Security key
86562M209
SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (SMFG)
CUSIP: 86562M209
Q4 2017 13F Holders as of 31 Dec 2017
- Type / Class
- Equity / SPONSORED ADR
- Total 13F shares
- 186,113,088
- Share change
- +3,593,767
- Total reported value
- $1,617,416,513
- Price per share
- $8.69
- Number of holders
- 223
- Value change
- +$31,663,203
- Number of buys
- 132
- Number of sells
- 50
Report period
Q4 2017
Institutions
223
Top holders
10
SMFG full security history
Newer quarter: Q1 2018
Previous quarter: Q3 2017
SUMITOMO MITSUI FINANCIAL GROUP, INC. SEC filings
SUMITOMO MITSUI FINANCIAL GROUP, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 86562M209
Recent filing periods:
Top shareholders of SMFG - SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Fisher Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
50,794,116
|
$391,623,000 | — | 30 Sep 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
25,067,856
|
$193,274,000 | — | 30 Sep 2017 | |
| CAMBIAR INVESTORS LLC |
13F
|
Company |
—
class O/S missing
|
24,739,946
|
$190,745,000 | — | 30 Sep 2017 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
13,904,434
|
$107,202,000 | — | 30 Sep 2017 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
9,302,057
|
$71,718,000 | — | 30 Sep 2017 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
8,399,406
|
$64,760,000 | — | 30 Sep 2017 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
6,035,660
|
$46,535,000 | — | 30 Sep 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
4,635,719
|
$35,742,000 | — | 30 Sep 2017 | |
| Aperio Group, LLC |
13F
|
Company |
—
class O/S missing
|
3,597,782
|
$27,739,000 | — | 30 Sep 2017 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
2,387,851
|
$18,410,000 | — | 30 Sep 2017 | |
| CAUSEWAY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
2,130,824
|
$16,429,000 | — | 30 Sep 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
1,932,028
|
$14,896,000 | — | 30 Sep 2017 | |
| Crossmark Global Holdings, Inc. |
13F
|
Company |
—
class O/S missing
|
1,901,797
|
$14,663,000 | — | 30 Sep 2017 | |
| NATIXIS ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
1,886,868
|
$14,547,000 | — | 30 Sep 2017 | |
| Orbis Allan Gray Ltd |
13F
|
Company |
—
class O/S missing
|
1,604,133
|
$12,368,000 | — | 30 Sep 2017 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
—
class O/S missing
|
1,554,900
|
$11,988,000 | — | 30 Sep 2017 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
1,222,905
|
$9,403,000 | — | 30 Sep 2017 | |
| Clearbridge Investments, LLC |
13F
|
Company |
—
class O/S missing
|
1,190,647
|
$9,180,000 | — | 30 Sep 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
930,898
|
$7,177,000 | — | 30 Sep 2017 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
913,062
|
$7,039,000 | — | 30 Sep 2017 | |
| Capital Bank & Trust Co |
13F
|
Company |
—
class O/S missing
|
863,266
|
$6,656,000 | — | 30 Sep 2017 | |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC |
13F
|
Company |
—
class O/S missing
|
804,045
|
$6,199,187 | — | 30 Sep 2017 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
659,846
|
$5,087,000 | — | 30 Sep 2017 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
648,557
|
$4,998,000 | — | 30 Sep 2017 | |
| SEI INVESTMENTS CO |
13F
|
Company |
—
class O/S missing
|
640,902
|
$4,941,000 | — | 30 Sep 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
596,561
|
$4,604,000 | — | 30 Sep 2017 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
593,955
|
$4,580,000 | — | 30 Sep 2017 | |
| BRINKER CAPITAL INC |
13F
|
Company |
—
class O/S missing
|
535,323
|
$4,127,000 | — | 30 Sep 2017 | |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ |
13F
|
Company |
—
class O/S missing
|
517,294
|
$3,988,000 | — | 30 Sep 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
511,544
|
$3,942,000 | — | 30 Sep 2017 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
469,824
|
$3,622,000 | — | 30 Sep 2017 | |
| BLAIR WILLIAM & CO/IL |
13F
|
Company |
—
class O/S missing
|
467,855
|
$3,607,000 | — | 30 Sep 2017 | |
| COMERICA BANK |
13F
|
Company |
—
class O/S missing
|
428,544
|
$3,488,000 | — | 30 Sep 2017 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
437,675
|
$3,374,000 | — | 30 Sep 2017 | |
| NINE MASTS CAPITAL Ltd |
13F
|
Company |
—
class O/S missing
|
430,216
|
$3,305,000 | — | 30 Sep 2017 | |
| M&T BANK CORP |
13F
|
Company |
—
class O/S missing
|
418,992
|
$3,231,000 | — | 30 Sep 2017 | |
| WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
416,980
|
$3,215,000 | — | 30 Sep 2017 | |
| World Asset Management Inc |
13F
|
Company |
—
class O/S missing
|
415,359
|
$3,202,000 | — | 30 Sep 2017 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
415,257
|
$3,201,000 | — | 30 Sep 2017 | |
| SUNTRUST BANKS INC |
13F
|
Company |
—
class O/S missing
|
374,727
|
$2,889,000 | — | 30 Sep 2017 | |
| ACCIDENT COMPENSATION CORP |
13F
|
Company |
—
class O/S missing
|
374,340
|
$2,886,000 | — | 30 Sep 2017 | |
| ETRADE Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
309,794
|
$2,389,000 | — | 30 Sep 2017 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
302,795
|
$2,335,000 | — | 30 Sep 2017 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
299,740
|
$2,311,000 | — | 30 Sep 2017 | |
| People's United Financial, Inc. |
13F
|
Company |
—
class O/S missing
|
281,902
|
$2,173,000 | — | 30 Sep 2017 | |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
|
Company |
—
class O/S missing
|
265,023
|
$2,043,000 | — | 30 Sep 2017 | |
| REGIONS FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
262,951
|
$2,028,000 | — | 30 Sep 2017 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
260,000
|
$2,005,000 | — | 30 Sep 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
235,589
|
$1,816,000 | — | 30 Sep 2017 | |
| BBVA USA Bancshares, Inc. |
13F
|
Company |
—
class O/S missing
|
204,438
|
$1,576,000 | — | 30 Sep 2017 |
Institutional Holders of SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (SMFG) as of Q4 2017
As of 31 Dec 2017,
SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (SMFG) was held by
223 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
186,113,088 shares.
The largest 10 holders included
Fisher Asset Management, LLC, CAMBIAR INVESTORS LLC, BANK OF AMERICA CORP /DE/, LAZARD ASSET MANAGEMENT LLC, MORGAN STANLEY, NORTHERN TRUST CORP, Parametric Portfolio Associates LLC, WELLS FARGO & COMPANY/MN, Aperio Group, LLC, and GOLDMAN SACHS GROUP INC.
This page lists
223
institutional shareholders reporting positions in this security
for the Q4 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2017 vs Q3 2017 Across Filers
Q3 2017 holders
188
Q4 2017 holders
223
Holder diff
35
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 Value $ | Q4 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.