TRI-CONTINENTAL Corp - COM (TY)

CUSIP: 895436103

Q2 2019 13F Holders as of 30 Jun 2019

Type / Class
Equity / COM
Total 13F shares
5,399,940
Share change
-168,975
Total reported value
$145,643,010
Price per share
$26.97
Number of holders
94
Value change
-$4,464,519
Number of buys
47
Number of sells
41

Quarterly Holders Quick Answers

What is CUSIP 895436103?
CUSIP 895436103 identifies TY - TRI-CONTINENTAL Corp - COM in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of TY - TRI-CONTINENTAL Corp - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
Relative Value Partners Group, LLC
13F
Company
class O/S missing
775,758
$20,402,000 31 Mar 2019
13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
13F
Company
class O/S missing
561,309
$14,762,000 31 Mar 2019
13F
LAZARD ASSET MANAGEMENT LLC
13F
Company
class O/S missing
428,975
$11,282,000 31 Mar 2019
13F
Raymond James Financial Services Advisors, Inc.
13F
Company
class O/S missing
396,331
$10,423,000 31 Mar 2019
13F
CORNERSTONE ADVISORS INC
13F
Company
class O/S missing
308,564
$8,115,000 31 Mar 2019
13F
WELLS FARGO & COMPANY/MN
13F
Company
class O/S missing
289,591
$7,616,000 31 Mar 2019
13F
DUBUQUE BANK & TRUST CO
13F
Company
class O/S missing
287,538
$7,562,000 31 Mar 2019
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
class O/S missing
282,822
$7,438,000 31 Mar 2019
13F
UBS Group AG
13F
Company
class O/S missing
268,104
$7,051,000 31 Mar 2019
13F
MORGAN STANLEY
13F
Company
class O/S missing
240,417
$6,323,000 31 Mar 2019
13F
1607 Capital Partners, LLC
13F
Company
class O/S missing
200,610
$5,276,000 31 Mar 2019
13F
BANK OF AMERICA CORP /DE/
13F
Company
class O/S missing
183,685
$4,831,000 31 Mar 2019
13F
Uncommon Cents Investing LLC
13F
Company
class O/S missing
100,728
$2,649,000 31 Mar 2019
13F
FIRST TRUST ADVISORS LP
13F
Company
class O/S missing
87,464
$2,300,000 31 Mar 2019
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
86,359
$2,271,000 31 Mar 2019
13F
BROWN ADVISORY INC
13F
Company
class O/S missing
86,114
$2,265,000 31 Mar 2019
13F
STIFEL FINANCIAL CORP
13F
Company
class O/S missing
79,652
$2,097,000 31 Mar 2019
13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.
13F
Company
class O/S missing
77,513
$2,039,000 31 Mar 2019
13F
1832 Asset Management L.P.
13F
Company
class O/S missing
75,000
$1,975,000 31 Mar 2019
13F
COMMONWEALTH EQUITY SERVICES, LLC
13F
Company
class O/S missing
73,325
$1,928,000 31 Mar 2019
13F
Bulldog Investors, LLP
13F
Company
class O/S missing
69,686
$1,833,000 31 Mar 2019
13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC
13F
Company
class O/S missing
58,320
$1,534,000 31 Mar 2019
13F
RB Capital Management, LLC
13F
Company
class O/S missing
49,703
$1,307,000 31 Mar 2019
13F
Ancora Advisors LLC
13F
Company
class O/S missing
47,733
$1,256,000 31 Mar 2019
13F
Cetera Advisor Networks LLC
13F
Company
class O/S missing
39,737
$1,046,000 31 Mar 2019
13F
Janney Montgomery Scott LLC
13F
Company
class O/S missing
39,254
$1,032,000 31 Mar 2019
13F
Successful Portfolios LLC
13F
Company
class O/S missing
38,753
$1,019,000 31 Mar 2019
13F
Creative Planning
13F
Company
class O/S missing
37,322
$982,000 31 Mar 2019
13F
MML INVESTORS SERVICES, LLC
13F
Company
class O/S missing
37,137
$977,000 31 Mar 2019
13F
AdvisorNet Financial, Inc
13F
Company
class O/S missing
36,401
$957,000 31 Mar 2019
13F
Cornerstone Advisory, LLC
13F
Company
class O/S missing
31,148
$819,000 31 Mar 2019
13F
COHEN & STEERS, INC.
13F
Company
class O/S missing
26,892
$707,000 31 Mar 2019
13F
HighTower Advisors, LLC
13F
Company
class O/S missing
25,686
$673,000 31 Mar 2019
13F
LPL Financial LLC
13F
Company
class O/S missing
24,769
$651,000 31 Mar 2019
13F
Sheaff Brock Investment Advisors, LLC
13F
Company
class O/S missing
24,323
$640,000 31 Mar 2019
13F
Heritage Wealth Advisors
13F
Company
class O/S missing
22,735
$597,931 31 Mar 2019
13F
Kelman-Lazarov, Inc.
13F
Company
class O/S missing
22,700
$597,000 31 Mar 2019
13F
SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC
13F
Company
class O/S missing
17,935
$472,000 31 Mar 2019
13F
Laurel Wealth Advisors, Inc.
13F
Company
class O/S missing
15,596
$410,000 31 Mar 2019
13F
Ameritas Investment Partners, Inc.
13F
Company
class O/S missing
15,566
$409,000 31 Mar 2019
13F
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
class O/S missing
15,355
$404,000 31 Mar 2019
13F
9258 Wealth Management, LLC
13F
Company
class O/S missing
15,066
$396,000 31 Mar 2019
13F
Quad-Cities Investment Group, LLC
13F
Company
class O/S missing
15,079
$395,000 31 Mar 2019
13F
Koshinski Asset Management, Inc.
13F
Company
class O/S missing
14,180
$373,000 31 Mar 2019
13F
Cetera Advisors LLC
13F
Company
class O/S missing
13,746
$362,000 31 Mar 2019
13F
AMERICAN ASSET MANAGEMENT INC.
13F
Company
class O/S missing
13,743
$361,000 31 Mar 2019
13F
Harvest Investment Services, LLC
13F
Company
class O/S missing
12,183
$323,000 31 Mar 2019
13F
ELEMENT POINTE ADVISORS, LLC
13F
Company
class O/S missing
11,934
$314,000 31 Mar 2019
13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
Company
class O/S missing
11,434
$301,000 31 Mar 2019
13F
Magnus Financial Group LLC
13F
Company
class O/S missing
11,400
$300,000 31 Mar 2019
13F

Institutional Holders of TRI-CONTINENTAL Corp - COM (TY) as of Q2 2019

As of 30 Jun 2019, TRI-CONTINENTAL Corp - COM (TY) was held by 94 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 5,399,940 shares. The largest 10 holders included Relative Value Partners Group, LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, LAZARD ASSET MANAGEMENT LLC, Raymond James Financial Services Advisors, Inc., DUBUQUE BANK & TRUST CO, WELLS FARGO & COMPANY/MN, UBS Group AG, RAYMOND JAMES & ASSOCIATES, MORGAN STANLEY, and BANK OF AMERICA CORP /DE/. This page lists 94 institutional shareholders reporting positions in this security for the Q2 2019 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q2 2019 vs Q1 2019 Across Filers

Q1 2019 holders
102
Q2 2019 holders
94
Holder diff
-8
Investor Q1 2019 Shares Q2 2019 Shares Share Diff Share Chg % Q1 2019 Value $ Q2 2019 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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