Security key
86562M209
SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (SMFG)
CUSIP: 86562M209
Q4 2016 13F Holders as of 31 Dec 2016
- Security type / class
- Equity / SPONSORED ADR
- Total 13F shares
- 90,154,745
- Total 13F value
- $688,537,069
- Share change
- +2,863,279
- SEC-reported price per share
- $7.64
- Number of holders
- 177
- Value change
- +$22,868,933
- Number of buys
- 85
- Number of sells
- 74
Report period
Q4 2016
Institutions
177
Top holders
10
SMFG full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2017
Previous quarter: Q3 2016
SUMITOMO MITSUI FINANCIAL GROUP, INC. SEC filings
SUMITOMO MITSUI FINANCIAL GROUP, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 86562M209
Recent filing periods:
Ownership snapshot
Top reported holders of SMFG - SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
LAZARD ASSET MANAGEMENT LLC
Disclosed value leader
LAZARD ASSET MANAGEMENT LLC
Comparable rows
0/15
Latest evidence
30 Sep 2016
13F
Highest disclosed value: $97,912,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
LAZARD ASSET MANAGEMENT LLC has the largest disclosed position value at $97.91M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens LAZARD ASSET MANAGEMENT LLC's linked filing trail.
Disclosed position value
Top 5
LAZARD ASSET MANAGEMENT LLC
$97.91M
BANK OF AMERICA CORP /DE/
$62.02M
MORGAN STANLEY
$53.38M
NINE MASTS CAPITAL Ltd
$49.77M
JPMORGAN CHASE & CO
$39.56M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$97,912,000
14,505,574 shares
|
— | 30 Sep 2016 |
| BANK OF AMERICA CORP /DE/ |
13F
Company
|
—
class O/S missing
|
$62,024,000
9,188,817 shares
|
— | 30 Sep 2016 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$53,381,000
7,908,079 shares
|
— | 30 Sep 2016 |
| NINE MASTS CAPITAL Ltd |
13F
Company
|
—
class O/S missing
|
$49,766,000
7,464,920 shares
|
— | 30 Sep 2016 |
| JPMORGAN CHASE & CO |
13F
Company
|
—
class O/S missing
|
$39,565,000
5,861,384 shares
|
— | 30 Sep 2016 |
| NORTHERN TRUST CORP |
13F
Company
|
—
class O/S missing
|
$32,279,000
4,781,955 shares
|
— | 30 Sep 2016 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2016
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
177
Shares
90,154,745
Rows available
177
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
159
Q4 2016 holders
177
Holder diff
18
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 value | Q4 2016 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend