Security key
86562M209
SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (SMFG)
CUSIP: 86562M209
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / SPONSORED ADR
- Total 13F shares
- 182,350,628
- Share change
- +13,699,418
- Total reported value
- $1,406,041,605
- Price per share
- $7.71
- Number of holders
- 188
- Value change
- +$105,530,778
- Number of buys
- 101
- Number of sells
- 65
Report period
Q3 2017
Institutions
188
Top holders
10
SMFG full security history
Newer quarter: Q4 2017
Previous quarter: Q2 2017
SUMITOMO MITSUI FINANCIAL GROUP, INC. SEC filings
SUMITOMO MITSUI FINANCIAL GROUP, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 86562M209
Recent filing periods:
Top shareholders of SMFG - SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Fisher Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
48,974,918
|
$384,943,000 | — | 30 Jun 2017 | |
| CAMBIAR INVESTORS LLC |
13F
|
Company |
—
class O/S missing
|
23,340,186
|
$183,454,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
16,668,047
|
$131,011,000 | — | 30 Jun 2017 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
13,749,122
|
$108,067,000 | — | 30 Jun 2017 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
8,576,126
|
$67,408,000 | — | 30 Jun 2017 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
8,400,682
|
$66,029,000 | — | 30 Jun 2017 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
5,113,086
|
$40,189,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
4,425,847
|
$34,787,000 | — | 30 Jun 2017 | |
| Aperio Group, LLC |
13F
|
Company |
—
class O/S missing
|
3,457,658
|
$27,177,000 | — | 30 Jun 2017 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
2,341,869
|
$18,407,000 | — | 30 Jun 2017 | |
| NATIXIS ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
1,875,047
|
$14,738,000 | — | 30 Jun 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
1,706,154
|
$13,410,000 | — | 30 Jun 2017 | |
| Orbis Allan Gray Ltd |
13F
|
Company |
—
class O/S missing
|
1,604,133
|
$12,608,000 | — | 30 Jun 2017 | |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
|
Company |
—
class O/S missing
|
1,405,221
|
$11,045,000 | — | 30 Jun 2017 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
—
class O/S missing
|
1,404,339
|
$11,038,000 | — | 30 Jun 2017 | |
| CAUSEWAY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
1,348,973
|
$10,603,000 | — | 30 Jun 2017 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
1,236,208
|
$9,716,000 | — | 30 Jun 2017 | |
| Clearbridge Investments, LLC |
13F
|
Company |
—
class O/S missing
|
1,185,588
|
$9,319,000 | — | 30 Jun 2017 | |
| NINE MASTS CAPITAL Ltd |
13F
|
Company |
—
class O/S missing
|
1,179,995
|
$9,181,000 | — | 30 Jun 2017 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
962,093
|
$7,560,000 | — | 30 Jun 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
915,456
|
$7,196,000 | — | 30 Jun 2017 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
869,436
|
$6,834,000 | — | 30 Jun 2017 | |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC |
13F
|
Company |
—
class O/S missing
|
861,109
|
$6,768,317 | — | 30 Jun 2017 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
856,083
|
$6,729,000 | — | 30 Jun 2017 | |
| Capital Bank & Trust Co |
13F
|
Company |
—
class O/S missing
|
808,083
|
$6,352,000 | — | 30 Jun 2017 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
662,835
|
$5,209,000 | — | 30 Jun 2017 | |
| CAPSTONE ASSET MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
584,742
|
$4,596,000 | — | 30 Jun 2017 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
582,463
|
$4,580,000 | — | 30 Jun 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
530,142
|
$4,183,000 | — | 30 Jun 2017 | |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ |
13F
|
Company |
—
class O/S missing
|
529,811
|
$4,165,000 | — | 30 Jun 2017 | |
| BRINKER CAPITAL INC |
13F
|
Company |
—
class O/S missing
|
525,442
|
$4,130,000 | — | 30 Jun 2017 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
519,024
|
$4,079,000 | — | 30 Jun 2017 | |
| BLAIR WILLIAM & CO/IL |
13F
|
Company |
—
class O/S missing
|
490,650
|
$3,857,000 | — | 30 Jun 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
479,664
|
$3,773,000 | — | 30 Jun 2017 | |
| WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
422,836
|
$3,323,000 | — | 30 Jun 2017 | |
| M&T BANK CORP |
13F
|
Company |
—
class O/S missing
|
417,224
|
$3,280,000 | — | 30 Jun 2017 | |
| COMERICA BANK |
13F
|
Company |
—
class O/S missing
|
430,680
|
$3,273,000 | — | 30 Jun 2017 | |
| World Asset Management Inc |
13F
|
Company |
—
class O/S missing
|
416,426
|
$3,273,000 | — | 30 Jun 2017 | |
| ACCIDENT COMPENSATION CORP |
13F
|
Company |
—
class O/S missing
|
414,278
|
$3,256,000 | — | 30 Jun 2017 | |
| SEI INVESTMENTS CO |
13F
|
Company |
—
class O/S missing
|
412,679
|
$3,243,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
411,594
|
$3,235,000 | — | 30 Jun 2017 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
369,422
|
$2,904,000 | — | 30 Jun 2017 | |
| SUNTRUST BANKS INC |
13F
|
Company |
—
class O/S missing
|
361,563
|
$2,842,000 | — | 30 Jun 2017 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
351,447
|
$2,762,000 | — | 30 Jun 2017 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
322,995
|
$2,539,000 | — | 30 Jun 2017 | |
| ETRADE Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
291,702
|
$2,293,000 | — | 30 Jun 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
230,865
|
$1,815,000 | — | 30 Jun 2017 | |
| REGIONS FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
197,792
|
$1,554,000 | — | 30 Jun 2017 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
187,993
|
$1,478,000 | — | 30 Jun 2017 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
174,200
|
$1,369,000 | — | 30 Jun 2017 |
Institutional Holders of SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (SMFG) as of Q3 2017
As of 30 Sep 2017,
SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (SMFG) was held by
188 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
182,350,628 shares.
The largest 10 holders included
Fisher Asset Management, LLC, BANK OF AMERICA CORP /DE/, CAMBIAR INVESTORS LLC, LAZARD ASSET MANAGEMENT LLC, NORTHERN TRUST CORP, MORGAN STANLEY, PARAMETRIC PORTFOLIO ASSOCIATES LLC, WELLS FARGO & COMPANY/MN, Aperio Group, LLC, and GOLDMAN SACHS GROUP INC.
This page lists
188
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
189
Q3 2017 holders
188
Holder diff
-1
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.