TriplePoint Venture Growth BDC Corp. - COM (TPVG)
CUSIP: 89677Y100
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / COM
- Total 13F shares
- 7,654,513
- Share change
- -262,551
- Total reported value
- $90,103,999
- Put/Call ratio
- 123%
- Price per share
- $11.78
- Number of holders
- 48
- Value change
- -$2,708,658
- Number of buys
- 20
- Number of sells
- 28
Quarterly Holders Quick Answers
What is CUSIP 89677Y100?
CUSIP 89677Y100 identifies TPVG - TriplePoint Venture Growth BDC Corp. - COM in SEC institutional holdings data.
Need full ownership history?
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Recent filing periods for CUSIP 89677Y100:
Top shareholders of TPVG - TriplePoint Venture Growth BDC Corp. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Clearbridge Investments, LLC |
13F
|
Company |
—
class O/S missing
|
1,327,090
|
$14,067,000 | — | 30 Sep 2016 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
1,008,379
|
$10,689,000 | — | 30 Sep 2016 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
744,583
|
$7,893,000 | — | 30 Sep 2016 | |
| ARES MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
541,123
|
$5,736,000 | — | 30 Sep 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
451,905
|
$4,790,000 | — | 30 Sep 2016 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
—
class O/S missing
|
366,059
|
$3,880,000 | — | 30 Sep 2016 | |
| PUTNAM INVESTMENTS LLC |
13F
|
Company |
—
class O/S missing
|
312,840
|
$3,316,000 | — | 30 Sep 2016 | |
| Alyeska Investment Group, L.P. |
13F
|
Company |
—
class O/S missing
|
304,840
|
$3,231,000 | — | 30 Sep 2016 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
—
class O/S missing
|
301,796
|
$3,199,000 | — | 30 Sep 2016 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
—
class O/S missing
|
233,255
|
$2,473,000 | — | 30 Sep 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
232,602
|
$2,465,000 | — | 30 Sep 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
207,499
|
$2,200,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
198,238
|
$2,102,000 | — | 30 Sep 2016 | |
| TCW GROUP INC |
13F
|
Company |
—
class O/S missing
|
150,900
|
$1,600,000 | — | 30 Sep 2016 | |
| DIALECTIC CAPITAL MANAGEMENT, LP |
13F
|
Company |
—
class O/S missing
|
140,000
|
$1,484,000 | — | 30 Sep 2016 | |
| PVG ASSET MANAGEMENT CORP |
13F
|
Company |
—
class O/S missing
|
134,055
|
$1,420,983 | — | 30 Sep 2016 | |
| MILLER VALUE PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
122,711
|
$1,301,000 | — | 30 Sep 2016 | |
| KAYNE ANDERSON CAPITAL ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
112,567
|
$1,193,000 | — | 30 Sep 2016 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
94,046
|
$997,000 | — | 30 Sep 2016 | |
| DELPHI MANAGEMENT INC /MA/ |
13F
|
Company |
—
class O/S missing
|
94,025
|
$997,000 | — | 30 Sep 2016 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
92,100
|
$976,000 | — | 30 Sep 2016 | |
| BlackRock Group LTD |
13F
|
Company |
—
class O/S missing
|
85,486
|
$906,000 | — | 30 Sep 2016 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
82,800
|
$878,000 | — | 30 Sep 2016 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
—
class O/S missing
|
64,743
|
$686,000 | — | 30 Sep 2016 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
64,423
|
$683,000 | — | 30 Sep 2016 | |
| Nationwide Fund Advisors |
13F
|
Company |
—
class O/S missing
|
61,819
|
$655,000 | — | 30 Sep 2016 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
57,940
|
$614,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
57,737
|
$611,000 | — | 30 Sep 2016 | |
| BUCKHEAD CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
50,400
|
$534,000 | — | 30 Sep 2016 | |
| Nuveen Fund Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
46,567
|
$494,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
43,667
|
$463,000 | — | 30 Sep 2016 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
43,437
|
$460,000 | — | 30 Sep 2016 | |
| ESSEX INVESTMENT MANAGEMENT CO LLC |
13F
|
Company |
—
class O/S missing
|
40,814
|
$433,000 | — | 30 Sep 2016 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
36,733
|
$389,000 | — | 30 Sep 2016 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
—
class O/S missing
|
35,000
|
$371,000 | — | 30 Sep 2016 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
24,414
|
$269,000 | — | 30 Sep 2016 | |
| WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
25,000
|
$265,000 | — | 30 Sep 2016 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
13,510
|
$143,000 | — | 30 Sep 2016 | |
| Yellowstone Partners, LLC |
13F
|
Company |
—
class O/S missing
|
11,755
|
$125,000 | — | 30 Sep 2016 | |
| GSA CAPITAL PARTNERS LLP |
13F
|
Company |
—
class O/S missing
|
10,900
|
$116,000 | — | 30 Sep 2016 | |
| GAM Holding AG |
13F
|
Company |
—
class O/S missing
|
10,682
|
$113,000 | — | 30 Sep 2016 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
8,648
|
$92,000 | — | 30 Sep 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
8,084
|
$86,000 | — | 30 Sep 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
5,370
|
$57,000 | — | 30 Sep 2016 | |
| SEI INVESTMENTS CO |
13F
|
Company |
—
class O/S missing
|
758
|
$8,000 | — | 30 Sep 2016 | |
| BARCLAYS PLC |
13F
|
Company |
—
class O/S missing
|
724
|
$8,000 | — | 30 Sep 2016 | |
| Hudock, Inc. |
13F
|
Company |
—
class O/S missing
|
500
|
$5,000 | — | 30 Sep 2016 | |
| Integrated Wealth Management |
13F
|
Company |
—
class O/S missing
|
500
|
$5,000 | — | 30 Sep 2016 | |
| D'Orazio & Associates, Inc. |
13F
|
Company |
—
class O/S missing
|
200
|
$2,000 | — | 30 Sep 2016 | |
| Wealthspire Advisors, L.P. |
13F
|
Company |
—
class O/S missing
|
150
|
$2,000 | — | 30 Sep 2016 |
Institutional Holders of TriplePoint Venture Growth BDC Corp. - COM (TPVG) as of Q4 2016
As of 31 Dec 2016,
TriplePoint Venture Growth BDC Corp. - COM (TPVG) was held by
48 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
7,654,513 shares.
The largest 10 holders included
Clearbridge Investments, LLC, Advisors Asset Management, Inc., CONFLUENCE INVESTMENT MANAGEMENT LLC, ARES MANAGEMENT LLC, UBS Group AG, WELLS FARGO & COMPANY/MN, ALLIANCEBERNSTEIN L.P., PUTNAM INVESTMENTS LLC, Alyeska Investment Group, L.P., and GUGGENHEIM CAPITAL LLC.
This page lists
48
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
49
Q4 2016 holders
48
Holder diff
-1
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.