Security key
86562M209
SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (SMFG)
CUSIP: 86562M209
Q2 2017 13F Holders as of 30 Jun 2017
- Type / Class
- Equity / SPONSORED ADR
- Total 13F shares
- 168,173,173
- Share change
- +76,943,683
- Total reported value
- $1,321,569,513
- Price per share
- $7.86
- Number of holders
- 189
- Value change
- +$606,885,192
- Number of buys
- 117
- Number of sells
- 64
Report period
Q2 2017
Institutions
189
Top holders
10
SMFG full security history
Newer quarter: Q3 2017
Previous quarter: Q1 2017
SUMITOMO MITSUI FINANCIAL GROUP, INC. SEC filings
SUMITOMO MITSUI FINANCIAL GROUP, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 86562M209
Recent filing periods:
Top shareholders of SMFG - SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
13,707,287
|
$99,377,000 | — | 31 Mar 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
12,163,994
|
$88,188,000 | — | 31 Mar 2017 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
7,628,858
|
$55,309,000 | — | 31 Mar 2017 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
7,009,332
|
$50,818,000 | — | 31 Mar 2017 | |
| NINE MASTS CAPITAL Ltd |
13F
|
Company |
—
class O/S missing
|
5,506,273
|
$40,025,000 | — | 31 Mar 2017 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
4,829,268
|
$35,012,000 | — | 31 Mar 2017 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
4,459,815
|
$32,333,000 | — | 31 Mar 2017 | |
| Aperio Group, LLC |
13F
|
Company |
—
class O/S missing
|
3,062,089
|
$22,200,000 | — | 31 Mar 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
2,471,029
|
$17,916,000 | — | 31 Mar 2017 | |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
|
Company |
—
class O/S missing
|
2,355,281
|
$17,076,000 | — | 31 Mar 2017 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
2,108,483
|
$15,287,000 | — | 31 Mar 2017 | |
| NATIXIS ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
1,821,997
|
$13,209,000 | — | 31 Mar 2017 | |
| Orbis Allan Gray Ltd |
13F
|
Company |
—
class O/S missing
|
1,691,578
|
$12,264,000 | — | 31 Mar 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
1,593,254
|
$11,551,000 | — | 31 Mar 2017 | |
| Jefferies Group LLC |
13F
|
Company |
—
class O/S missing
|
1,225,575
|
$8,885,000 | — | 31 Mar 2017 | |
| CAUSEWAY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
1,188,535
|
$8,617,000 | — | 31 Mar 2017 | |
| Clearbridge Investments, LLC |
13F
|
Company |
—
class O/S missing
|
1,167,734
|
$8,466,000 | — | 31 Mar 2017 | |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC |
13F
|
Company |
—
class O/S missing
|
932,536
|
$6,760,886 | — | 31 Mar 2017 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
801,167
|
$5,808,000 | — | 31 Mar 2017 | |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ |
13F
|
Company |
—
class O/S missing
|
759,339
|
$5,505,000 | — | 31 Mar 2017 | |
| CAPITAL GUARDIAN TRUST CO |
13F
|
Company |
—
class O/S missing
|
755,762
|
$5,479,000 | — | 31 Mar 2017 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
—
class O/S missing
|
750,404
|
$5,440,000 | — | 31 Mar 2017 | |
| CAPSTONE ASSET MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
605,542
|
$4,390,000 | — | 31 Mar 2017 | |
| ACCIDENT COMPENSATION CORP |
13F
|
Company |
—
class O/S missing
|
496,378
|
$3,599,000 | — | 31 Mar 2017 | |
| BLAIR WILLIAM & CO/IL |
13F
|
Company |
—
class O/S missing
|
476,259
|
$3,454,000 | — | 31 Mar 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
472,396
|
$3,426,000 | — | 31 Mar 2017 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
469,367
|
$3,404,000 | — | 31 Mar 2017 | |
| WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
460,141
|
$3,336,000 | — | 31 Mar 2017 | |
| COMERICA BANK |
13F
|
Company |
—
class O/S missing
|
436,690
|
$3,301,000 | — | 31 Mar 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
447,084
|
$3,243,000 | — | 31 Mar 2017 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
446,848
|
$3,240,000 | — | 31 Mar 2017 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
442,776
|
$3,210,000 | — | 31 Mar 2017 | |
| World Asset Management Inc |
13F
|
Company |
—
class O/S missing
|
440,620
|
$3,194,000 | — | 31 Mar 2017 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
402,716
|
$2,920,000 | — | 31 Mar 2017 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
361,002
|
$2,617,000 | — | 31 Mar 2017 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
328,314
|
$2,380,000 | — | 31 Mar 2017 | |
| BRINKER CAPITAL INC |
13F
|
Company |
—
class O/S missing
|
323,490
|
$2,345,000 | — | 31 Mar 2017 | |
| SEI INVESTMENTS CO |
13F
|
Company |
—
class O/S missing
|
308,339
|
$2,235,000 | — | 31 Mar 2017 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
268,765
|
$1,949,000 | — | 31 Mar 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
232,143
|
$1,683,000 | — | 31 Mar 2017 | |
| PDT Partners, LLC |
13F
|
Company |
—
class O/S missing
|
215,844
|
$1,565,000 | — | 31 Mar 2017 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
189,100
|
$1,371,000 | — | 31 Mar 2017 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
187,919
|
$1,362,000 | — | 31 Mar 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
177,449
|
$1,286,000 | — | 31 Mar 2017 | |
| SUNTRUST BANKS INC |
13F
|
Company |
—
class O/S missing
|
161,340
|
$1,169,000 | — | 31 Mar 2017 | |
| Seawolf Capital, LLC |
13F
|
Company |
—
class O/S missing
|
147,800
|
$1,072,000 | — | 31 Mar 2017 | |
| Neuburgh Advisers LLC |
13F
|
Company |
—
class O/S missing
|
136,442
|
$989,000 | — | 31 Mar 2017 | |
| Gilman Hill Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
135,467
|
$982,000 | — | 31 Mar 2017 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
133,565
|
$968,000 | — | 31 Mar 2017 | |
| ETRADE Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
133,451
|
$968,000 | — | 31 Mar 2017 |
Institutional Holders of SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (SMFG) as of Q2 2017
As of 30 Jun 2017,
SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (SMFG) was held by
189 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
168,173,173 shares.
The largest 10 holders included
Fisher Asset Management, LLC, CAMBIAR INVESTORS LLC, BANK OF AMERICA CORP /DE/, LAZARD ASSET MANAGEMENT LLC, NORTHERN TRUST CORP, MORGAN STANLEY, Parametric Portfolio Associates LLC, WELLS FARGO & COMPANY/MN, Aperio Group, LLC, and GOLDMAN SACHS GROUP INC.
This page lists
189
institutional shareholders reporting positions in this security
for the Q2 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2017 vs Q1 2017 Across Filers
Q1 2017 holders
173
Q2 2017 holders
189
Holder diff
16
| Investor | Q1 2017 Shares | Q2 2017 Shares | Share Diff | Share Chg % | Q1 2017 Value $ | Q2 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.