SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (SMFG)

CUSIP: 86562M209

Q1 2014 13F Holders as of 31 Mar 2014

Type / Class
Equity / SPONSORED ADR
Total 13F shares
111,139,879
Share change
+1,658,066
Total reported value
$961,291,886
Put/Call ratio
1072227%
Price per share
$8.65
Number of holders
158
Value change
+$4,778,628
Number of buys
82
Number of sells
66

Security key

86562M209

Report period

Q1 2014

Institutions

158

Top holders

10

Ownership snapshot

Top shareholders of SMFG - SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder
Capital World Investors
13D/G signal
Evidence rows
50
Latest as of
31 Dec 2013
13F Highest disclosed value: $283,230,000 Showing first 8 of 50 holder rows. Open remaining rows
Holder Evidence Ownership % Position 12M Net Δ As of
Capital World Investors
13F
Company
13F
class O/S missing
$283,230,000
27,000,000 shares
31 Dec 2013
MORGAN STANLEY
13F
Company
13F
class O/S missing
$137,417,000
13,099,733 shares
31 Dec 2013
LAZARD ASSET MANAGEMENT LLC
13F
Company
13F
class O/S missing
$111,045,000
10,585,839 shares
31 Dec 2013
MANAGED ACCOUNT ADVISORS LLC
13F
Company
13F
class O/S missing
$90,711,000
8,647,413 shares
31 Dec 2013
BANK OF AMERICA CORP /DE/
13F
Company
13F
class O/S missing
$32,928,000
3,139,072 shares
31 Dec 2013
WELLS FARGO & COMPANY/MN
13F
Company
13F
class O/S missing
$32,796,000
3,126,472 shares
31 Dec 2013
Neuberger Berman Group LLC
13F
Company
13F
class O/S missing
$29,009,000
2,765,421 shares
31 Dec 2013
CAMBIAR INVESTORS LLC
13F
Company
13F
class O/S missing
$28,107,000
2,679,405 shares
31 Dec 2013
Show 42 additional holder rows in the full holder list
Holder Evidence Ownership % Position 12M Net Δ As of
NORTHERN TRUST CORP
13F
Company
13F
class O/S missing
$25,978,000
2,476,442 shares
31 Dec 2013
Clearbridge Investments, LLC
13F
Company
13F
class O/S missing
$25,470,000
2,428,047 shares
31 Dec 2013
JPMORGAN CHASE & CO
13F
Company
13F
class O/S missing
$22,493,000
2,144,268 shares
31 Dec 2013
PARAMETRIC PORTFOLIO ASSOCIATES LLC
13F
Company
13F
class O/S missing
$22,299,000
2,125,755 shares
31 Dec 2013
FIRST TRUST ADVISORS LP
13F
Company
13F
class O/S missing
$21,785,000
2,076,700 shares
31 Dec 2013
Nokota Management, LP
13F
Company
13F
class O/S missing
$17,655,000
1,683,000 shares
31 Dec 2013
Seawolf Capital, LLC
13F
Company
13F
class O/S missing
$12,760,000
1,241,000 shares
31 Dec 2013
GOLDMAN SACHS GROUP INC
13F
Company
13F
class O/S missing
$11,253,000
1,072,698 shares
31 Dec 2013
EAGLE GLOBAL ADVISORS LLC
13F
Company
13F
class O/S missing
$9,504,000
906,050 shares
31 Dec 2013
CAUSEWAY CAPITAL MANAGEMENT LLC
13F
Company
13F
class O/S missing
$9,379,000
894,045 shares
31 Dec 2013
abrdn Investment Management Ltd
13F
Company
13F
class O/S missing
$9,293,000
885,856 shares
31 Dec 2013
MASSACHUSETTS FINANCIAL SERVICES CO /MA/
13F
Company
13F
class O/S missing
$9,183,261
875,430 shares
31 Dec 2013
FERGUSON WELLMAN CAPITAL MANAGEMENT, INC
13F
Company
13F
class O/S missing
$8,961,000
854,287 shares
31 Dec 2013
RENAISSANCE TECHNOLOGIES LLC
13F
Company
13F
class O/S missing
$8,422,000
802,900 shares
31 Dec 2013
GRATRY & Co LLC
13F
Company
13F
class O/S missing
$8,155,000
777,395 shares
31 Dec 2013
DREMAN VALUE MANAGEMENT, L L C
13F
Company
13F
class O/S missing
$7,899,000
518,932 shares
31 Dec 2013
Bank of New York Mellon Corp
13F
Company
13F
class O/S missing
$7,308,000
696,644 shares
31 Dec 2013
ROYAL BANK OF CANADA
13F
Company
13F
class O/S missing
$7,055,000
672,472 shares
31 Dec 2013
FMR LLC
13F
Company
13F
class O/S missing
$6,939,000
661,500 shares
31 Dec 2013
CAPITAL GUARDIAN TRUST CO
13F
Company
13F
class O/S missing
$6,772,000
645,531 shares
31 Dec 2013
US BANCORP \DE\
13F
Company
13F
class O/S missing
$5,593,000
533,181 shares
31 Dec 2013
COMERICA BANK
13F
Company
13F
class O/S missing
$5,477,000
522,144 shares
31 Dec 2013
CASTLEARK MANAGEMENT LLC
13F
Company
13F
class O/S missing
$5,297,000
505,000 shares
31 Dec 2013
World Asset Management Inc
13F
Company
13F
class O/S missing
$5,169,000
492,713 shares
31 Dec 2013
WRIGHT INVESTORS SERVICE INC
13F
Company
13F
class O/S missing
$5,036,000
480,060 shares
31 Dec 2013
CAPSTONE ASSET MANAGEMENT CO
13F
Company
13F
class O/S missing
$4,682,000
446,366 shares
31 Dec 2013
RAYMOND JAMES & ASSOCIATES
13F
Company
13F
class O/S missing
$4,334,000
413,172 shares
31 Dec 2013
Nuveen Asset Management, LLC
13F
Company
13F
class O/S missing
$4,133,000
393,993 shares
31 Dec 2013
Fiera Capital Corp
13F
Company
13F
class O/S missing
$4,042,000
385,300 shares
31 Dec 2013
PHILADELPHIA INTERNATIONAL ADVISORS LP
13F
Company
13F
class O/S missing
$3,997,000
381,047 shares
31 Dec 2013
BLAIR WILLIAM & CO/IL
13F
Company
13F
class O/S missing
$3,941,000
375,762 shares
31 Dec 2013
Euclid Advisors LLC
13F
Company
13F
class O/S missing
$3,938,000
375,450 shares
31 Dec 2013
D. E. Shaw & Co., Inc.
13F
Company
13F
class O/S missing
$3,495,000
333,205 shares
31 Dec 2013
Matterhorn Capital Management, LLC
13F
Company
13F
class O/S missing
$3,421,000
326,165 shares
31 Dec 2013
SUNTRUST BANKS INC
13F
Company
13F
class O/S missing
$3,331,000
317,680 shares
31 Dec 2013
Placemark Investments, Inc.
13F
Company
13F
class O/S missing
$3,132,000
298,570 shares
31 Dec 2013
NorthCoast Asset Management LLC
13F
Company
13F
class O/S missing
$2,614,000
249,196 shares
31 Dec 2013
TRUIST FINANCIAL CORP
13F
Company
13F
class O/S missing
$2,592,000
247,137 shares
31 Dec 2013
MILLENNIUM MANAGEMENT LLC
13F
Company
13F
class O/S missing
$2,592,000
247,079 shares
31 Dec 2013
MARTINGALE ASSET MANAGEMENT L P
13F
Company
13F
class O/S missing
$2,499,000
238,151 shares
31 Dec 2013
Invesco Ltd.
13F
Company
13F
class O/S missing
$2,453,000
233,845 shares
31 Dec 2013
1919 Investment Counsel, LLC
13F
Company
13F
class O/S missing
$2,352,000
224,175 shares
31 Dec 2013
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2014

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
158
Shares
111,139,879
Rows loaded
158
Investor Option Weight % Change % Reported value * Price Shares Share Change Activity Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q1 2014 vs Q4 2013 Across Filers

Q4 2013 holders
155
Q1 2014 holders
158
Holder diff
3
Investor Q4 2013 Shares Q1 2014 Shares Share Diff Share Chg % Q4 2013 value Q1 2014 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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