What does CUSIP 85207H104 represent in this 13F holders report?

CUSIP 85207H104 is the security identifier for PHYS - Sprott Physical Gold Trust - PHYSICAL GOLD TR used to aggregate holder disclosures.

How many institutions held PHYS - Sprott Physical Gold Trust - PHYSICAL GOLD TR in Q3 2016?

164 institutional investors reported PHYS - Sprott Physical Gold Trust - PHYSICAL GOLD TR for Q3 2016. Use the holders table for investor-level position and value details.

Sprott Physical Gold Trust - PHYSICAL GOLD TR (PHYS)

CUSIP: 85207H104

Q3 2016 13F Holders as of 30 Sep 2016

Type / Class: Equity / PHYSICAL GOLD TR
Total 13F shares: 38,727,008
Share change: -1,800,051
Total reported value: $423,513,206
Price per share: $10.95
Number of holders: 164
Value change: -$19,735,175
Number of buys: 65
Number of sells: 36

Quarterly Holders Quick Answers

What is CUSIP 85207H104?
CUSIP 85207H104 identifies PHYS - Sprott Physical Gold Trust - PHYSICAL GOLD TR in SEC institutional holdings data.

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Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2016
Previous quarter: Q2 2016

Recent filing periods for CUSIP 85207H104:

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Top shareholders of PHYS - Sprott Physical Gold Trust - PHYSICAL GOLD TR (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Pekin Hardy Strauss, Inc.	13F	Company	— class O/S missing	4,849,726	$53,250,000	—	30 Jun 2016	13F
JOHNSON INVESTMENT COUNSEL INC	13F	Company	— class O/S missing	3,631,919	$39,878,000	—	30 Jun 2016	13F
Polar Asset Management Partners Inc.	13F	Company	— class O/S missing	3,329,370	$36,556,000	—	30 Jun 2016	13F
Evanson Asset Management, LLC	13F	Company	— class O/S missing	2,946,784	$32,356,000	—	30 Jun 2016	13F
MORGAN STANLEY	13F	Company	— class O/S missing	1,971,533	$21,647,000	—	30 Jun 2016	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	1,496,529	$16,433,000	—	30 Jun 2016	13F
Commonwealth Equity Services, Inc	13F	Company	— class O/S missing	1,234,989	$13,560,000	—	30 Jun 2016	13F
FEDERATED HERMES, INC.	13F	Company	— class O/S missing	1,021,000	$11,211,000	—	30 Jun 2016	13F
Anson Funds Management LP	13F	Company	— class O/S missing	1,017,849	$11,176,000	—	30 Jun 2016	13F
LPL Financial LLC	13F	Company	— class O/S missing	848,961	$9,636,000	—	30 Jun 2016	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	815,687	$8,956,000	—	30 Jun 2016	13F
Forest Hill Capital, LLC	13F	Company	— class O/S missing	500,000	$5,490,000	—	30 Jun 2016	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	— class O/S missing	480,974	$5,281,000	—	30 Jun 2016	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	413,433	$4,539,000	—	30 Jun 2016	13F
Legacy Capital Partners, Inc.	13F	Company	— class O/S missing	330,486	$3,629,000	—	30 Jun 2016	13F
BAILARD, INC.	13F	Company	— class O/S missing	306,275	$3,363,000	—	30 Jun 2016	13F
Fore Research & Management, LP	13F	Company	— class O/S missing	300,000	$3,294,000	—	30 Jun 2016	13F
Beaumont Financial Partners, LLC	13F	Company	— class O/S missing	289,765	$3,182,000	—	30 Jun 2016	13F
CHASE INVESTMENT COUNSEL CORP	13F	Company	— class O/S missing	289,699	$3,180,000	—	30 Jun 2016	13F
Benchmark Capital Advisors	13F	Company	— class O/S missing	276,671	$3,038,000	—	30 Jun 2016	13F
St. James Investment Company, LLC	13F	Company	— class O/S missing	253,235	$2,781,000	—	30 Jun 2016	13F
BENNICAS & ASSOCIATES, INC.	13F	Company	— class O/S missing	241,302	$2,649,000	—	30 Jun 2016	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	— class O/S missing	233,135	$2,560,000	—	30 Jun 2016	13F
Private Wealth Partners, LLC	13F	Company	— class O/S missing	233,000	$2,558,000	—	30 Jun 2016	13F
ENVESTNET ASSET MANAGEMENT INC	13F	Company	— class O/S missing	209,427	$2,300,000	—	30 Jun 2016	13F
AMERIPRISE FINANCIAL INC	13F	Company	— class O/S missing	167,583	$1,840,000	—	30 Jun 2016	13F
Virtu Financial LLC	13F	Company	— class O/S missing	164,220	$1,803,000	—	30 Jun 2016	13F
WFG Advisors, LP	13F	Company	— class O/S missing	163,352	$1,794,000	—	30 Jun 2016	13F
Global Endowment Management, LP	13F	Company	— class O/S missing	160,000	$1,757,000	—	30 Jun 2016	13F
Citizens Business Bank	13F	Company	— class O/S missing	145,500	$1,598,000	—	30 Jun 2016	13F
A. D. Beadell Investment Counsel, Inc.	13F	Company	— class O/S missing	144,508	$1,586,000	—	30 Jun 2016	13F
Filament LLC	13F	Company	— class O/S missing	139,650	$1,533,000	—	30 Jun 2016	13F
STIFEL FINANCIAL CORP	13F	Company	— class O/S missing	136,478	$1,499,000	—	30 Jun 2016	13F
Ancora Advisors LLC	13F	Company	— class O/S missing	128,516	$1,411,000	—	30 Jun 2016	13F
JANUS HENDERSON GROUP PLC	13F	Company	— class O/S missing	127,866	$1,404,000	—	30 Jun 2016	13F
BLAIR WILLIAM & CO/IL	13F	Company	— class O/S missing	126,859	$1,393,000	—	30 Jun 2016	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	— class O/S missing	123,201	$1,353,000	—	30 Jun 2016	13F
Freedom Investment Management, Inc.	13F	Company	— class O/S missing	118,112	$1,297,000	—	30 Jun 2016	13F
FRONTIER INVESTMENT MGMT CO	13F	Company	— class O/S missing	117,125	$1,286,000	—	30 Jun 2016	13F
HighTower Advisors, LLC	13F	Company	— class O/S missing	116,437	$1,281,000	—	30 Jun 2016	13F
Private Advisor Group, LLC	13F	Company	— class O/S missing	112,643	$1,260,000	—	30 Jun 2016	13F
Baird Financial Group, Inc.	13F	Company	— class O/S missing	112,975	$1,241,000	—	30 Jun 2016	13F
SPROTT INC.	13F	Company	— class O/S missing	110,763	$1,216,000	—	30 Jun 2016	13F
Quantum Capital Management, LLC / NJ	13F	Company	— class O/S missing	110,664	$1,215,000	—	30 Jun 2016	13F
MUFG Americas Holdings Corp	13F	Company	— class O/S missing	109,420	$1,201,000	—	30 Jun 2016	13F
Hudock, Inc.	13F	Company	— class O/S missing	99,494	$1,092,000	—	30 Jun 2016	13F
Cetera Advisor Networks LLC	13F	Company	— class O/S missing	92,972	$1,021,000	—	30 Jun 2016	13F
Baker Avenue Asset Management, LP	13F	Company	— class O/S missing	91,810	$1,008,000	—	30 Jun 2016	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	91,105	$1,001,000	—	30 Jun 2016	13F
Sterneck Capital Management, LLC	13F	Company	— class O/S missing	89,541	$983,000	—	30 Jun 2016	13F

Institutional Holders of Sprott Physical Gold Trust - PHYSICAL GOLD TR (PHYS) as of Q3 2016

As of 30 Sep 2016, Sprott Physical Gold Trust - PHYSICAL GOLD TR (PHYS) was held by 164 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 38,727,008 shares. The largest 10 holders included Smith Affiliated Capital Corp., PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL, JOHNSON INVESTMENT COUNSEL INC, Evanson Asset Management, LLC, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, Commonwealth Equity Services, Inc, Polar Asset Management Partners Inc., Anson Funds Management LP, and ROYAL BANK OF CANADA. This page lists 164 institutional shareholders reporting positions in this security for the Q3 2016 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2016 vs Q2 2016 Across Filers

Q2 2016 holders

162

Q3 2016 holders

164

Holder diff

Investor	Q2 2016 Shares	Q3 2016 Shares	Share Diff	Share Chg %	Q2 2016 Value $	Q3 2016 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.