Sprott Physical Gold Trust - PHYSICAL GOLD TR (PHYS)
CUSIP: 85207H104
Q2 2016 13F Holders as of 30 Jun 2016
- Type / Class
- Equity / PHYSICAL GOLD TR
- Total 13F shares
- 40,687,805
- Share change
- -382,983
- Total reported value
- $447,115,393
- Price per share
- $10.98
- Number of holders
- 162
- Value change
- -$3,449,930
- Number of buys
- 58
- Number of sells
- 56
Quarterly Holders Quick Answers
What is CUSIP 85207H104?
CUSIP 85207H104 identifies PHYS - Sprott Physical Gold Trust - PHYSICAL GOLD TR in SEC institutional holdings data.
Need full ownership history?
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- Latest 13F filings for newly reported positions across managers.
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Recent filing periods for CUSIP 85207H104:
Top shareholders of PHYS - Sprott Physical Gold Trust - PHYSICAL GOLD TR (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Polar Asset Management Partners Inc. |
13F
|
Company |
—
class O/S missing
|
7,109,651
|
$71,950,000 | — | 31 Mar 2016 | |
| Pekin Hardy Strauss, Inc. |
13F
|
Company |
—
class O/S missing
|
5,235,867
|
$52,987,000 | — | 31 Mar 2016 | |
| Evanson Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
2,210,701
|
$22,372,000 | — | 31 Mar 2016 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
2,142,254
|
$21,680,000 | — | 31 Mar 2016 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
1,450,976
|
$14,684,000 | — | 31 Mar 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
1,133,018
|
$11,466,000 | — | 31 Mar 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,121,669
|
$11,351,000 | — | 31 Mar 2016 | |
| Anson Funds Management LP |
13F
|
Company |
—
class O/S missing
|
1,017,849
|
$10,301,000 | — | 31 Mar 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
792,257
|
$8,017,000 | — | 31 Mar 2016 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
—
class O/S missing
|
646,927
|
$6,557,000 | — | 31 Mar 2016 | |
| Forest Hill Capital, LLC |
13F
|
Company |
—
class O/S missing
|
500,000
|
$5,060,000 | — | 31 Mar 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
487,468
|
$4,956,000 | — | 31 Mar 2016 | |
| Virtu Financial LLC |
13F
|
Company |
—
class O/S missing
|
468,312
|
$4,739,000 | — | 31 Mar 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
455,344
|
$4,608,000 | — | 31 Mar 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
393,787
|
$3,985,000 | — | 31 Mar 2016 | |
| Legacy Capital Partners, Inc. |
13F
|
Company |
—
class O/S missing
|
316,890
|
$3,207,000 | — | 31 Mar 2016 | |
| BAILARD, INC. |
13F
|
Company |
—
class O/S missing
|
306,275
|
$3,099,000 | — | 31 Mar 2016 | |
| Fore Research & Management, LP |
13F
|
Company |
—
class O/S missing
|
300,000
|
$3,036,000 | — | 31 Mar 2016 | |
| Beaumont Financial Partners, LLC |
13F
|
Company |
—
class O/S missing
|
308,807
|
$3,020,000 | — | 31 Mar 2016 | |
| Bluefin Trading, LLC |
13F
|
Company |
—
class O/S missing
|
294,300
|
$2,978,000 | — | 31 Mar 2016 | |
| CHASE INVESTMENT COUNSEL CORP |
13F
|
Company |
—
class O/S missing
|
281,181
|
$2,845,000 | — | 31 Mar 2016 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
272,029
|
$2,816,000 | — | 31 Mar 2016 | |
| Benchmark Capital Advisors |
13F
|
Company |
—
class O/S missing
|
273,371
|
$2,767,000 | — | 31 Mar 2016 | |
| Citizens Business Bank |
13F
|
Company |
—
class O/S missing
|
251,063
|
$2,541,000 | — | 31 Mar 2016 | |
| BENNICAS & ASSOCIATES, INC. |
13F
|
Company |
—
class O/S missing
|
246,102
|
$2,491,000 | — | 31 Mar 2016 | |
| Private Wealth Partners, LLC |
13F
|
Company |
—
class O/S missing
|
220,000
|
$2,226,000 | — | 31 Mar 2016 | |
| St. James Investment Company, LLC |
13F
|
Company |
—
class O/S missing
|
205,955
|
$2,084,000 | — | 31 Mar 2016 | |
| Global Endowment Management, LP |
13F
|
Company |
—
class O/S missing
|
176,432
|
$1,785,000 | — | 31 Mar 2016 | |
| FEDERATED HERMES, INC. |
13F
|
Company |
—
class O/S missing
|
171,397
|
$1,735,000 | — | 31 Mar 2016 | |
| WFG Advisors, LP |
13F
|
Company |
—
class O/S missing
|
165,224
|
$1,672,000 | — | 31 Mar 2016 | |
| Opera Trading Capital |
13F
|
Company |
—
class O/S missing
|
147,045
|
$1,491,000 | — | 31 Mar 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
146,588
|
$1,487,000 | — | 31 Mar 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
137,483
|
$1,391,000 | — | 31 Mar 2016 | |
| Quantum Capital Management, LLC / NJ |
13F
|
Company |
—
class O/S missing
|
133,629
|
$1,352,000 | — | 31 Mar 2016 | |
| JANUS HENDERSON GROUP PLC |
13F
|
Company |
—
class O/S missing
|
130,043
|
$1,316,000 | — | 31 Mar 2016 | |
| MUFG Americas Holdings Corp |
13F
|
Company |
—
class O/S missing
|
125,114
|
$1,266,000 | — | 31 Mar 2016 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
119,403
|
$1,208,000 | — | 31 Mar 2016 | |
| Filament LLC |
13F
|
Company |
—
class O/S missing
|
113,567
|
$1,149,000 | — | 31 Mar 2016 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
113,146
|
$1,145,000 | — | 31 Mar 2016 | |
| BLAIR WILLIAM & CO/IL |
13F
|
Company |
—
class O/S missing
|
112,299
|
$1,136,000 | — | 31 Mar 2016 | |
| SPROTT INC. |
13F
|
Company |
—
class O/S missing
|
110,263
|
$1,116,000 | — | 31 Mar 2016 | |
| Hudock, Inc. |
13F
|
Company |
—
class O/S missing
|
99,494
|
$1,006,000 | — | 31 Mar 2016 | |
| Baker Avenue Asset Management, LP |
13F
|
Company |
—
class O/S missing
|
93,110
|
$942,000 | — | 31 Mar 2016 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
92,480
|
$935,000 | — | 31 Mar 2016 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
87,416
|
$885,000 | — | 31 Mar 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
86,807
|
$878,000 | — | 31 Mar 2016 | |
| Sterneck Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
86,261
|
$873,000 | — | 31 Mar 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
81,463
|
$824,000 | — | 31 Mar 2016 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
79,394
|
$803,000 | — | 31 Mar 2016 | |
| OTA Financial Group L.P. |
13F
|
Company |
—
class O/S missing
|
74,008
|
$748,000 | — | 31 Mar 2016 |
Institutional Holders of Sprott Physical Gold Trust - PHYSICAL GOLD TR (PHYS) as of Q2 2016
As of 30 Jun 2016,
Sprott Physical Gold Trust - PHYSICAL GOLD TR (PHYS) was held by
162 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
40,687,805 shares.
The largest 10 holders included
Smith Affiliated Capital Corp., PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL, JOHNSON INVESTMENT COUNSEL INC, Polar Asset Management Partners Inc., Evanson Asset Management, LLC, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, Commonwealth Equity Services, Inc, FEDERATED INVESTORS INC /PA/, and Frigate Ventures LP.
This page lists
162
institutional shareholders reporting positions in this security
for the Q2 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2016 vs Q1 2016 Across Filers
Q1 2016 holders
156
Q2 2016 holders
162
Holder diff
6
| Investor | Q1 2016 Shares | Q2 2016 Shares | Share Diff | Share Chg % | Q1 2016 Value $ | Q2 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.