- Type / Class
- Equity / COM
- Total 13F shares
- 11,566,100
- Share change
- -85,864
- Total reported value
- $231,090,000
- Price per share
- $19.98
- Number of holders
- 62
- Value change
- -$1,715,155
- Number of buys
- 1
- Number of sells
- 2
Quarterly Holders Quick Answers
What is CUSIP 895436103?
CUSIP 895436103 identifies TY - TRI-CONTINENTAL Corp - COM in SEC institutional holdings data.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 895436103:
Top shareholders of TY - TRI-CONTINENTAL Corp - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
2,240,094
|
$41,038,000 | — | 30 Sep 2013 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
98,980
|
$1,814,000 | — | 30 Sep 2013 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
1,553
|
$29,000 | — | 30 Sep 2013 |
Institutional Holders of TRI-CONTINENTAL Corp - COM (TY) as of Q4 2013
As of 31 Dec 2013,
TRI-CONTINENTAL Corp - COM (TY) was held by
62 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
11,566,100 shares.
The largest 10 holders included
LAZARD ASSET MANAGEMENT LLC, Relative Value Partners, LLC, Gramercy Funds Management LLC, Karpus Management, Inc., RIVERNORTH CAPITAL MANAGEMENT, LLC, 1607 Capital Partners, LLC, Bulldog Investors, LLC, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, MORGAN STANLEY, and CITY OF LONDON INVESTMENT MANAGEMENT CO LTD.
This page lists
62
institutional shareholders reporting positions in this security
for the Q4 2013 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2013 vs Q3 2013 Across Filers
Q3 2013 holders
3
Q4 2013 holders
62
Holder diff
59
| Investor | Q3 2013 Shares | Q4 2013 Shares | Share Diff | Share Chg % | Q3 2013 Value $ | Q4 2013 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.