- Type / Class
- Equity / COM
- Total 13F shares
- 5,498,763
- Share change
- +105,214
- Total reported value
- $155,049,942
- Price per share
- $28.20
- Number of holders
- 107
- Value change
- +$2,969,983
- Number of buys
- 53
- Number of sells
- 19
Quarterly Holders Quick Answers
What is CUSIP 895436103?
CUSIP 895436103 identifies TY - TRI-CONTINENTAL Corp - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 895436103:
Top shareholders of TY - TRI-CONTINENTAL Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Relative Value Partners Group, LLC |
13F
|
Company |
—
class O/S missing
|
697,047
|
$18,995,000 | — | 30 Sep 2019 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
523,353
|
$14,261,000 | — | 30 Sep 2019 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
428,975
|
$11,689,000 | — | 30 Sep 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
409,022
|
$11,146,000 | — | 30 Sep 2019 | |
| DUBUQUE BANK & TRUST CO |
13F
|
Company |
—
class O/S missing
|
311,297
|
$8,483,000 | — | 30 Sep 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
295,124
|
$8,042,000 | — | 30 Sep 2019 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
278,506
|
$7,590,000 | — | 30 Sep 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
269,460
|
$7,343,000 | — | 30 Sep 2019 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
233,104
|
$6,352,000 | — | 30 Sep 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
171,189
|
$4,665,000 | — | 30 Sep 2019 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
113,246
|
$3,086,000 | — | 30 Sep 2019 | |
| Uncommon Cents Investing LLC |
13F
|
Company |
—
class O/S missing
|
104,438
|
$2,846,000 | — | 30 Sep 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
93,864
|
$2,563,000 | — | 30 Sep 2019 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
90,517
|
$2,467,000 | — | 30 Sep 2019 | |
| BROWN ADVISORY INC |
13F
|
Company |
—
class O/S missing
|
86,114
|
$2,347,000 | — | 30 Sep 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
76,196
|
$2,076,000 | — | 30 Sep 2019 | |
| 1832 Asset Management L.P. |
13F
|
Company |
—
class O/S missing
|
74,500
|
$2,023,000 | — | 30 Sep 2019 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
68,944
|
$1,879,000 | — | 30 Sep 2019 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
65,396
|
$1,782,000 | — | 30 Sep 2019 | |
| RB Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
49,660
|
$1,334,000 | — | 30 Sep 2019 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
48,137
|
$1,312,000 | — | 30 Sep 2019 | |
| Ancora Advisors LLC |
13F
|
Company |
—
class O/S missing
|
45,233
|
$1,233,000 | — | 30 Sep 2019 | |
| Cornerstone Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
40,401
|
$1,101,000 | — | 30 Sep 2019 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
38,615
|
$1,050,000 | — | 30 Sep 2019 | |
| Successful Portfolios LLC |
13F
|
Company |
—
class O/S missing
|
38,091
|
$1,038,000 | — | 30 Sep 2019 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
—
class O/S missing
|
36,401
|
$992,000 | — | 30 Sep 2019 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
35,071
|
$956,000 | — | 30 Sep 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
30,605
|
$834,000 | — | 30 Sep 2019 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
26,570
|
$724,000 | — | 30 Sep 2019 | |
| Cetera Advisors LLC |
13F
|
Company |
—
class O/S missing
|
23,378
|
$638,000 | — | 30 Sep 2019 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
23,337
|
$636,000 | — | 30 Sep 2019 | |
| Heritage Wealth Advisors |
13F
|
Company |
—
class O/S missing
|
22,735
|
$619,000 | — | 30 Sep 2019 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
21,287
|
$580,000 | — | 30 Sep 2019 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
18,778
|
$513,000 | — | 30 Sep 2019 | |
| Kelman-Lazarov, Inc. |
13F
|
Company |
—
class O/S missing
|
18,050
|
$492,000 | — | 30 Sep 2019 | |
| SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
17,935
|
$489,000 | — | 30 Sep 2019 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
—
class O/S missing
|
16,573
|
$452,000 | — | 30 Sep 2019 | |
| TWIN FOCUS CAPITAL PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
16,400
|
$447,000 | — | 30 Sep 2019 | |
| Laurel Wealth Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
15,888
|
$433,000 | — | 30 Sep 2019 | |
| Ameritas Investment Partners, Inc. |
13F
|
Company |
—
class O/S missing
|
15,566
|
$424,000 | — | 30 Sep 2019 | |
| 9258 Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
14,070
|
$383,000 | — | 30 Sep 2019 | |
| AMERICAN ASSET MANAGEMENT INC. |
13F
|
Company |
—
class O/S missing
|
13,643
|
$372,000 | — | 30 Sep 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
12,446
|
$340,000 | — | 30 Sep 2019 | |
| Magnus Financial Group LLC |
13F
|
Company |
—
class O/S missing
|
12,400
|
$338,000 | — | 30 Sep 2019 | |
| JOHNSON INVESTMENT COUNSEL INC |
13F
|
Company |
—
class O/S missing
|
12,395
|
$338,000 | — | 30 Sep 2019 | |
| ELEMENT POINTE ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
11,589
|
$316,000 | — | 30 Sep 2019 | |
| Capstone Financial Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
11,575
|
$315,000 | — | 30 Sep 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
11,492
|
$313,000 | — | 30 Sep 2019 | |
| Harvest Investment Services, LLC |
13F
|
Company |
—
class O/S missing
|
11,241
|
$303,000 | — | 30 Sep 2019 | |
| St. James Investment Company, LLC |
13F
|
Company |
—
class O/S missing
|
10,995
|
$300,000 | — | 30 Sep 2019 |
Institutional Holders of TRI-CONTINENTAL Corp - COM (TY) as of Q4 2019
As of 31 Dec 2019,
TRI-CONTINENTAL Corp - COM (TY) was held by
107 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,498,763 shares.
The largest 10 holders included
Relative Value Partners Group, LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, Raymond James Financial Services Advisors, Inc., LAZARD ASSET MANAGEMENT LLC, DUBUQUE BANK & TRUST CO, WELLS FARGO & COMPANY/MN, UBS Group AG, RAYMOND JAMES & ASSOCIATES, MORGAN STANLEY, and Parametric Portfolio Associates LLC.
This page lists
107
institutional shareholders reporting positions in this security
for the Q4 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2019 vs Q3 2019 Across Filers
Q3 2019 holders
100
Q4 2019 holders
107
Holder diff
7
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 Value $ | Q4 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.