What does CUSIP 86562M209 represent in this 13F holders report?

CUSIP 86562M209 is the security identifier for SMFG - SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR used to aggregate holder disclosures.

How many institutions held SMFG - SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR in Q4 2013?

155 institutional investors reported SMFG - SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR for Q4 2013. Use the holders table for investor-level position and value details.

SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (SMFG)

CUSIP: 86562M209

Q4 2013 13F Holders as of 31 Dec 2013

Type / Class: Equity / SPONSORED ADR
Total 13F shares: 108,727,067
Share change: +868,069
Total reported value: $1,140,174,179
Put/Call ratio: 16200%
Price per share: $10.49
Number of holders: 155
Value change: +$9,106,643
Number of buys: 5
Number of sells: 2

Security key

86562M209

Report period

Q4 2013

Institutions

155

Top holders

SMFG full security history Ownership snapshot Full 13F holder table Newer quarter: Q1 2014 Previous quarter: Q3 2013 SUMITOMO MITSUI FINANCIAL GROUP, INC. SEC filings SUMITOMO MITSUI FINANCIAL GROUP, INC. company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 86562M209

Newer quarter: Q1 2014 Previous quarter: Q3 2013

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Ownership snapshot

Top shareholders of SMFG - SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder

LAZARD ASSET MANAGEMENT LLC

13D/G signal

—

Evidence rows

Latest as of

30 Sep 2013

13F Highest disclosed value: $99,606,000

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
LAZARD ASSET MANAGEMENT LLC	13F Company 13F	— class O/S missing	$99,606,000 10,237,016 shares	—	30 Sep 2013
WELLS FARGO & COMPANY/MN	13F Company 13F	— class O/S missing	$25,612,000 2,632,198 shares	—	30 Sep 2013
CASTLEARK MANAGEMENT LLC	13F Company 13F	— class O/S missing	$4,141,000 505,000 shares	—	30 Sep 2013
Rehmann Capital Advisory Group	13F Company 13F	— class O/S missing	$298,000 30,657 shares	—	30 Sep 2013
HUNTINGTON NATIONAL BANK	13F Company 13F	— class O/S missing	$6,000 573 shares	—	30 Sep 2013
BANK OF MONTREAL /CAN/	13F Company 13F	— class O/S missing	$5,000 491 shares	—	30 Sep 2013
MUFG Americas Holdings Corp	13F Company 13F	— class O/S missing	$5,000 487 shares	—	30 Sep 2013

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2013

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

155

108,727,067

Rows loaded

155

Investor	Option	Weight %	Change %	Reported value	* Price	Shares	Share Change	Activity	Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q4 2013 vs Q3 2013 Across Filers

Q3 2013 holders

Q4 2013 holders

155

Holder diff

148

Investor	Q3 2013 Shares	Q4 2013 Shares	Share Diff	Share Chg %	Q3 2013 value	Q4 2013 value	Value change	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend