TriplePoint Venture Growth BDC Corp. - COM (TPVG)

CUSIP: 89677Y100

Q2 2016 13F Holders as of 30 Jun 2016

Type / Class
Equity / COM
Total 13F shares
8,824,672
Share change
-575,355
Total reported value
$93,455,000
Price per share
$10.59
Number of holders
47
Value change
-$6,084,679
Number of buys
25
Number of sells
16

Security key

89677Y100

Report period

Q2 2016

Institutions

47

Top holders

10

Ownership snapshot

Top shareholders of TPVG - TriplePoint Venture Growth BDC Corp. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder
Philadelphia Financial Ma...
13D/G signal
Evidence rows
49
Latest as of
31 Mar 2016
13F Highest disclosed value: $15,245,000 Showing first 8 of 49 holder rows. Open remaining rows
Holder Evidence Ownership % Position 12M Net Δ As of
Philadelphia Financial Management of San Francisco, LLC
13F
Company
13F
class O/S missing
$15,245,000
1,451,865 shares
31 Mar 2016
Clearbridge Investments, LLC
13F
Company
13F
class O/S missing
$13,987,000
1,332,090 shares
31 Mar 2016
Advisors Asset Management, Inc.
13F
Company
13F
class O/S missing
$8,773,000
835,539 shares
31 Mar 2016
CONFLUENCE INVESTMENT MANAGEMENT LLC
13F
Company
13F
class O/S missing
$6,791,000
646,757 shares
31 Mar 2016
PRICE T ROWE ASSOCIATES INC /MD/
13F
Company
13F
class O/S missing
$5,339,000
508,471 shares
31 Mar 2016
Alyeska Investment Group, L.P.
13F
Company
13F
class O/S missing
$4,708,000
448,337 shares
31 Mar 2016
ALLIANCEBERNSTEIN L.P.
13F
Company
13F
class O/S missing
$4,329,000
412,273 shares
31 Mar 2016
MANUFACTURERS LIFE INSURANCE COMPANY, THE
13F
Company
13F
class O/S missing
$4,235,000
402,211 shares
31 Mar 2016
Show 41 additional holder rows in the full holder list
Holder Evidence Ownership % Position 12M Net Δ As of
UBS Group AG
13F
Company
13F
class O/S missing
$4,087,000
389,268 shares
31 Mar 2016
AMERIPRISE FINANCIAL INC
13F
Company
13F
class O/S missing
$4,036,000
384,366 shares
31 Mar 2016
AMUNDI ASSET MANAGEMENT US, INC.
13F
Company
13F
class O/S missing
$3,780,000
360,000 shares
31 Mar 2016
PUTNAM INVESTMENTS LLC
13F
Company
13F
class O/S missing
$3,699,000
352,258 shares
31 Mar 2016
DIALECTIC CAPITAL MANAGEMENT, LP
13F
Company
13F
class O/S missing
$2,533,000
241,302 shares
31 Mar 2016
WELLS FARGO & COMPANY/MN
13F
Company
13F
class O/S missing
$1,765,000
168,065 shares
31 Mar 2016
TCW GROUP INC
13F
Company
13F
class O/S missing
$1,750,000
166,700 shares
31 Mar 2016
KAYNE ANDERSON CAPITAL ADVISORS LP
13F
Company
13F
class O/S missing
$1,634,000
155,700 shares
31 Mar 2016
MILLER VALUE PARTNERS, LLC
13F
Company
13F
class O/S missing
$1,200,000
114,266 shares
31 Mar 2016
GUGGENHEIM CAPITAL LLC
13F
Company
13F
class O/S missing
$991,000
94,402 shares
31 Mar 2016
BlackRock Group LTD
13F
Company
13F
class O/S missing
$820,000
78,095 shares
31 Mar 2016
BB&T SECURITIES, LLC
13F
Company
13F
class O/S missing
$784,000
74,743 shares
31 Mar 2016
TWO SIGMA ADVISERS, LP
13F
Company
13F
class O/S missing
$764,000
72,800 shares
31 Mar 2016
MILLENNIUM MANAGEMENT LLC
13F
Company
13F
class O/S missing
$700,000
66,706 shares
31 Mar 2016
Nationwide Fund Advisors
13F
Company
13F
class O/S missing
$666,000
63,431 shares
31 Mar 2016
Neuberger Berman Group LLC
13F
Company
13F
class O/S missing
$640,000
60,988 shares
31 Mar 2016
ROYAL BANK OF CANADA
13F
Company
13F
class O/S missing
$568,000
54,116 shares
31 Mar 2016
BUCKHEAD CAPITAL MANAGEMENT LLC
13F
Company
13F
class O/S missing
$539,000
51,300 shares
31 Mar 2016
DELPHI MANAGEMENT INC /MA/
13F
Company
13F
class O/S missing
$491,000
46,774 shares
31 Mar 2016
MORGAN STANLEY
13F
Company
13F
class O/S missing
$489,000
46,624 shares
31 Mar 2016
JPMORGAN CHASE & CO
13F
Company
13F
class O/S missing
$477,000
45,394 shares
31 Mar 2016
ESSEX INVESTMENT MANAGEMENT CO LLC
13F
Company
13F
class O/S missing
$414,000
39,439 shares
31 Mar 2016
TWO SIGMA INVESTMENTS, LP
13F
Company
13F
class O/S missing
$408,000
38,851 shares
31 Mar 2016
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
Company
13F
class O/S missing
$321,000
30,540 shares
31 Mar 2016
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC
13F
Company
13F
class O/S missing
$263,000
25,000 shares
31 Mar 2016
LPL Financial LLC
13F
Company
13F
class O/S missing
$239,000
23,288 shares
31 Mar 2016
CITADEL ADVISORS LLC
13F
Company
13F
class O/S missing
$205,000
19,506 shares
31 Mar 2016
TFS CAPITAL LLC
13F
Company
13F
class O/S missing
$177,000
16,824 shares
31 Mar 2016
Caprock Group, LLC
13F
Company
13F
class O/S missing
$165,000
15,712 shares
31 Mar 2016
Yellowstone Partners, LLC
13F
Company
13F
class O/S missing
$129,000
12,330 shares
31 Mar 2016
GSA CAPITAL PARTNERS LLP
13F
Company
13F
class O/S missing
$124,000
11,800 shares
31 Mar 2016
WESTPORT RESOURCES MANAGEMENT INC
13F
Company
13F
class O/S missing
$105,000
9,960 shares
31 Mar 2016
CITIGROUP INC
13F
Company
13F
class O/S missing
$88,000
8,390 shares
31 Mar 2016
Integrated Wealth Management
13F
Company
13F
class O/S missing
$5,000
500 shares
31 Mar 2016
Hudock, Inc.
13F
Company
13F
class O/S missing
$3,000
300 shares
31 Mar 2016
SEI INVESTMENTS CO
13F
Company
13F
class O/S missing
$3,000
251 shares
31 Mar 2016
D'Orazio & Associates, Inc.
13F
Company
13F
class O/S missing
$2,000
200 shares
31 Mar 2016
Financial Management Professionals, Inc.
13F
Company
13F
class O/S missing
$2,000
150 shares
31 Mar 2016
Wealthspire Advisors, L.P.
13F
Company
13F
class O/S missing
$2,000
150 shares
31 Mar 2016
DEUTSCHE BANK AG\
13F
Company
13F
class O/S missing
$1,000
147 shares
31 Mar 2016
MSI Financial Services Inc
13F
Company
13F
class O/S missing
$1,000
90 shares
31 Mar 2016
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q2 2016

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
47
Shares
8,824,672
Rows loaded
47
Investor Option Weight % Change % Reported value * Price Shares Share Change Activity Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q2 2016 vs Q1 2016 Across Filers

Q1 2016 holders
46
Q2 2016 holders
47
Holder diff
1
Investor Q1 2016 Shares Q2 2016 Shares Share Diff Share Chg % Q1 2016 value Q2 2016 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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