TriplePoint Venture Growth BDC Corp. - COM (TPVG)
CUSIP: 89677Y100
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / COM
- Total 13F shares
- 8,063,224
- Share change
- -895,503
- Total reported value
- $85,480,983
- Price per share
- $10.60
- Number of holders
- 49
- Value change
- -$9,479,088
- Number of buys
- 23
- Number of sells
- 24
Quarterly Holders Quick Answers
What is CUSIP 89677Y100?
CUSIP 89677Y100 identifies TPVG - TriplePoint Venture Growth BDC Corp. - COM in SEC institutional holdings data.
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- Latest 13F filings for newly reported positions across managers.
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Recent filing periods for CUSIP 89677Y100:
Top shareholders of TPVG - TriplePoint Venture Growth BDC Corp. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Clearbridge Investments, LLC |
13F
|
Company |
—
class O/S missing
|
1,332,090
|
$14,107,000 | — | 30 Jun 2016 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
908,230
|
$9,618,000 | — | 30 Jun 2016 | |
| Philadelphia Financial Management of San Francisco, LLC |
13F
|
Company |
—
class O/S missing
|
839,564
|
$8,891,000 | — | 30 Jun 2016 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
738,959
|
$7,826,000 | — | 30 Jun 2016 | |
| Alyeska Investment Group, L.P. |
13F
|
Company |
—
class O/S missing
|
457,623
|
$4,846,000 | — | 30 Jun 2016 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
—
class O/S missing
|
421,339
|
$4,462,000 | — | 30 Jun 2016 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
—
class O/S missing
|
408,193
|
$4,322,000 | — | 30 Jun 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
394,968
|
$4,183,000 | — | 30 Jun 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
394,735
|
$4,181,000 | — | 30 Jun 2016 | |
| PUTNAM INVESTMENTS LLC |
13F
|
Company |
—
class O/S missing
|
378,290
|
$4,006,000 | — | 30 Jun 2016 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
—
class O/S missing
|
263,581
|
$2,791,000 | — | 30 Jun 2016 | |
| DIALECTIC CAPITAL MANAGEMENT, LP |
13F
|
Company |
—
class O/S missing
|
221,681
|
$2,348,000 | — | 30 Jun 2016 | |
| ARES MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
209,687
|
$2,220,000 | — | 30 Jun 2016 | |
| AMUNDI ASSET MANAGEMENT US, INC. |
13F
|
Company |
—
class O/S missing
|
209,367
|
$2,217,000 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
194,670
|
$2,062,000 | — | 30 Jun 2016 | |
| TCW GROUP INC |
13F
|
Company |
—
class O/S missing
|
150,900
|
$1,598,000 | — | 30 Jun 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
144,250
|
$1,528,000 | — | 30 Jun 2016 | |
| MILLER VALUE PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
122,711
|
$1,300,000 | — | 30 Jun 2016 | |
| KAYNE ANDERSON CAPITAL ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
118,567
|
$1,254,000 | — | 30 Jun 2016 | |
| BlackRock Group LTD |
13F
|
Company |
—
class O/S missing
|
89,474
|
$948,000 | — | 30 Jun 2016 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
—
class O/S missing
|
74,743
|
$791,000 | — | 30 Jun 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
74,299
|
$787,000 | — | 30 Jun 2016 | |
| Nationwide Fund Advisors |
13F
|
Company |
—
class O/S missing
|
68,119
|
$721,000 | — | 30 Jun 2016 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
67,212
|
$711,000 | — | 30 Jun 2016 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
63,730
|
$675,000 | — | 30 Jun 2016 | |
| DELPHI MANAGEMENT INC /MA/ |
13F
|
Company |
—
class O/S missing
|
61,144
|
$648,000 | — | 30 Jun 2016 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
60,988
|
$646,000 | — | 30 Jun 2016 | |
| BUCKHEAD CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
60,400
|
$640,000 | — | 30 Jun 2016 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
46,100
|
$488,000 | — | 30 Jun 2016 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
43,365
|
$459,000 | — | 30 Jun 2016 | |
| ESSEX INVESTMENT MANAGEMENT CO LLC |
13F
|
Company |
—
class O/S missing
|
40,873
|
$433,000 | — | 30 Jun 2016 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
—
class O/S missing
|
30,000
|
$318,000 | — | 30 Jun 2016 | |
| WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
25,000
|
$265,000 | — | 30 Jun 2016 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
24,113
|
$255,000 | — | 30 Jun 2016 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
22,144
|
$238,000 | — | 30 Jun 2016 | |
| Nuveen Fund Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
19,178
|
$203,000 | — | 30 Jun 2016 | |
| GSA CAPITAL PARTNERS LLP |
13F
|
Company |
—
class O/S missing
|
13,800
|
$146,000 | — | 30 Jun 2016 | |
| Yellowstone Partners, LLC |
13F
|
Company |
—
class O/S missing
|
11,330
|
$120,000 | — | 30 Jun 2016 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
8,597
|
$91,000 | — | 30 Jun 2016 | |
| WESTPORT RESOURCES MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
5,380
|
$57,000 | — | 30 Jun 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
3,027
|
$32,000 | — | 30 Jun 2016 | |
| SEI INVESTMENTS CO |
13F
|
Company |
—
class O/S missing
|
761
|
$8,000 | — | 30 Jun 2016 | |
| Integrated Wealth Management |
13F
|
Company |
—
class O/S missing
|
500
|
$5,000 | — | 30 Jun 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
400
|
$4,000 | — | 30 Jun 2016 | |
| Hudock, Inc. |
13F
|
Company |
—
class O/S missing
|
300
|
$3,000 | — | 30 Jun 2016 | |
| D'Orazio & Associates, Inc. |
13F
|
Company |
—
class O/S missing
|
200
|
$2,000 | — | 30 Jun 2016 | |
| Wealthspire Advisors, L.P. |
13F
|
Company |
—
class O/S missing
|
150
|
$2,000 | — | 30 Jun 2016 | |
| Financial Management Professionals, Inc. |
13F
|
Company |
—
class O/S missing
|
150
|
$1,000 | — | 30 Jun 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
90
|
$1,000 | — | 30 Jun 2016 |
Institutional Holders of TriplePoint Venture Growth BDC Corp. - COM (TPVG) as of Q3 2016
As of 30 Sep 2016,
TriplePoint Venture Growth BDC Corp. - COM (TPVG) was held by
49 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
8,063,224 shares.
The largest 10 holders included
Clearbridge Investments, LLC, Advisors Asset Management, Inc., CONFLUENCE INVESTMENT MANAGEMENT LLC, ARES MANAGEMENT LLC, UBS Group AG, ALLIANCEBERNSTEIN L.P., PUTNAM INVESTMENTS LLC, Alyeska Investment Group, L.P., MANUFACTURERS LIFE INSURANCE COMPANY, THE, and PRICE T ROWE ASSOCIATES INC /MD/.
This page lists
49
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
47
Q3 2016 holders
49
Holder diff
2
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.