Security key
85208J109
SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND)
CUSIP: 85208J109
Q1 2020 13F Holders as of 31 Mar 2020
- Type / Class
- Equity / Common Stock, $0.001 par value per share
- Shares outstanding
- 29,899,122
- Total 13F shares
- 5,414,778
- Share change
- -312,242
- Total reported value
- $27,306,000
- Price per share
- $5.04
- Number of holders
- 27
- Value change
- -$2,384,376
- Number of buys
- 18
- Number of sells
- 8
Report period
Q1 2020
Institutions
27
Top holders
10
FUND full security history
Newer quarter: Q2 2020
Previous quarter: Q4 2019
SPROTT FOCUS TRUST INC. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 85208J109
Recent filing periods:
Top shareholders of FUND - SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| 1607 Capital Partners, LLC |
13F
|
Company |
4.8%
|
1,423,266
|
$10,475,000 | — | 31 Dec 2019 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
2.7%
|
793,132
|
$5,845,000 | — | 31 Dec 2019 | |
| Shaker Financial Services, LLC |
13F
|
Company |
2.5%
|
761,579
|
$5,605,000 | — | 31 Dec 2019 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
2%
|
587,935
|
$4,327,000 | — | 31 Dec 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.4%
|
423,132
|
$3,115,000 | — | 31 Dec 2019 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
1.2%
|
352,381
|
$2,594,000 | — | 31 Dec 2019 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.9%
|
268,225
|
$1,973,000 | — | 31 Dec 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.73%
|
218,824
|
$1,610,000 | — | 31 Dec 2019 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.71%
|
213,726
|
$1,573,000 | — | 31 Dec 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.44%
|
132,264
|
$973,000 | — | 31 Dec 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.32%
|
94,942
|
$699,000 | — | 31 Dec 2019 | |
| UBS Group AG |
13F
|
Company |
0.31%
|
93,886
|
$691,000 | — | 31 Dec 2019 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
0.25%
|
75,589
|
$556,000 | — | 31 Dec 2019 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.12%
|
36,360
|
$268,000 | — | 31 Dec 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.11%
|
33,942
|
$250,000 | — | 31 Dec 2019 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.11%
|
32,888
|
$242,000 | — | 31 Dec 2019 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.11%
|
32,673
|
$240,000 | — | 31 Dec 2019 | |
| SPROTT INC. |
13F
|
Company |
0.11%
|
32,340
|
$238,000 | — | 31 Dec 2019 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.08%
|
25,204
|
$185,000 | — | 31 Dec 2019 | |
| ROTHSCHILD INVESTMENT LLC /IL |
13F
|
Company |
0.07%
|
21,601
|
$159,000 | — | 31 Dec 2019 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.06%
|
19,275
|
$142,000 | — | 31 Dec 2019 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.06%
|
17,775
|
$131,000 | — | 31 Dec 2019 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.06%
|
16,837
|
$124,000 | — | 31 Dec 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.05%
|
15,509
|
$114,000 | — | 31 Dec 2019 | |
| WHITTIER TRUST CO |
13F
|
Company |
0%
|
1,065
|
$8,000 | — | 31 Dec 2019 | |
| HUNTINGTON NATIONAL BANK |
13F
|
Company |
0%
|
926
|
$7,000 | — | 31 Dec 2019 | |
| Gemmer Asset Management LLC |
13F
|
Company |
0%
|
400
|
$3,000 | — | 31 Dec 2019 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
28,849
|
$212,000 | — | 31 Dec 2019 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
—
class O/S missing
|
15,591
|
$115,000 | — | 31 Dec 2019 |
Institutional Holders of SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) as of Q1 2020
As of 31 Mar 2020,
SPROTT FOCUS TRUST INC. - Common Stock, $0.001 par value per share (FUND) was held by
27 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,414,778 shares.
The largest 10 holders included
1607 Capital Partners, LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, RiverNorth Capital Management, LLC, Shaker Financial Services, LLC, NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO, WELLS FARGO & COMPANY/MN, First Allied Advisory Services, Inc., STIFEL FINANCIAL CORP, MORGAN STANLEY, and UBS Group AG.
This page lists
27
institutional shareholders reporting positions in this security
for the Q1 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2020 vs Q4 2019 Across Filers
Q4 2019 holders
27
Q1 2020 holders
27
Holder diff
0
| Investor | Q4 2019 Shares | Q1 2020 Shares | Share Diff | Share Chg % | Q4 2019 Value $ | Q1 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.