- Type / Class
- Equity / COM
- Total 13F shares
- 5,646,341
- Share change
- +108,699
- Total reported value
- $118,084,752
- Price per share
- $20.91
- Number of holders
- 90
- Value change
- +$458,378
- Number of buys
- 33
- Number of sells
- 48
Quarterly Holders Quick Answers
What is CUSIP 895436103?
CUSIP 895436103 identifies TY - TRI-CONTINENTAL Corp - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 895436103:
Top shareholders of TY - TRI-CONTINENTAL Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Relative Value Partners Group, LLC |
13F
|
Company |
—
class O/S missing
|
555,679
|
$15,689,000 | — | 31 Dec 2019 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
531,572
|
$14,990,000 | — | 31 Dec 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
436,016
|
$12,296,000 | — | 31 Dec 2019 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
428,975
|
$12,097,000 | — | 31 Dec 2019 | |
| DUBUQUE BANK & TRUST CO |
13F
|
Company |
—
class O/S missing
|
317,647
|
$8,958,000 | — | 31 Dec 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
307,777
|
$8,679,000 | — | 31 Dec 2019 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
289,318
|
$8,159,000 | — | 31 Dec 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
281,925
|
$7,950,000 | — | 31 Dec 2019 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
236,071
|
$6,657,000 | — | 31 Dec 2019 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
205,728
|
$5,802,000 | — | 31 Dec 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
174,083
|
$4,909,000 | — | 31 Dec 2019 | |
| Uncommon Cents Investing LLC |
13F
|
Company |
—
class O/S missing
|
104,178
|
$2,938,000 | — | 31 Dec 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
97,863
|
$2,755,000 | — | 31 Dec 2019 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
92,299
|
$2,603,000 | — | 31 Dec 2019 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
90,977
|
$2,566,000 | — | 31 Dec 2019 | |
| BROWN ADVISORY INC |
13F
|
Company |
—
class O/S missing
|
86,114
|
$2,428,000 | — | 31 Dec 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
77,340
|
$2,181,000 | — | 31 Dec 2019 | |
| 1832 Asset Management L.P. |
13F
|
Company |
—
class O/S missing
|
74,500
|
$2,098,000 | — | 31 Dec 2019 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
68,640
|
$1,936,000 | — | 31 Dec 2019 | |
| RB Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
51,433
|
$1,443,000 | — | 31 Dec 2019 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
48,202
|
$1,359,000 | — | 31 Dec 2019 | |
| Cornerstone Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
41,868
|
$1,181,000 | — | 31 Dec 2019 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
41,544
|
$1,173,000 | — | 31 Dec 2019 | |
| Ancora Advisors LLC |
13F
|
Company |
—
class O/S missing
|
40,237
|
$1,134,000 | — | 31 Dec 2019 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
—
class O/S missing
|
36,401
|
$1,027,000 | — | 31 Dec 2019 | |
| Successful Portfolios LLC |
13F
|
Company |
—
class O/S missing
|
35,527
|
$1,002,000 | — | 31 Dec 2019 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
35,034
|
$988,000 | — | 31 Dec 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
33,116
|
$933,000 | — | 31 Dec 2019 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
32,521
|
$917,000 | — | 31 Dec 2019 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
28,684
|
$809,000 | — | 31 Dec 2019 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
27,958
|
$788,000 | — | 31 Dec 2019 | |
| Cetera Advisors LLC |
13F
|
Company |
—
class O/S missing
|
24,961
|
$705,000 | — | 31 Dec 2019 | |
| TIAA, FSB |
13F
|
Company |
—
class O/S missing
|
23,144
|
$653,000 | — | 31 Dec 2019 | |
| Heritage Wealth Advisors |
13F
|
Company |
—
class O/S missing
|
22,735
|
$641,127 | — | 31 Dec 2019 | |
| Magnus Financial Group LLC |
13F
|
Company |
—
class O/S missing
|
22,469
|
$634,000 | — | 31 Dec 2019 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
20,980
|
$587,000 | — | 31 Dec 2019 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
18,981
|
$535,000 | — | 31 Dec 2019 | |
| SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
17,935
|
$489,000 | — | 31 Dec 2019 | |
| Kelman-Lazarov, Inc. |
13F
|
Company |
—
class O/S missing
|
17,350
|
$489,000 | — | 31 Dec 2019 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
—
class O/S missing
|
17,230
|
$486,000 | — | 31 Dec 2019 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
16,865
|
$477,000 | — | 31 Dec 2019 | |
| TWIN FOCUS CAPITAL PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
16,400
|
$462,000 | — | 31 Dec 2019 | |
| Ameritas Investment Partners, Inc. |
13F
|
Company |
—
class O/S missing
|
15,566
|
$438,000 | — | 31 Dec 2019 | |
| Laurel Wealth Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
15,020
|
$424,000 | — | 31 Dec 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
14,930
|
$422,000 | — | 31 Dec 2019 | |
| 9258 Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
14,469
|
$408,000 | — | 31 Dec 2019 | |
| AMERICAN ASSET MANAGEMENT INC. |
13F
|
Company |
—
class O/S missing
|
13,643
|
$385,000 | — | 31 Dec 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
13,107
|
$372,000 | — | 31 Dec 2019 | |
| GUYASUTA INVESTMENT ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
13,156
|
$371,000 | — | 31 Dec 2019 | |
| Walleye Capital LLC |
13F
|
Company |
—
class O/S missing
|
12,668
|
$358,000 | — | 31 Dec 2019 |
Institutional Holders of TRI-CONTINENTAL Corp - COM (TY) as of Q1 2020
As of 31 Mar 2020,
TRI-CONTINENTAL Corp - COM (TY) was held by
90 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,646,341 shares.
The largest 10 holders included
Relative Value Partners Group, LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, LAZARD ASSET MANAGEMENT LLC, Raymond James Financial Services Advisors, Inc., DUBUQUE BANK & TRUST CO, RAYMOND JAMES & ASSOCIATES, UBS Group AG, MORGAN STANLEY, BANK OF AMERICA CORP /DE/, and Parametric Portfolio Associates LLC.
This page lists
90
institutional shareholders reporting positions in this security
for the Q1 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2020 vs Q4 2019 Across Filers
Q4 2019 holders
107
Q1 2020 holders
90
Holder diff
-17
| Investor | Q4 2019 Shares | Q1 2020 Shares | Share Diff | Share Chg % | Q4 2019 Value $ | Q1 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.