- Type / Class
- Equity / COM
- Total 13F shares
- 6,994,066
- Share change
- +340,288
- Total reported value
- $185,403,592
- Price per share
- $26.51
- Number of holders
- 105
- Value change
- +$9,021,789
- Number of buys
- 50
- Number of sells
- 27
Quarterly Holders Quick Answers
What is CUSIP 895436103?
CUSIP 895436103 identifies TY - TRI-CONTINENTAL Corp - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 895436103:
Top shareholders of TY - TRI-CONTINENTAL Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Relative Value Partners Group, LLC |
13F
|
Company |
—
class O/S missing
|
1,327,678
|
$34,931,000 | — | 31 Mar 2018 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
596,430
|
$15,692,000 | — | 31 Mar 2018 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
484,275
|
$12,741,000 | — | 31 Mar 2018 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
305,715
|
$8,043,000 | — | 31 Mar 2018 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
297,938
|
$7,839,000 | — | 31 Mar 2018 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
293,911
|
$7,733,000 | — | 31 Mar 2018 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
292,161
|
$7,687,000 | — | 31 Mar 2018 | |
| Bulldog Investors, LLP |
13F
|
Company |
—
class O/S missing
|
263,957
|
$6,945,000 | — | 31 Mar 2018 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
219,158
|
$5,766,000 | — | 31 Mar 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
211,493
|
$5,564,000 | — | 31 Mar 2018 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
203,887
|
$5,364,000 | — | 31 Mar 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
199,221
|
$5,242,000 | — | 31 Mar 2018 | |
| DUBUQUE BANK & TRUST CO |
13F
|
Company |
—
class O/S missing
|
192,824
|
$5,073,000 | — | 31 Mar 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
172,944
|
$4,549,000 | — | 31 Mar 2018 | |
| 1832 Asset Management L.P. |
13F
|
Company |
—
class O/S missing
|
120,000
|
$3,172,000 | — | 31 Mar 2018 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
104,047
|
$2,737,000 | — | 31 Mar 2018 | |
| Kelman-Lazarov, Inc. |
13F
|
Company |
—
class O/S missing
|
89,485
|
$2,354,000 | — | 31 Mar 2018 | |
| Signature Financial Management, Inc. |
13F
|
Company |
—
class O/S missing
|
86,114
|
$2,266,000 | — | 31 Mar 2018 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
79,559
|
$2,093,000 | — | 31 Mar 2018 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
74,285
|
$1,954,000 | — | 31 Mar 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
73,332
|
$1,929,000 | — | 31 Mar 2018 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
62,902
|
$1,658,000 | — | 31 Mar 2018 | |
| Ancora Advisors LLC |
13F
|
Company |
—
class O/S missing
|
61,647
|
$1,622,000 | — | 31 Mar 2018 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
58,326
|
$1,535,000 | — | 31 Mar 2018 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
56,705
|
$1,491,000 | — | 31 Mar 2018 | |
| RB Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
47,675
|
$1,254,000 | — | 31 Mar 2018 | |
| Successful Portfolios LLC |
13F
|
Company |
—
class O/S missing
|
45,301
|
$1,192,000 | — | 31 Mar 2018 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
—
class O/S missing
|
38,711
|
$1,018,000 | — | 31 Mar 2018 | |
| Matisse Capital |
13F
|
Company |
—
class O/S missing
|
35,572
|
$936,000 | — | 31 Mar 2018 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
34,969
|
$920,000 | — | 31 Mar 2018 | |
| BRINKER CAPITAL INC |
13F
|
Company |
—
class O/S missing
|
33,453
|
$880,000 | — | 31 Mar 2018 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
30,358
|
$799,000 | — | 31 Mar 2018 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
27,260
|
$717,000 | — | 31 Mar 2018 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
22,768
|
$599,000 | — | 31 Mar 2018 | |
| Heritage Wealth Advisors |
13F
|
Company |
—
class O/S missing
|
22,735
|
$598,000 | — | 31 Mar 2018 | |
| OTA Financial Group L.P. |
13F
|
Company |
—
class O/S missing
|
21,897
|
$576,000 | — | 31 Mar 2018 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
19,475
|
$512,000 | — | 31 Mar 2018 | |
| Uncommon Cents Investing LLC |
13F
|
Company |
—
class O/S missing
|
19,222
|
$506,000 | — | 31 Mar 2018 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
19,202
|
$505,000 | — | 31 Mar 2018 | |
| St. James Investment Company, LLC |
13F
|
Company |
—
class O/S missing
|
17,550
|
$462,000 | — | 31 Mar 2018 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
15,946
|
$420,000 | — | 31 Mar 2018 | |
| Ameritas Investment Partners, Inc. |
13F
|
Company |
—
class O/S missing
|
15,566
|
$409,000 | — | 31 Mar 2018 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
14,891
|
$392,000 | — | 31 Mar 2018 | |
| AMERICAN ASSET MANAGEMENT INC. |
13F
|
Company |
—
class O/S missing
|
14,200
|
$374,000 | — | 31 Mar 2018 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
11,810
|
$310,000 | — | 31 Mar 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
10,609
|
$279,000 | — | 31 Mar 2018 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
10,364
|
$273,000 | — | 31 Mar 2018 | |
| Zuckerman Investment Group, LLC |
13F
|
Company |
—
class O/S missing
|
10,045
|
$264,000 | — | 31 Mar 2018 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
9,938
|
$261,000 | — | 31 Mar 2018 | |
| Walleye Trading LLC |
13F
|
Company |
—
class O/S missing
|
9,700
|
$255,000 | — | 31 Mar 2018 |
Institutional Holders of TRI-CONTINENTAL Corp - COM (TY) as of Q2 2018
As of 30 Jun 2018,
TRI-CONTINENTAL Corp - COM (TY) was held by
105 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,994,066 shares.
The largest 10 holders included
Relative Value Partners Group, LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, LAZARD ASSET MANAGEMENT LLC, CORNERSTONE ADVISORS INC, Shaker Financial Services, LLC, Raymond James Financial Services Advisors, Inc., 1607 Capital Partners, LLC, Bulldog Investors, LLC, RAYMOND JAMES & ASSOCIATES, and RIVERNORTH CAPITAL MANAGEMENT, LLC.
This page lists
105
institutional shareholders reporting positions in this security
for the Q2 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2018 vs Q1 2018 Across Filers
Q1 2018 holders
100
Q2 2018 holders
105
Holder diff
5
| Investor | Q1 2018 Shares | Q2 2018 Shares | Share Diff | Share Chg % | Q1 2018 Value $ | Q2 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.