Security key
86562M209
SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (SMFG)
CUSIP: 86562M209
Q1 2017 13F Holders as of 31 Mar 2017
- Security type / class
- Equity / SPONSORED ADR
- Total 13F shares
- 90,608,210
- Total 13F value
- $657,137,309
- Share change
- +336,408
- SEC-reported price per share
- $7.25
- Number of holders
- 173
- Value change
- +$1,835,729
- Number of buys
- 80
- Number of sells
- 84
Report period
Q1 2017
Institutions
173
Top holders
10
SMFG full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2017
Previous quarter: Q4 2016
SUMITOMO MITSUI FINANCIAL GROUP, INC. SEC filings
SUMITOMO MITSUI FINANCIAL GROUP, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 86562M209
Recent filing periods:
Ownership snapshot
Top reported holders of SMFG - SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
LAZARD ASSET MANAGEMENT LLC
Disclosed value leader
LAZARD ASSET MANAGEMENT LLC
Comparable rows
0/15
Latest evidence
31 Dec 2016
13F
Highest disclosed value: $105,720,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
LAZARD ASSET MANAGEMENT LLC has the largest disclosed position value at $105.72M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens LAZARD ASSET MANAGEMENT LLC's linked filing trail.
Disclosed position value
Top 5
LAZARD ASSET MANAGEMENT LLC
$105.72M
BANK OF AMERICA CORP /DE/
$74.7M
MORGAN STANLEY
$58.08M
NORTHERN TRUST CORP
$57.49M
JPMORGAN CHASE & CO
$52.56M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$105,720,000
13,837,860 shares
|
— | 31 Dec 2016 |
| BANK OF AMERICA CORP /DE/ |
13F
Company
|
—
class O/S missing
|
$74,700,000
9,777,452 shares
|
— | 31 Dec 2016 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$58,080,000
7,602,165 shares
|
— | 31 Dec 2016 |
| NORTHERN TRUST CORP |
13F
Company
|
—
class O/S missing
|
$57,488,000
7,524,694 shares
|
— | 31 Dec 2016 |
| JPMORGAN CHASE & CO |
13F
Company
|
—
class O/S missing
|
$52,565,000
6,880,327 shares
|
— | 31 Dec 2016 |
| NINE MASTS CAPITAL Ltd |
13F
Company
|
—
class O/S missing
|
$50,177,000
6,569,179 shares
|
— | 31 Dec 2016 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2017
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
173
Shares
90,608,210
Rows available
173
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2017 vs Q4 2016 Across Filers
Q4 2016 holders
177
Q1 2017 holders
173
Holder diff
-4
| Investor | Q4 2016 Shares | Q1 2017 Shares | Share Diff | Share Chg % | Q4 2016 value | Q1 2017 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend