 2016 27 May 2016 814-00908
POS 8C Open POS 8C document | Open XBRL data View SEC filing for POS 8C 01 Apr 2016 333-206730
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8-K Open 8-K document View SEC filing for 8-K FORM 8-K DATED MARCH 23, 2016 24 Mar 2016 23 Mar 2016 814-00908
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497 Open 497 document View SEC filing for 497 FORM 497 22 Mar 2016 333-206730
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N-2/A Open N-2/A document | Open XBRL data View SEC filing for N-2/A AMENDMENT NO. 2 TO FORM N-2 16 Mar 2016 333-206730
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8-K Open 8-K document View SEC filing for 8-K FORM 8-K DATED FEBRUARY 16, 2016 16 Feb 2016 16 Feb 2016 814-00908
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8-K Open 8-K document View SEC filing for 8-K FORM 8-K DATED DECEMBER 18, 2015 18 Dec 2015 18 Dec 2015 814-00908
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8-K Open 8-K document View SEC filing for 8-K FORM 8-K DATED OCTOBER 20, 2015 21 Oct 2015 20 Oct 2015 814-00908
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 29 Sep 2015 812-14122
8-K Open 8-K document View SEC filing for 8-K FORM 8-K DATED SEPTEMBER 16, 2015 16 Sep 2015 16 Sep 2015 814-00908
N-2 Open N-2 document View SEC filing for N-2 FORM N-2 02 Sep 2015 811-22571,333-206730
8-K Open 8-K document View SEC filing for 8-K FORM 8-K DATED AUGUST 17, 2015 17 Aug 2015 17 Aug 2015 814-00908
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8-K Open 8-K document View SEC filing for 8-K FORM 8-K DATED JULY 16, 2015 16 Jul 2015 16 Jul 2015 814-00908
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40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 28 May 2015 812-14122
8-K Open 8-K document View SEC filing for 8-K FORM 8-K DATED MAY 20, 2015 21 May 2015 20 May 2015 814-00908
8-K Open 8-K document View SEC filing for 8-K FORM 8-K DATED MAY 18, 2015 19 May 2015 18 May 2015 814-00908
40-APP Open 40-APP document View SEC filing for 40-APP 40-APP 18 May 2015 812-14463
10-Q Open 10-Q document View SEC filing for 10-Q FORM 10-Q FOR THE QUARTER ENDED MARCH 31, 2015 15 May 2015 31 Mar 2015 814-00908
497 Open 497 document View SEC filing for 497 497 04 May 2015 333-174873
EFFECT Open EFFECT document View SEC filing for EFFECT 30 Apr 2015 333-174873
DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEFINITIVE PROXY STATEMENT 30 Apr 2015 20 May 2015 814-00908
CORRESP Open CORRESP document View SEC filing for CORRESP 30 Apr 2015
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POS 8C Open POS 8C document View SEC filing for POS 8C POS 8C 30 Apr 2015 333-174873
8-K Open 8-K document View SEC filing for 8-K FORM 8-K DATED APRIL 16, 2015 17 Apr 2015 16 Apr 2015 814-00908
POS 8C Open POS 8C document View SEC filing for POS 8C POS 8C 07 Apr 2015 811-22571,333-174873
8-K Open 8-K document View SEC filing for 8-K FORM 8-K DATED APRIL 2, 2015 03 Apr 2015 02 Apr 2015 814-00908
10-K Open 10-K document View SEC filing for 10-K FORM 10-K FOR THE FISCAL YEAR ENDED DECEMBER 31, 2014 31 Mar 2015 31 Dec 2014 814-00908
497 Open 497 document View SEC filing for 497 497 12 Mar 2015 333-174873
8-K Open 8-K document View SEC filing for 8-K FORM 8-K DATED JANUARY 15, 2015 21 Jan 2015 15 Jan 2015 814-00908
497 Open 497 document View SEC filing for 497 497 17 Dec 2014 333-174873
8-K Open 8-K document View SEC filing for 8-K FORM 8-K DATED DECEMBER 15, 2014 17 Dec 2014 15 Dec 2014 814-00908
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 25 Nov 2014 812-14122
497 Open 497 document View SEC filing for 497 FORM 497 24 Nov 2014 333-174873
EFFECT Open EFFECT document View SEC filing for EFFECT 21 Nov 2014 333-174873
CORRESP Open CORRESP document View SEC filing for CORRESP 20 Nov 2014
POS 8C Open POS 8C document View SEC filing for POS 8C AMENDMENT NO. 9 TO FORM N-2 20 Nov 2014 333-174873
10-Q Open 10-Q document View SEC filing for 10-Q FORM 10-Q FOR THE QUARTER ENDED SEPTEMBER 30, 2014 19 Nov 2014 30 Sep 2014 814-00908
NT 10-Q Open NT 10-Q document View SEC filing for NT 10-Q FORM 12B-25 13 Nov 2014 30 Sep 2014 814-00908
8-K/A Open 8-K/A document View SEC filing for 8-K/A FORM 8-KA DATED SEPTEMBER 16, 2014 30 Sep 2014 16 Sep 2014 814-00908
8-K Open 8-K document View SEC filing for 8-K FORM 8-K DATED SEPTEMBER 16, 2014 22 Sep 2014 16 Sep 2014 814-00908
40-17G Open 40-17G document View SEC filing for 40-17G 40-17G 15 Aug 2014 814-00908
10-Q Open 10-Q document View SEC filing for 10-Q FORM 10-Q FOR THE QUARTER ENDED JUNE 30, 2014 14 Aug 2014 30 Jun 2014 814-00908
CORRESP Open CORRESP document View SEC filing for CORRESP 13 Aug 2014
DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEFINITIVE PROXY STATEMENT 13 Aug 2014 11 Sep 2014 814-00908
POS 8C Open POS 8C document View SEC filing for POS 8C AMENDMENT NO. 8 TO FORM N-2 01 Aug 2014 333-174873
PRE 14A Open PRE 14A document View SEC filing for PRE 14A PRELIMINARY PROXY STATEMENT 01 Aug 2014 11 Sep 2014 814-00908
8-K Open 8-K document View SEC filing for 8-K FORM 8-K DATED JULY 24, 2014 30 Jul 2014 24 Jul 2014 814-00908
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 12 Jun 2014 812-14122
497 Open 497 document View SEC filing for 497 FORM 497 04 Jun 2014 333-174873
8-K Open 8-K document View SEC filing for 8-K FORM 8-K DATED MAY 22, 2014 29 May 2014 22 May 2014 814-00908
10-Q Open 10-Q document View SEC filing for 10-Q FORM 10-Q FOR THE QUARTER ENDED MARCH 31, 2014 15 May 2014 31 Mar 2014 814-00908
DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEFINITIVE PROXT STATEMENT 30 Apr 2014 22 May 2014 814-00908
497 Open 497 document View SEC filing for 497 497 25 Apr 2014 333-174873
10-K Open 10-K document View SEC filing for 10-K FORM 10-K FOR THE FISCAL YEAR ENDED DECEMBER 31, 2013 31 Mar 2014 31 Dec 2013 814-00908
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 18 Dec 2013 812-14122
497 Open 497 document View SEC filing for 497 497 15 Nov 2013 333-174873
EFFECT Open EFFECT document View SEC filing for EFFECT 14 Nov 2013 333-174873
10-Q Open 10-Q document View SEC filing for 10-Q FORM 10-Q FOR THE QUARTER ENDED SEPTEMBER 30, 2013 14 Nov 2013 30 Sep 2013 814-00908
CORRESP Open CORRESP document View SEC filing for CORRESP 07 Nov 2013
CORRESP Open CORRESP document View SEC filing for CORRESP 07 Nov 2013
CORRESP Open CORRESP document View SEC filing for CORRESP 04 Nov 2013
POS 8C Open POS 8C document View SEC filing for POS 8C AMENDMENT NO. 7 TO FORM N-2 01 Nov 2013 333-174873
CORRESP Open CORRESP document View SEC filing for CORRESP 04 Oct 2013
40-17G Open 40-17G document View SEC filing for 40-17G 40-17G 03 Oct 2013 814-00908
CORRESP Open CORRESP document View SEC filing for CORRESP 04 Sep 2013
10-Q Open 10-Q document View SEC filing for 10-Q FORM 10-Q FOR THE QUARTER ENDED JUNE 30, 2013 14 Aug 2013 30 Jun 2013 814-00908
4 Open 4 document View SEC filing for 4 FORM 4 02 Aug 2013 31 Jul 2013
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 15 Jul 2013 812-14122
POS 8C Open POS 8C document View SEC filing for POS 8C POS 8C 08 Jul 2013 333-174873
8-K Open 8-K document View SEC filing for 8-K FORM 8-K DATED MAY 15, 2013 20 May 2013 15 May 2013 814-00908
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 17 May 2013 812-14122
10-Q Open 10-Q document View SEC filing for 10-Q FORM 10-Q FOR THE QUARTER ENDED MARCH 31, 2013 15 May 2013 31 Mar 2013 814-00908
DEF 14A Open DEF 14A document View SEC filing for DEF 14A DEFINITIVE PROXY STATEMENT 30 Apr 2013 15 May 2013 814-00908
40-17G Open 40-17G document View SEC filing for 40-17G 40-17G 09 Apr 2013 814-00908
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 09 Apr 2013 02 May 2012
10-K Open 10-K document View SEC filing for 10-K FORM 10-K FOR THE FISCAL YEAR ENDED DECEMBER 31, 2012 29 Mar 2013 31 Dec 2012 814-00908
EFFECT Open EFFECT document View SEC filing for EFFECT 21 Mar 2013 333-174873
497 Open 497 document View SEC filing for 497 TPIC- FINAL PROSPECTUS 21 Mar 2013 333-174873
POS 8C Open POS 8C document View SEC filing for POS 8C POST EFFECCTIVE AMENDMENT 5 15 Mar 2013 333-174873
POS 8C Open POS 8C document View SEC filing for POS 8C 25 Feb 2013 333-174873
40-APP Open 40-APP document View SEC filing for 40-APP 08 Feb 2013 812-14122
POS 8C Open POS 8C document View SEC filing for POS 8C POST EFFECTIVE AMENDMENT 3 15 Jan 2013 333-174873
N-54A Open N-54A document View SEC filing for N-54A N-54A FILING 11 Jan 2013 814-00908
POS 8C Open POS 8C document View SEC filing for POS 8C N-2 POST EFFECITIVE AMENDMENT 2 07 Jan 2013 333-174873
10-Q Open 10-Q document View SEC filing for 10-Q FORM 10-Q 13 Nov 2012 30 Sep 2012 811-22571
POS 8C Open POS 8C document View SEC filing for POS 8C N-2 POST EFFECTIVE AMEND 1 31 Oct 2012 333-174873
497 Open 497 document View SEC filing for 497 05 Sep 2012 333-174873
EFFECT Open EFFECT document View SEC filing for EFFECT 04 Sep 2012 333-174873
N-2/A Open N-2/A document View SEC filing for N-2/A FORM N-2 AMENDMENT 6 04 Sep 2012 333-174873
CORRESP Open CORRESP document View SEC filing for CORRESP 27 Aug 2012
N-2/A Open N-2/A document View SEC filing for N-2/A AMENDED N-2 27 Aug 2012 333-174873
CORRESP Open CORRESP document View SEC filing for CORRESP 27 Aug 2012
CORRESP Open CORRESP document View SEC filing for CORRESP 20 Aug 2012
N-2/A Open N-2/A document View SEC filing for N-2/A 20 Aug 2012 333-174873
N-2/A Open N-2/A document View SEC filing for N-2/A TPIC FORM N-2/A 29 Mar 2012 333-174873
N-2/A Open N-2/A document View SEC filing for N-2/A 2ND AMENDED FORM N-2 17 Nov 2011 333-174873
CORRESP Open CORRESP document View SEC filing for CORRESP 16 Nov 2011
CORRESP Open CORRESP document View SEC filing for CORRESP 26 Sep 2011
N-2/A Open N-2/A document View SEC filing for N-2/A TPICN2A1 29 Aug 2011 811-22571,333-174873
8-A12G Open 8-A12G document View SEC filing for 8-A12G FORM 8A 29 Aug 2011 000-54489
UPLOAD Open UPLOAD document View SEC filing for UPLOAD 06 Jul 2011
N-2 Open N-2 document View SEC filing for N-2 TPIC FORM N-2 14 Jun 2011 811-22571,333-174873
N-8A Open N-8A document View SEC filing for N-8A FORM 8A 14 Jun 2011 811-22571
N-6F Open N-6F document View SEC filing for N-6F FORM 6F 13 Jun 2011 814-00908

About this filer

Prospect Floating Rate & Alternative Income Fund, Inc. files with the SEC under CIK 0001521945. This page aggregates EDGAR filings and related ownership activity.

See insider transactions for this issuer.

FAQ

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A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
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