Sprott Physical Gold Trust - UNIT (PHYS)

Q1 2016 13F Holders as of 3/31/2016

Type / Class: Equity / UNIT
Number of holders: 156
Total Shares: 41.2M
Shares change: +21.5M
Total reported value, excl. options: $417M
Value change: +$220M
Put/Call ratio: 0
Number of buys: 86
Number of sells: -41
Price: $10.12

Investor	Weight %	Change %	Value $	* Price $	Shares	Share Change	Activity	Report Period
Smith Affiliated Capital Corp.	43.9%	+43.9%	$76.6M	10.12	7.57M	+7.57M	NEW	3/31/2016
Polar Asset Management Partners Inc.	4.34%	+3.27%	$72M	10.12	7.11M	+5.35M	+304.4%	3/31/2016
PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL	12.3%	+7.77%	$53M	10.12	5.24M	+3.3M	+170.6%	3/31/2016
Evanson Asset Management, LLC	7.66%	+2.07%	$22.4M	10.12	2.21M	+597K	+37%	3/31/2016
MORGAN STANLEY	0.01%	+0%	$21.7M	10.12	2.14M	+316K	+17.3%	3/31/2016
LPL Financial LLC	0.04%	+0%	$14.7M	10.12	1.45M	+162K	+12.5%	3/31/2016
Commonwealth Equity Services, Inc	0.1%	+0.01%	$11.5M	10.12	1.13M	+125K	+12.4%	3/31/2016
WELLS FARGO & COMPANY/MN	0%	+0%	$11.4M	10.12	1.12M	+1.02M	+1030.7%	3/31/2016
Frigate Ventures LP	6.53%	+6.53%	$10.3M	10.12	1.02M	+1.02M	NEW	3/31/2016
ROYAL BANK OF CANADA	0.01%	0%	$8.02M	10.12	792K	-85K	-9.68%	3/31/2016
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	0.49%	+0.49%	$6.56M	10.14	647K	+647K	NEW	3/31/2016
Forest Hill Capital, LLC	0.61%	+0.61%	$5.06M	10.12	500K	+500K	NEW	3/31/2016
LADENBURG THALMANN FINANCIAL SERVICES INC	0.09%	+0.02%	$4.96M	10.17	487K	+86.8K	+21.7%	3/31/2016
Virtu Financial LLC	0.66%	-0.45%	$4.74M	10.12	468K	-318K	-40.4%	3/31/2016
Raymond James Financial Services Advisors, Inc.	0.05%	+0.01%	$4.61M	10.12	455K	+51.7K	+12.8%	3/31/2016
RAYMOND JAMES & ASSOCIATES	0.01%	+0.01%	$3.99M	10.12	394K	+192K	+95.5%	3/31/2016
Legacy Capital Partners, Inc.	2.07%	+2.07%	$3.21M	10.12	317K	+317K	NEW	3/31/2016
Beaumont Financial Partners, LLC	0.56%	+0.1%	$3.02M	9.78	309K	+54.3K	+21.3%	3/31/2016
BAILARD, INC.	0.43%	+0.43%	$3.1M	10.12	306K	+306K	NEW	3/31/2016
Fore Research & Management, LP	0.08%		$3.04M	10.12	300K			3/31/2016
Bluefin Trading, LLC	0.46%		$2.98M	10.12	294K			3/31/2016
CHASE INVESTMENT COUNSEL CORP	1.24%	+1.24%	$2.85M	10.12	281K	+281K	NEW	3/31/2016
Benchmark Capital Advisors	2.43%	+1.75%	$2.77M	10.12	273K	+197K	+257.1%	3/31/2016
Private Advisor Group, LLC	0.14%	+0.01%	$2.82M	10.35	272K	+21.4K	+8.55%	3/31/2016
Citizens Business Bank	0.48%	-0.44%	$2.54M	10.12	251K	-231K	-48%	3/31/2016
BENNICAS & ASSOCIATES, INC.	2.37%	-0.11%	$2.49M	10.12	246K	-11.8K	-4.58%	3/31/2016
Private Wealth Partners, LLC	0.54%	+0.53%	$2.23M	10.12	220K	+220K	NEW	3/31/2016
St. James Investment Company, LLC	0.27%	+0.02%	$2.08M	10.12	206K	+17.1K	+9.06%	3/31/2016
Global Endowment Management, LP	0.38%	+0.38%	$1.79M	10.12	176K	+176K	NEW	3/31/2016
FEDERATED INVESTORS INC /PA/	0.01%	+0.01%	$1.74M	10.12	171K	+171K	NEW	3/31/2016
WFG Advisors, LP	0.48%	+0%	$1.67M	10.12	165K	+765	+0.47%	3/31/2016
Opera Trading Capital	0.4%	+0.4%	$1.49M	10.14	147K	+147K	NEW	3/31/2016
STIFEL FINANCIAL CORP	0.01%	+0%	$1.49M	10.14	147K	+4.25K	+2.98%	3/31/2016
UBS Group AG	0%	+0%	$1.39M	10.12	137K	+58.2K	+73.4%	3/31/2016
Quantum Capital Management, LLC / NJ	0.39%	0%	$1.35M	10.12	134K	-1.09K	-0.81%	3/31/2016
HENDERSON GROUP PLC	0.01%	+0%	$1.32M	10.12	130K	+14.9K	+12.9%	3/31/2016
MUFG Americas Holdings Corp	0.04%	0%	$1.27M	10.12	125K	-6.74K	-5.11%	3/31/2016
HighTower Advisors, LLC	0.01%	+0%	$1.21M	10.12	119K	+2.51K	+2.15%	3/31/2016
Filament LLC	0.54%	-0.01%	$1.15M	10.12	114K	-1.41K	-1.22%	3/31/2016
Janney Montgomery Scott LLC	0.03%	+0.03%	$1.15M	10.12	113K	+113K	NEW	3/31/2016
BLAIR WILLIAM & CO/IL	0.01%	+0.01%	$1.14M	10.12	112K	+97.9K	+679.2%	3/31/2016
Sprott Inc.	0.09%	+0.01%	$1.12M	10.12	110K	+13.8K	+14.4%	3/31/2016
Hudock Capital Group, LLC	0.56%	-0.15%	$1.01M	10.11	99.5K	-26K	-20.7%	3/31/2016
Baker Avenue Asset Management, LP	0.14%	-0.02%	$942K	10.12	93.1K	-13.8K	-12.9%	3/31/2016
Cetera Advisor Networks LLC	0.06%	0%	$935K	10.11	92.5K	-1.89K	-2%	3/31/2016
Sigma Planning Corp	0.12%	-0.02%	$885K	10.12	87.4K	-14.3K	-14.1%	3/31/2016
AMERIPRISE FINANCIAL INC	0%	+0%	$878K	10.11	86.8K	+67.6K	+351.1%	3/31/2016
Sterneck Capital Management, LLC	0.61%	+0.61%	$873K	10.12	86.3K	+86.3K	NEW	3/31/2016
BANK OF AMERICA CORP /DE/	0%	0%	$824K	10.12	81.5K	-2.55K	-3.04%	3/31/2016
HOLLENCREST SECURITIES LLC	0.14%	+0.14%	$803K	10.11	79.4K	+79.4K	NEW	3/31/2016

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* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.