Sprott Physical Gold Trust - PHYSICAL GOLD TR (PHYS)
CUSIP: 85207H104
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / PHYSICAL GOLD TR
- Total 13F shares
- 44,335,264
- Share change
- +5,334,193
- Total reported value
- $416,443,593
- Price per share
- $9.39
- Number of holders
- 170
- Value change
- +$47,514,776
- Number of buys
- 55
- Number of sells
- 65
Quarterly Holders Quick Answers
What is CUSIP 85207H104?
CUSIP 85207H104 identifies PHYS - Sprott Physical Gold Trust - PHYSICAL GOLD TR in SEC institutional holdings data.
Need full ownership history?
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These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
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- Latest 13F filings for newly reported positions across managers.
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Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 85207H104:
Top shareholders of PHYS - Sprott Physical Gold Trust - PHYSICAL GOLD TR (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Pekin Hardy Strauss, Inc. |
13F
|
Company |
—
class O/S missing
|
4,893,686
|
$53,586,000 | — | 30 Sep 2016 | |
| JOHNSON INVESTMENT COUNSEL INC |
13F
|
Company |
—
class O/S missing
|
3,645,821
|
$39,921,000 | — | 30 Sep 2016 | |
| Evanson Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
3,087,041
|
$33,803,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,814,221
|
$19,866,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,530,302
|
$16,757,000 | — | 30 Sep 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
1,202,130
|
$13,163,000 | — | 30 Sep 2016 | |
| Polar Asset Management Partners Inc. |
13F
|
Company |
—
class O/S missing
|
1,043,548
|
$11,427,000 | — | 30 Sep 2016 | |
| Anson Funds Management LP |
13F
|
Company |
—
class O/S missing
|
1,017,849
|
$11,145,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
917,576
|
$10,066,000 | — | 30 Sep 2016 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
878,953
|
$9,176,000 | — | 30 Sep 2016 | |
| Forest Hill Capital, LLC |
13F
|
Company |
—
class O/S missing
|
600,000
|
$6,570,000 | — | 30 Sep 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
490,691
|
$5,373,000 | — | 30 Sep 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
438,728
|
$4,804,000 | — | 30 Sep 2016 | |
| FEDERATED HERMES, INC. |
13F
|
Company |
—
class O/S missing
|
382,615
|
$4,190,000 | — | 30 Sep 2016 | |
| Legacy Capital Partners, Inc. |
13F
|
Company |
—
class O/S missing
|
333,619
|
$3,654,000 | — | 30 Sep 2016 | |
| Choate Investment Advisors |
13F
|
Company |
—
class O/S missing
|
315,707
|
$3,456,992 | — | 30 Sep 2016 | |
| BAILARD, INC. |
13F
|
Company |
—
class O/S missing
|
306,275
|
$3,353,000 | — | 30 Sep 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
303,608
|
$3,324,000 | — | 30 Sep 2016 | |
| Beaumont Financial Partners, LLC |
13F
|
Company |
—
class O/S missing
|
302,127
|
$3,308,000 | — | 30 Sep 2016 | |
| Fore Research & Management, LP |
13F
|
Company |
—
class O/S missing
|
300,000
|
$3,285,000 | — | 30 Sep 2016 | |
| CHASE INVESTMENT COUNSEL CORP |
13F
|
Company |
—
class O/S missing
|
289,699
|
$3,172,000 | — | 30 Sep 2016 | |
| Benchmark Capital Advisors |
13F
|
Company |
—
class O/S missing
|
276,671
|
$3,030,000 | — | 30 Sep 2016 | |
| Private Wealth Partners, LLC |
13F
|
Company |
—
class O/S missing
|
243,300
|
$2,664,000 | — | 30 Sep 2016 | |
| BENNICAS & ASSOCIATES, INC. |
13F
|
Company |
—
class O/S missing
|
232,202
|
$2,543,000 | — | 30 Sep 2016 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
219,499
|
$2,404,000 | — | 30 Sep 2016 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
199,843
|
$2,188,000 | — | 30 Sep 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
190,909
|
$2,090,000 | — | 30 Sep 2016 | |
| Filament LLC |
13F
|
Company |
—
class O/S missing
|
176,225
|
$1,930,000 | — | 30 Sep 2016 | |
| JANUS HENDERSON GROUP PLC |
13F
|
Company |
—
class O/S missing
|
168,933
|
$1,850,000 | — | 30 Sep 2016 | |
| WFG Advisors, LP |
13F
|
Company |
—
class O/S missing
|
164,798
|
$1,805,000 | — | 30 Sep 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
160,302
|
$1,756,000 | — | 30 Sep 2016 | |
| Freedom Investment Management, Inc. |
13F
|
Company |
—
class O/S missing
|
158,506
|
$1,736,000 | — | 30 Sep 2016 | |
| St. James Investment Company, LLC |
13F
|
Company |
—
class O/S missing
|
155,413
|
$1,702,000 | — | 30 Sep 2016 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
153,796
|
$1,632,000 | — | 30 Sep 2016 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
148,830
|
$1,630,000 | — | 30 Sep 2016 | |
| Ancora Advisors LLC |
13F
|
Company |
—
class O/S missing
|
147,116
|
$1,611,000 | — | 30 Sep 2016 | |
| A. D. Beadell Investment Counsel, Inc. |
13F
|
Company |
—
class O/S missing
|
144,508
|
$1,582,000 | — | 30 Sep 2016 | |
| BLAIR WILLIAM & CO/IL |
13F
|
Company |
—
class O/S missing
|
140,359
|
$1,537,000 | — | 30 Sep 2016 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
131,529
|
$1,440,000 | — | 30 Sep 2016 | |
| SPROTT INC. |
13F
|
Company |
—
class O/S missing
|
128,563
|
$1,408,000 | — | 30 Sep 2016 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
127,230
|
$1,393,000 | — | 30 Sep 2016 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
120,570
|
$1,322,000 | — | 30 Sep 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
114,589
|
$1,255,000 | — | 30 Sep 2016 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
113,779
|
$1,245,000 | — | 30 Sep 2016 | |
| Baker Avenue Asset Management, LP |
13F
|
Company |
—
class O/S missing
|
112,740
|
$1,235,000 | — | 30 Sep 2016 | |
| Quantum Capital Management, LLC / NJ |
13F
|
Company |
—
class O/S missing
|
110,454
|
$1,209,000 | — | 30 Sep 2016 | |
| MUFG Americas Holdings Corp |
13F
|
Company |
—
class O/S missing
|
107,396
|
$1,176,000 | — | 30 Sep 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
106,384
|
$1,170,000 | — | 30 Sep 2016 | |
| Hudock, Inc. |
13F
|
Company |
—
class O/S missing
|
99,494
|
$1,089,000 | — | 30 Sep 2016 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
93,105
|
$1,019,000 | — | 30 Sep 2016 |
Institutional Holders of Sprott Physical Gold Trust - PHYSICAL GOLD TR (PHYS) as of Q4 2016
As of 31 Dec 2016,
Sprott Physical Gold Trust - PHYSICAL GOLD TR (PHYS) was held by
170 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
44,335,264 shares.
The largest 10 holders included
Polar Asset Management Partners Inc., PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL, JOHNSON INVESTMENT COUNSEL INC, Evanson Asset Management, LLC, Weiss Asset Management LP, MORGAN STANLEY, Forest Hill Capital, LLC, WELLS FARGO & COMPANY/MN, Commonwealth Equity Services, Inc, and ROYAL BANK OF CANADA.
This page lists
170
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
164
Q4 2016 holders
170
Holder diff
6
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.