SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP)

Q: What does CUSIP 85207Q104 represent in this 13F holders report?

CUSIP 85207Q104 is the security identifier for SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest used to aggregate holder disclosures.

Q: How many institutions held SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest in Q3 2018?

27 institutional investors reported SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest for Q3 2018. Use the holders table for investor-level position and value details.

CUSIP: 85207Q104

Q3 2018 13F Holders as of 30 Sep 2018

Type / Class: Equity / Units of Beneficial Interest
Shares outstanding: 9,912,078
Total 13F shares: 1,517,217
Share change: -68,404
Total reported value: $13,319,340
Price per share: $8.78
Number of holders: 27
Value change: -$599,948
Number of buys: 5
Number of sells: 11

Quarterly Holders Quick Answers

What is CUSIP 85207Q104?
CUSIP 85207Q104 identifies SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest in SEC institutional holdings data.

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Newer quarter: Q4 2018
Previous quarter: Q2 2018

Recent filing periods for CUSIP 85207Q104:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of SPPP - SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Polar Asset Management Partners Inc.	13F	Company	4.8%	477,477	$3,939,000	—	30 Jun 2018	13F
Weiss Asset Management LP	13F	Company	3.1%	302,623	$2,497,000	—	30 Jun 2018	13F
COHEN & STEERS, INC.	13F	Company	1.7%	170,556	$1,407,000	—	30 Jun 2018	13F
MORGAN STANLEY	13F	Company	1.1%	108,380	$894,000	—	30 Jun 2018	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	1.1%	104,336	$861,000	—	30 Jun 2018	13F
SPROTT INC.	13F	Company	0.93%	92,080	$759,000	—	30 Jun 2018	13F
JANE STREET GROUP, LLC	13F	Company	0.91%	89,903	$742,000	—	30 Jun 2018	13F
ROYAL BANK OF CANADA	13F	Company	0.61%	60,759	$502,000	—	30 Jun 2018	13F
Virtu Financial LLC	13F	Company	0.55%	54,476	$449,000	—	30 Jun 2018	13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F	Company	0.31%	30,416	$251,000	—	30 Jun 2018	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	0.17%	16,925	$140,000	—	30 Jun 2018	13F
OPPENHEIMER & CO INC	13F	Company	0.16%	16,053	$132,000	—	30 Jun 2018	13F
LPL Financial LLC	13F	Company	0.15%	15,193	$125,000	—	30 Jun 2018	13F
Cetera Advisor Networks LLC	13F	Company	0.13%	12,451	$102,000	—	30 Jun 2018	13F
First Allied Advisory Services, Inc.	13F	Company	0.1%	10,000	$83,000	—	30 Jun 2018	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.1%	9,985	$82,000	—	30 Jun 2018	13F
American Portfolios Advisors	13F	Company	0.03%	3,000	$24,750	—	30 Jun 2018	13F
TCI Wealth Advisors, Inc.	13F	Company	0.03%	2,500	$21,000	—	30 Jun 2018	13F
BENJAMIN F. EDWARDS & COMPANY, INC.	13F	Company	0.02%	2,100	$17,000	—	30 Jun 2018	13F
TORONTO DOMINION BANK	13F	Company	0.02%	2,000	$17,000	—	30 Jun 2018	13F
UBS Group AG	13F	Company	0.02%	1,990	$16,000	—	30 Jun 2018	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.01%	1,000	$8,000	—	30 Jun 2018	13F
Avior Wealth Management, LLC	13F	Company	0.01%	500	$4,000	—	30 Jun 2018	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0.01%	500	$4,000	—	30 Jun 2018	13F
Advisor Group, Inc.	13F	Company	0%	218	$2,000	—	30 Jun 2018	13F
CWM, LLC	13F	Company	0%	200	$2,000	—	30 Jun 2018	13F

Institutional Holders of SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) as of Q3 2018

As of 30 Sep 2018, SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST - Units of Beneficial Interest (SPPP) was held by 27 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 1,517,217 shares. The largest 10 holders included Polar Asset Management Partners Inc., Weiss Asset Management LP, COHEN & STEERS INC, MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, SPROTT INC., ROYAL BANK OF CANADA, JANE STREET GROUP, LLC, Virtu Financial LLC, and COMMONWEALTH EQUITY SERVICES, LLC. This page lists 27 institutional shareholders reporting positions in this security for the Q3 2018 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2018 vs Q2 2018 Across Filers

Q2 2018 holders

Q3 2018 holders

Holder diff

Investor	Q2 2018 Shares	Q3 2018 Shares	Share Diff	Share Chg %	Q2 2018 Value $	Q3 2018 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.