Security key
86562M209
SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (SMFG)
CUSIP: 86562M209
Q2 2014 13F Holders as of 30 Jun 2014
- Type / Class
- Equity / SPONSORED ADR
- Total 13F shares
- 120,063,686
- Share change
- +8,909,420
- Total reported value
- $1,016,497,121
- Put/Call ratio
- 368737%
- Price per share
- $8.47
- Number of holders
- 146
- Value change
- +$74,913,891
- Number of buys
- 76
- Number of sells
- 65
Report period
Q2 2014
Institutions
146
Top holders
10
SMFG full security history
Newer quarter: Q3 2014
Previous quarter: Q1 2014
SUMITOMO MITSUI FINANCIAL GROUP, INC. SEC filings
SUMITOMO MITSUI FINANCIAL GROUP, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 86562M209
Recent filing periods:
Top shareholders of SMFG - SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Capital World Investors |
13F
|
Company |
—
class O/S missing
|
27,000,000
|
$233,550,000 | — | 31 Mar 2014 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
15,000,236
|
$129,752,000 | — | 31 Mar 2014 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
11,648,648
|
$100,760,000 | — | 31 Mar 2014 | |
| MANAGED ACCOUNT ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
9,050,214
|
$78,285,000 | — | 31 Mar 2014 | |
| CAMBIAR INVESTORS LLC |
13F
|
Company |
—
class O/S missing
|
4,478,473
|
$38,739,000 | — | 31 Mar 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
3,586,098
|
$31,019,000 | — | 31 Mar 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
3,409,405
|
$29,491,000 | — | 31 Mar 2014 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
3,123,373
|
$27,017,000 | — | 31 Mar 2014 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
3,011,485
|
$26,049,000 | — | 31 Mar 2014 | |
| Clearbridge Investments, LLC |
13F
|
Company |
—
class O/S missing
|
2,480,741
|
$21,458,000 | — | 31 Mar 2014 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
2,429,857
|
$21,018,000 | — | 31 Mar 2014 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
2,169,031
|
$18,762,000 | — | 31 Mar 2014 | |
| Nokota Management, LP |
13F
|
Company |
—
class O/S missing
|
1,758,000
|
$15,207,000 | — | 31 Mar 2014 | |
| CAPITAL GUARDIAN TRUST CO |
13F
|
Company |
—
class O/S missing
|
1,367,137
|
$11,826,000 | — | 31 Mar 2014 | |
| CAUSEWAY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
1,310,804
|
$11,338,000 | — | 31 Mar 2014 | |
| Aperio Group, LLC |
13F
|
Company |
—
class O/S missing
|
1,271,687
|
$11,000,000 | — | 31 Mar 2014 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
1,143,504
|
$9,891,000 | — | 31 Mar 2014 | |
| EAGLE GLOBAL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
850,983
|
$7,361,000 | — | 31 Mar 2014 | |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ |
13F
|
Company |
—
class O/S missing
|
843,406
|
$7,295,462 | — | 31 Mar 2014 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
807,593
|
$6,986,000 | — | 31 Mar 2014 | |
| GRATRY & Co LLC |
13F
|
Company |
—
class O/S missing
|
721,020
|
$6,237,000 | — | 31 Mar 2014 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
685,285
|
$5,928,000 | — | 31 Mar 2014 | |
| DREMAN VALUE MANAGEMENT, L L C |
13F
|
Company |
—
class O/S missing
|
673,897
|
$5,829,000 | — | 31 Mar 2014 | |
| COMERICA BANK |
13F
|
Company |
—
class O/S missing
|
588,599
|
$5,091,000 | — | 31 Mar 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
584,339
|
$5,055,000 | — | 31 Mar 2014 | |
| CASTLEARK MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
505,000
|
$4,368,000 | — | 31 Mar 2014 | |
| RIVERHEAD CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
472,100
|
$4,084,000 | — | 31 Mar 2014 | |
| CAPSTONE ASSET MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
456,296
|
$3,947,000 | — | 31 Mar 2014 | |
| WRIGHT INVESTORS SERVICE INC |
13F
|
Company |
—
class O/S missing
|
452,220
|
$3,912,000 | — | 31 Mar 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
443,500
|
$3,836,000 | — | 31 Mar 2014 | |
| Fiera Capital Corp |
13F
|
Company |
—
class O/S missing
|
415,500
|
$3,594,000 | — | 31 Mar 2014 | |
| Taconic Capital Advisors LP |
13F
|
Company |
—
class O/S missing
|
400,000
|
$3,460,000 | — | 31 Mar 2014 | |
| World Asset Management Inc |
13F
|
Company |
—
class O/S missing
|
397,673
|
$3,440,000 | — | 31 Mar 2014 | |
| PHILADELPHIA INTERNATIONAL ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
381,848
|
$3,303,000 | — | 31 Mar 2014 | |
| SUNTRUST BANKS INC |
13F
|
Company |
—
class O/S missing
|
366,872
|
$3,172,000 | — | 31 Mar 2014 | |
| BLAIR WILLIAM & CO/IL |
13F
|
Company |
—
class O/S missing
|
357,553
|
$3,092,000 | — | 31 Mar 2014 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
344,625
|
$2,981,000 | — | 31 Mar 2014 | |
| Matterhorn Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
330,012
|
$2,795,000 | — | 31 Mar 2014 | |
| NorthCoast Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
316,098
|
$2,734,000 | — | 31 Mar 2014 | |
| Placemark Investments, Inc. |
13F
|
Company |
—
class O/S missing
|
310,668
|
$2,686,000 | — | 31 Mar 2014 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
279,093
|
$2,414,000 | — | 31 Mar 2014 | |
| 1919 Investment Counsel, LLC |
13F
|
Company |
—
class O/S missing
|
226,825
|
$1,963,000 | — | 31 Mar 2014 | |
| NATIXIS ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
217,539
|
$1,882,000 | — | 31 Mar 2014 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
209,024
|
$1,808,000 | — | 31 Mar 2014 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
206,983
|
$1,790,000 | — | 31 Mar 2014 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
205,813
|
$1,780,000 | — | 31 Mar 2014 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
—
class O/S missing
|
198,700
|
$1,719,000 | — | 31 Mar 2014 | |
| People's United Financial, Inc. |
13F
|
Company |
—
class O/S missing
|
167,539
|
$1,449,000 | — | 31 Mar 2014 | |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC |
13F
|
Company |
—
class O/S missing
|
140,600
|
$1,216,000 | — | 31 Mar 2014 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
134,615
|
$1,164,000 | — | 31 Mar 2014 |
Institutional Holders of SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (SMFG) as of Q2 2014
As of 30 Jun 2014,
SUMITOMO MITSUI FINANCIAL GROUP, INC. - SPONSORED ADR (SMFG) was held by
146 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
120,063,686 shares.
The largest 10 holders included
Capital World Investors, MORGAN STANLEY, LAZARD ASSET MANAGEMENT LLC, MANAGED ACCOUNT ADVISORS LLC, CAMBIAR INVESTORS LLC, WELLS FARGO & COMPANY/MN, BANK OF AMERICA CORP /DE/, NORTHERN TRUST CORP, Neuberger Berman Group LLC, and Clearbridge Investments, LLC.
This page lists
146
institutional shareholders reporting positions in this security
for the Q2 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2014 vs Q1 2014 Across Filers
Q1 2014 holders
158
Q2 2014 holders
146
Holder diff
-12
| Investor | Q1 2014 Shares | Q2 2014 Shares | Share Diff | Share Chg % | Q1 2014 Value $ | Q2 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.