TRI-CONTINENTAL Corp - COM (TY)

CUSIP: 895436103

Q1 2020 13F Holders as of 31 Mar 2020

Type / Class
Equity / COM
Total 13F shares
5,646,341
Share change
+108,699
Total reported value
$118,084,752
Price per share
$20.91
Number of holders
90
Value change
+$458,378
Number of buys
33
Number of sells
48

Quarterly Holders Quick Answers

What is CUSIP 895436103?
CUSIP 895436103 identifies TY - TRI-CONTINENTAL Corp - COM in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of TY - TRI-CONTINENTAL Corp - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
Relative Value Partners Group, LLC
13F
Company
class O/S missing
555,679
$15,689,000 31 Dec 2019
13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
13F
Company
class O/S missing
531,572
$14,990,000 31 Dec 2019
13F
Raymond James Financial Services Advisors, Inc.
13F
Company
class O/S missing
436,016
$12,296,000 31 Dec 2019
13F
LAZARD ASSET MANAGEMENT LLC
13F
Company
class O/S missing
428,975
$12,097,000 31 Dec 2019
13F
DUBUQUE BANK & TRUST CO
13F
Company
class O/S missing
317,647
$8,958,000 31 Dec 2019
13F
WELLS FARGO & COMPANY/MN
13F
Company
class O/S missing
307,777
$8,679,000 31 Dec 2019
13F
UBS Group AG
13F
Company
class O/S missing
289,318
$8,159,000 31 Dec 2019
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
class O/S missing
281,925
$7,950,000 31 Dec 2019
13F
MORGAN STANLEY
13F
Company
class O/S missing
236,071
$6,657,000 31 Dec 2019
13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC
13F
Company
class O/S missing
205,728
$5,802,000 31 Dec 2019
13F
BANK OF AMERICA CORP /DE/
13F
Company
class O/S missing
174,083
$4,909,000 31 Dec 2019
13F
Uncommon Cents Investing LLC
13F
Company
class O/S missing
104,178
$2,938,000 31 Dec 2019
13F
STIFEL FINANCIAL CORP
13F
Company
class O/S missing
97,863
$2,755,000 31 Dec 2019
13F
FIRST TRUST ADVISORS LP
13F
Company
class O/S missing
92,299
$2,603,000 31 Dec 2019
13F
Cornerstone Advisors, LLC
13F
Company
class O/S missing
90,977
$2,566,000 31 Dec 2019
13F
BROWN ADVISORY INC
13F
Company
class O/S missing
86,114
$2,428,000 31 Dec 2019
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
77,340
$2,181,000 31 Dec 2019
13F
1832 Asset Management L.P.
13F
Company
class O/S missing
74,500
$2,098,000 31 Dec 2019
13F
Shaker Financial Services, LLC
13F
Company
class O/S missing
68,640
$1,936,000 31 Dec 2019
13F
RB Capital Management, LLC
13F
Company
class O/S missing
51,433
$1,443,000 31 Dec 2019
13F
Janney Montgomery Scott LLC
13F
Company
class O/S missing
48,202
$1,359,000 31 Dec 2019
13F
Cornerstone Advisory, LLC
13F
Company
class O/S missing
41,868
$1,181,000 31 Dec 2019
13F
Cetera Advisor Networks LLC
13F
Company
class O/S missing
41,544
$1,173,000 31 Dec 2019
13F
Ancora Advisors LLC
13F
Company
class O/S missing
40,237
$1,134,000 31 Dec 2019
13F
AdvisorNet Financial, Inc
13F
Company
class O/S missing
36,401
$1,027,000 31 Dec 2019
13F
Successful Portfolios LLC
13F
Company
class O/S missing
35,527
$1,002,000 31 Dec 2019
13F
Creative Planning
13F
Company
class O/S missing
35,034
$988,000 31 Dec 2019
13F
COMMONWEALTH EQUITY SERVICES, LLC
13F
Company
class O/S missing
33,116
$933,000 31 Dec 2019
13F
D.A. DAVIDSON & CO.
13F
Company
class O/S missing
32,521
$917,000 31 Dec 2019
13F
LPL Financial LLC
13F
Company
class O/S missing
28,684
$809,000 31 Dec 2019
13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.
13F
Company
class O/S missing
27,958
$788,000 31 Dec 2019
13F
Cetera Advisors LLC
13F
Company
class O/S missing
24,961
$705,000 31 Dec 2019
13F
TIAA, FSB
13F
Company
class O/S missing
23,144
$653,000 31 Dec 2019
13F
Heritage Wealth Advisors
13F
Company
class O/S missing
22,735
$641,127 31 Dec 2019
13F
Magnus Financial Group LLC
13F
Company
class O/S missing
22,469
$634,000 31 Dec 2019
13F
Koshinski Asset Management, Inc.
13F
Company
class O/S missing
20,980
$587,000 31 Dec 2019
13F
Sheaff Brock Investment Advisors, LLC
13F
Company
class O/S missing
18,981
$535,000 31 Dec 2019
13F
SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC
13F
Company
class O/S missing
17,935
$489,000 31 Dec 2019
13F
Kelman-Lazarov, Inc.
13F
Company
class O/S missing
17,350
$489,000 31 Dec 2019
13F
Quad-Cities Investment Group, LLC
13F
Company
class O/S missing
17,230
$486,000 31 Dec 2019
13F
HighTower Advisors, LLC
13F
Company
class O/S missing
16,865
$477,000 31 Dec 2019
13F
TWIN FOCUS CAPITAL PARTNERS, LLC
13F
Company
class O/S missing
16,400
$462,000 31 Dec 2019
13F
Ameritas Investment Partners, Inc.
13F
Company
class O/S missing
15,566
$438,000 31 Dec 2019
13F
Laurel Wealth Advisors, Inc.
13F
Company
class O/S missing
15,020
$424,000 31 Dec 2019
13F
Advisor Group, Inc.
13F
Company
class O/S missing
14,930
$422,000 31 Dec 2019
13F
9258 Wealth Management, LLC
13F
Company
class O/S missing
14,469
$408,000 31 Dec 2019
13F
AMERICAN ASSET MANAGEMENT INC.
13F
Company
class O/S missing
13,643
$385,000 31 Dec 2019
13F
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
class O/S missing
13,107
$372,000 31 Dec 2019
13F
GUYASUTA INVESTMENT ADVISORS INC
13F
Company
class O/S missing
13,156
$371,000 31 Dec 2019
13F
Walleye Capital LLC
13F
Company
class O/S missing
12,668
$358,000 31 Dec 2019
13F

Institutional Holders of TRI-CONTINENTAL Corp - COM (TY) as of Q1 2020

As of 31 Mar 2020, TRI-CONTINENTAL Corp - COM (TY) was held by 90 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 5,646,341 shares. The largest 10 holders included Relative Value Partners Group, LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, LAZARD ASSET MANAGEMENT LLC, Raymond James Financial Services Advisors, Inc., DUBUQUE BANK & TRUST CO, RAYMOND JAMES & ASSOCIATES, UBS Group AG, MORGAN STANLEY, BANK OF AMERICA CORP /DE/, and Parametric Portfolio Associates LLC. This page lists 90 institutional shareholders reporting positions in this security for the Q1 2020 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q1 2020 vs Q4 2019 Across Filers

Q4 2019 holders
107
Q1 2020 holders
90
Holder diff
-17
Investor Q4 2019 Shares Q1 2020 Shares Share Diff Share Chg % Q4 2019 Value $ Q1 2020 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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