SURO CAPITAL CORP. - Common Stock, par value $.01 per share (SSSS)

CUSIP: 86887Q109

Q2 2020 13F Holders as of 30 Jun 2020

Type / Class
Equity / Common Stock, par value $.01 per share
Shares outstanding
23,533,889
Total 13F shares
3,483,593
Share change
+3,482,014
Total reported value
$29,513,447
Put/Call ratio
59%
Price per share
$8.47
Number of holders
41
Value change
+$29,500,459
Number of buys
40

Security key

86887Q109

Report period

Q2 2020

Institutions

41

Top holders

10

Ownership snapshot

Top shareholders of SSSS - SURO CAPITAL CORP. - Common Stock, par value $.01 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder
Bulldog Investors, LLP
13D/G signal
Evidence rows
39
Latest as of
31 Mar 2020
13F Highest disclosed value: $2,824,000 Showing first 8 of 39 holder rows. Open remaining rows
Holder Evidence Ownership % Position 12M Net Δ As of
Bulldog Investors, LLP
13F
Company
13F
class O/S missing
$2,824,000
482,207 shares
31 Mar 2020
OPPENHEIMER & CO INC
13F
Company
13F
class O/S missing
$2,431,000
414,722 shares
31 Mar 2020
PARAMETRIC PORTFOLIO ASSOCIATES LLC
13F
Company
13F
class O/S missing
$2,359,000
402,566 shares
31 Mar 2020
Vanderbilt University
13F
Company
13F
class O/S missing
$2,358,146
402,414 shares
31 Mar 2020
NEEDHAM INVESTMENT MANAGEMENT LLC
13F
Company
13F
class O/S missing
$2,354,000
401,759 shares
31 Mar 2020
Intrinsic Edge Capital Management LLC
13F
Company
13F
class O/S missing
$1,937,000
330,505 shares
31 Mar 2020
Callodine Capital Management, LP
13F
Company
13F
class O/S missing
$1,172,000
200,000 shares
31 Mar 2020
MILLENNIUM MANAGEMENT LLC
13F
Company
13F
class O/S missing
$938,000
160,138 shares
31 Mar 2020
Show 31 additional holder rows in the full holder list
Holder Evidence Ownership % Position 12M Net Δ As of
State of New Jersey Common Pension Fund D
13F
Company
13F
class O/S missing
$902,000
154,000 shares
31 Mar 2020
BRIDGEWAY CAPITAL MANAGEMENT, LLC
13F
Company
13F
class O/S missing
$625,000
106,600 shares
31 Mar 2020
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP
13F
Company
13F
class O/S missing
$609,000
103,953 shares
31 Mar 2020
Supplemental Annuity Collective Trust of NJ
13F
Company
13F
class O/S missing
$586,000
100,000 shares
31 Mar 2020
Leon G. Cooperman
13F
Individual
13F
class O/S missing
$545,000
92,960 shares
31 Mar 2020
OSAIC HOLDINGS, INC.
13F
Company
13F
class O/S missing
$535,000
95,692 shares
31 Mar 2020
UBS Group AG
13F
Company
13F
class O/S missing
$472,000
80,557 shares
31 Mar 2020
MORGAN STANLEY
13F
Company
13F
class O/S missing
$468,000
79,853 shares
31 Mar 2020
Yakira Capital Management, Inc.
13F
Company
13F
class O/S missing
$400,000
68,322 shares
31 Mar 2020
RESOURCE AMERICA, INC.
13F
Company
13F
class O/S missing
$375,000
64,010 shares
31 Mar 2020
Janney Montgomery Scott LLC
13F
Company
13F
class O/S missing
$328,000
56,000 shares
31 Mar 2020
M.D. Sass, LLC
13F
Company
13F
class O/S missing
$273,000
46,631 shares
31 Mar 2020
NJ State Employees Deferred Compensation Plan
13F
Company
13F
class O/S missing
$258,000
44,000 shares
31 Mar 2020
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM
13F
Company
13F
class O/S missing
$240,000
41,000 shares
31 Mar 2020
Raymond James Financial Services Advisors, Inc.
13F
Company
13F
class O/S missing
$185,000
31,530 shares
31 Mar 2020
WELLS FARGO & COMPANY/MN
13F
Company
13F
class O/S missing
$165,000
28,142 shares
31 Mar 2020
B. Riley Wealth Management, Inc.
13F
Company
13F
class O/S missing
$131,000
22,383 shares
31 Mar 2020
Thomas J. Herzfeld Advisors, Inc.
13F
Company
13F
class O/S missing
$94,000
16,000 shares
31 Mar 2020
Leap Investments LP
13F
Company
13F
class O/S missing
$81,000
13,800 shares
31 Mar 2020
Bank of New York Mellon Corp
13F
Company
13F
class O/S missing
$79,000
13,474 shares
31 Mar 2020
WOLVERINE TRADING, LLC
13F
Company
13F
class O/S missing
$78,000
13,626 shares
31 Mar 2020
Tower Research Capital LLC (TRC)
13F
Company
13F
class O/S missing
$35,000
6,024 shares
31 Mar 2020
Claraphi Advisory Network, LLC
13F
Company
13F
class O/S missing
$20,000
3,375 shares
31 Mar 2020
VICTORY CAPITAL MANAGEMENT INC
13F
Company
13F
class O/S missing
$18,000
2,990 shares
31 Mar 2020
CITIGROUP INC
13F
Company
13F
class O/S missing
$9,000
1,585 shares
31 Mar 2020
ROYAL BANK OF CANADA
13F
Company
13F
class O/S missing
$9,000
1,583 shares
31 Mar 2020
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
13F
Company
13F
class O/S missing
$6,000
1,000 shares
31 Mar 2020
MARSHALL WACE, LLP
13F
Company
13F
class O/S missing
$5,000
828 shares
31 Mar 2020
Winslow, Evans & Crocker, Inc.
13F
Company
13F
class O/S missing
$4,000
466 shares
31 Mar 2020
OPTIMUM INVESTMENT ADVISORS
13F
Company
13F
class O/S missing
$3,000
500 shares
31 Mar 2020
Key FInancial Inc
13F
Company
13F
class O/S missing
$1,000
200 shares
31 Mar 2020
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q2 2020

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
41
Shares
3,483,593
Rows loaded
41
Investor Option Weight % Change % Reported value * Price Shares Share Change Activity Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q2 2020 vs Q1 2012 Across Filers

Q1 2012 holders
1
Q2 2020 holders
41
Holder diff
40
Investor Q1 2012 Shares Q2 2020 Shares Share Diff Share Chg % Q1 2012 value Q2 2020 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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