Security key
86562M209
SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (SMFG)
CUSIP: 86562M209
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / SPONSORED ADR
- Total 13F shares
- 88,958,015
- Share change
- -3,657,669
- Total reported value
- $601,652,081
- Price per share
- $6.75
- Number of holders
- 159
- Value change
- -$21,544,185
- Number of buys
- 63
- Number of sells
- 88
Report period
Q3 2016
Institutions
159
Top holders
10
SMFG full security history
Newer quarter: Q4 2016
Previous quarter: Q2 2016
SUMITOMO MITSUI FINANCIAL GROUP, INC. SEC filings
SUMITOMO MITSUI FINANCIAL GROUP, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 86562M209
Recent filing periods:
Top shareholders of SMFG - SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
14,445,155
|
$82,626,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
9,572,442
|
$54,756,000 | — | 30 Jun 2016 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
8,817,481
|
$50,435,000 | — | 30 Jun 2016 | |
| NINE MASTS CAPITAL Ltd |
13F
|
Company |
—
class O/S missing
|
7,841,300
|
$44,443,000 | — | 30 Jun 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
5,503,693
|
$31,481,000 | — | 30 Jun 2016 | |
| Jefferies Group LLC |
13F
|
Company |
—
class O/S missing
|
3,571,465
|
$20,429,000 | — | 30 Jun 2016 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
3,485,250
|
$19,936,000 | — | 30 Jun 2016 | |
| CAUSEWAY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
2,774,145
|
$15,868,000 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
2,598,324
|
$14,862,000 | — | 30 Jun 2016 | |
| Aperio Group, LLC |
13F
|
Company |
—
class O/S missing
|
2,562,499
|
$14,657,000 | — | 30 Jun 2016 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
—
class O/S missing
|
2,002,871
|
$11,456,000 | — | 30 Jun 2016 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
1,899,697
|
$10,866,000 | — | 30 Jun 2016 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
1,831,358
|
$10,474,000 | — | 30 Jun 2016 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
—
class O/S missing
|
1,816,600
|
$10,391,000 | — | 30 Jun 2016 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
1,615,239
|
$9,239,000 | — | 30 Jun 2016 | |
| NATIXIS ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
1,395,664
|
$7,983,000 | — | 30 Jun 2016 | |
| Clearbridge Investments, LLC |
13F
|
Company |
—
class O/S missing
|
1,357,803
|
$7,767,000 | — | 30 Jun 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
1,322,341
|
$7,564,000 | — | 30 Jun 2016 | |
| Orbis Allan Gray Ltd |
13F
|
Company |
—
class O/S missing
|
1,253,005
|
$7,167,000 | — | 30 Jun 2016 | |
| WELLCOME TRUST LTD (THE) as trustee of the WELLCOME TRUST |
13F
|
Company |
—
class O/S missing
|
1,000,000
|
$5,720,000 | — | 30 Jun 2016 | |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC |
13F
|
Company |
—
class O/S missing
|
936,787
|
$5,358,000 | — | 30 Jun 2016 | |
| GLENMEDE TRUST CO NA |
13F
|
Company |
—
class O/S missing
|
802,383
|
$4,588,000 | — | 30 Jun 2016 | |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ |
13F
|
Company |
—
class O/S missing
|
794,559
|
$4,544,000 | — | 30 Jun 2016 | |
| CAPITAL GUARDIAN TRUST CO |
13F
|
Company |
—
class O/S missing
|
723,459
|
$4,138,000 | — | 30 Jun 2016 | |
| CAPSTONE ASSET MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
590,942
|
$3,380,000 | — | 30 Jun 2016 | |
| Foyston, Gordon & Payne Inc |
13F
|
Company |
—
class O/S missing
|
494,307
|
$2,827,000 | — | 30 Jun 2016 | |
| COMERICA BANK |
13F
|
Company |
—
class O/S missing
|
394,898
|
$2,614,000 | — | 30 Jun 2016 | |
| World Asset Management Inc |
13F
|
Company |
—
class O/S missing
|
437,618
|
$2,503,000 | — | 30 Jun 2016 | |
| ACCIDENT COMPENSATION CORP |
13F
|
Company |
—
class O/S missing
|
428,394
|
$2,450,000 | — | 30 Jun 2016 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
427,690
|
$2,446,000 | — | 30 Jun 2016 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
425,606
|
$2,434,000 | — | 30 Jun 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
415,990
|
$2,379,000 | — | 30 Jun 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
389,812
|
$2,229,000 | — | 30 Jun 2016 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
388,553
|
$2,222,000 | — | 30 Jun 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
372,303
|
$2,130,000 | — | 30 Jun 2016 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
343,185
|
$1,963,000 | — | 30 Jun 2016 | |
| SEI INVESTMENTS CO |
13F
|
Company |
—
class O/S missing
|
342,886
|
$1,962,000 | — | 30 Jun 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
342,125
|
$1,956,000 | — | 30 Jun 2016 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
304,595
|
$1,742,000 | — | 30 Jun 2016 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
275,670
|
$1,577,000 | — | 30 Jun 2016 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
255,442
|
$1,461,000 | — | 30 Jun 2016 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
205,063
|
$1,173,000 | — | 30 Jun 2016 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
197,143
|
$1,128,000 | — | 30 Jun 2016 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
179,434
|
$1,025,000 | — | 30 Jun 2016 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
161,315
|
$923,000 | — | 30 Jun 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
158,290
|
$907,000 | — | 30 Jun 2016 | |
| RIVERHEAD CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
155,793
|
$891,000 | — | 30 Jun 2016 | |
| HBK INVESTMENTS L P |
13F
|
Company |
—
class O/S missing
|
155,253
|
$888,000 | — | 30 Jun 2016 | |
| Gilman Hill Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
125,335
|
$717,000 | — | 30 Jun 2016 | |
| Matterhorn Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
118,002
|
$675,000 | — | 30 Jun 2016 |
Institutional Holders of SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (SMFG) as of Q3 2016
As of 30 Sep 2016,
SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (SMFG) was held by
159 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
88,958,015 shares.
The largest 10 holders included
LAZARD ASSET MANAGEMENT LLC, BANK OF AMERICA CORP /DE/, MORGAN STANLEY, NINE MASTS CAPITAL Ltd, JPMORGAN CHASE & CO, NORTHERN TRUST CORP, PARAMETRIC PORTFOLIO ASSOCIATES LLC, Aperio Group, LLC, Jefferies Group LLC, and WELLS FARGO & COMPANY/MN.
This page lists
159
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
164
Q3 2016 holders
159
Holder diff
-5
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.