- Type / Class
- Equity / COM
- Total 13F shares
- 11,840,296
- Share change
- +293,128
- Total reported value
- $237,750,000
- Price per share
- $20.08
- Number of holders
- 64
- Value change
- +$5,887,293
- Number of buys
- 21
- Number of sells
- 26
Quarterly Holders Quick Answers
What is CUSIP 895436103?
CUSIP 895436103 identifies TY - TRI-CONTINENTAL Corp - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 895436103:
Top shareholders of TY - TRI-CONTINENTAL Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
2,224,294
|
$44,441,000 | — | 31 Dec 2013 | |
| Relative Value Partners, LLC |
13F
|
Company |
—
class O/S missing
|
1,814,309
|
$36,250,000 | — | 31 Dec 2013 | |
| Gramercy Funds Management LLC |
13F
|
Company |
—
class O/S missing
|
1,365,347
|
$27,280,000 | — | 31 Dec 2013 | |
| Karpus Management, Inc. |
13F
|
Company |
—
class O/S missing
|
1,326,192
|
$26,497,000 | — | 31 Dec 2013 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
1,070,982
|
$21,398,000 | — | 31 Dec 2013 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
707,614
|
$14,138,000 | — | 31 Dec 2013 | |
| Bulldog Investors, LLP |
13F
|
Company |
—
class O/S missing
|
388,619
|
$7,765,000 | — | 31 Dec 2013 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
294,858
|
$5,891,000 | — | 31 Dec 2013 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
272,075
|
$5,436,000 | — | 31 Dec 2013 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
—
class O/S missing
|
230,759
|
$4,609,000 | — | 31 Dec 2013 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
216,759
|
$4,331,000 | — | 31 Dec 2013 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
145,316
|
$2,903,000 | — | 31 Dec 2013 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
131,157
|
$2,621,000 | — | 31 Dec 2013 | |
| Diversified Trust Co |
13F
|
Company |
—
class O/S missing
|
114,215
|
$2,282,000 | — | 31 Dec 2013 | |
| SG Americas Securities, LLC |
13F
|
Company |
—
class O/S missing
|
113,035
|
$2,258,000 | — | 31 Dec 2013 | |
| HSBC HOLDINGS PLC |
13F
|
Company |
—
class O/S missing
|
95,950
|
$1,917,000 | — | 31 Dec 2013 | |
| Ancora Advisors LLC |
13F
|
Company |
—
class O/S missing
|
95,000
|
$1,898,000 | — | 31 Dec 2013 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
90,476
|
$1,808,000 | — | 31 Dec 2013 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
85,274
|
$1,704,000 | — | 31 Dec 2013 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
77,642
|
$1,551,000 | — | 31 Dec 2013 | |
| 1832 Asset Management L.P. |
13F
|
Company |
—
class O/S missing
|
70,000
|
$1,400,000 | — | 31 Dec 2013 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
63,652
|
$1,272,000 | — | 31 Dec 2013 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
50,818
|
$1,015,000 | — | 31 Dec 2013 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
47,927
|
$958,000 | — | 31 Dec 2013 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
45,318
|
$905,000 | — | 31 Dec 2013 | |
| UBS AG |
13F
|
Company |
—
class O/S missing
|
40,241
|
$804,000 | — | 31 Dec 2013 | |
| Independence Trust CO |
13F
|
Company |
—
class O/S missing
|
30,541
|
$610,000 | — | 31 Dec 2013 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
28,532
|
$570,000 | — | 31 Dec 2013 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
27,240
|
$544,000 | — | 31 Dec 2013 | |
| WESBANCO BANK INC |
13F
|
Company |
—
class O/S missing
|
25,239
|
$504,000 | — | 31 Dec 2013 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
23,806
|
$476,000 | — | 31 Dec 2013 | |
| Heritage Wealth Advisors |
13F
|
Company |
—
class O/S missing
|
22,735
|
$454,000 | — | 31 Dec 2013 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
21,974
|
$439,000 | — | 31 Dec 2013 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
21,784
|
$435,000 | — | 31 Dec 2013 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
18,607
|
$372,000 | — | 31 Dec 2013 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
17,348
|
$347,000 | — | 31 Dec 2013 | |
| CS MCKEE LP |
13F
|
Company |
—
class O/S missing
|
15,500
|
$310,000 | — | 31 Dec 2013 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
15,158
|
$303,000 | — | 31 Dec 2013 | |
| EVERMAY WEALTH MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
13,468
|
$269,000 | — | 31 Dec 2013 | |
| TIAA CREF TRUST CO FSB/MO |
13F
|
Company |
—
class O/S missing
|
13,188
|
$263,000 | — | 31 Dec 2013 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
12,864
|
$257,000 | — | 31 Dec 2013 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
12,607
|
$252,000 | — | 31 Dec 2013 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
12,296
|
$246,000 | — | 31 Dec 2013 | |
| TFS CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
11,971
|
$239,000 | — | 31 Dec 2013 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
—
class O/S missing
|
11,898
|
$238,000 | — | 31 Dec 2013 | |
| COMMUNITY FINANCIAL SYSTEM, INC. |
13F
|
Company |
—
class O/S missing
|
8,000
|
$160,000 | — | 31 Dec 2013 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
4,129
|
$83,000 | — | 31 Dec 2013 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
3,229
|
$64,000 | — | 31 Dec 2013 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
2,966
|
$60,000 | — | 31 Dec 2013 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
—
class O/S missing
|
2,500
|
$50,000 | — | 31 Dec 2013 |
Institutional Holders of TRI-CONTINENTAL Corp - COM (TY) as of Q1 2014
As of 31 Mar 2014,
TRI-CONTINENTAL Corp - COM (TY) was held by
64 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
11,840,296 shares.
The largest 10 holders included
Relative Value Partners, LLC, LAZARD ASSET MANAGEMENT LLC, Karpus Management, Inc., Gramercy Funds Management LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, 1607 Capital Partners, LLC, RAYMOND JAMES & ASSOCIATES, Bulldog Investors, LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, and MORGAN STANLEY.
This page lists
64
institutional shareholders reporting positions in this security
for the Q1 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2014 vs Q4 2013 Across Filers
Q4 2013 holders
62
Q1 2014 holders
64
Holder diff
2
| Investor | Q4 2013 Shares | Q1 2014 Shares | Share Diff | Share Chg % | Q4 2013 Value $ | Q1 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.