Sprott Physical Gold Trust - PHYSICAL GOLD TR (PHYS)
CUSIP: 85207H104
Q1 2016 13F Holders as of 31 Mar 2016
- Type / Class
- Equity / PHYSICAL GOLD TR
- Total 13F shares
- 41,222,704
- Share change
- +21,523,021
- Total reported value
- $417,188,730
- Price per share
- $10.12
- Number of holders
- 156
- Value change
- +$220,234,523
- Number of buys
- 87
- Number of sells
- 41
Quarterly Holders Quick Answers
What is CUSIP 85207H104?
CUSIP 85207H104 identifies PHYS - Sprott Physical Gold Trust - PHYSICAL GOLD TR in SEC institutional holdings data.
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- Latest 13F filings for newly reported positions across managers.
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Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 85207H104:
Top shareholders of PHYS - Sprott Physical Gold Trust - PHYSICAL GOLD TR (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Pekin Hardy Strauss, Inc. |
13F
|
Company |
—
class O/S missing
|
1,935,093
|
$16,893,000 | — | 31 Dec 2015 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,826,566
|
$15,946,000 | — | 31 Dec 2015 | |
| Polar Asset Management Partners Inc. |
13F
|
Company |
—
class O/S missing
|
1,758,267
|
$15,350,000 | — | 31 Dec 2015 | |
| Evanson Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
1,613,757
|
$14,088,000 | — | 31 Dec 2015 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
1,289,234
|
$11,436,000 | — | 31 Dec 2015 | |
| Weiss Asset Management LP |
13F
|
Company |
—
class O/S missing
|
1,228,471
|
$10,725,000 | — | 31 Dec 2015 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
1,008,405
|
$8,803,000 | — | 31 Dec 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
877,207
|
$7,658,000 | — | 31 Dec 2015 | |
| Virtu Financial LLC |
13F
|
Company |
—
class O/S missing
|
786,052
|
$6,862,000 | — | 31 Dec 2015 | |
| Citizens Business Bank |
13F
|
Company |
—
class O/S missing
|
482,367
|
$4,211,000 | — | 31 Dec 2015 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
403,673
|
$3,524,000 | — | 31 Dec 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
400,641
|
$3,485,000 | — | 31 Dec 2015 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
394,570
|
$3,445,000 | — | 31 Dec 2015 | |
| Fore Research & Management, LP |
13F
|
Company |
—
class O/S missing
|
300,000
|
$2,619,000 | — | 31 Dec 2015 | |
| BENNICAS & ASSOCIATES, INC. |
13F
|
Company |
—
class O/S missing
|
257,902
|
$2,251,000 | — | 31 Dec 2015 | |
| Beaumont Financial Partners, LLC |
13F
|
Company |
—
class O/S missing
|
254,529
|
$2,222,000 | — | 31 Dec 2015 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
250,612
|
$2,188,000 | — | 31 Dec 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
201,382
|
$1,758,000 | — | 31 Dec 2015 | |
| St. James Investment Company, LLC |
13F
|
Company |
—
class O/S missing
|
188,853
|
$1,649,000 | — | 31 Dec 2015 | |
| WFG Advisors, LP |
13F
|
Company |
—
class O/S missing
|
164,459
|
$1,436,000 | — | 31 Dec 2015 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
142,340
|
$1,240,000 | — | 31 Dec 2015 | |
| Quantum Capital Management, LLC / NJ |
13F
|
Company |
—
class O/S missing
|
134,719
|
$1,176,000 | — | 31 Dec 2015 | |
| MUFG Americas Holdings Corp |
13F
|
Company |
—
class O/S missing
|
131,853
|
$1,151,000 | — | 31 Dec 2015 | |
| Hudock, Inc. |
13F
|
Company |
—
class O/S missing
|
125,494
|
$1,095,000 | — | 31 Dec 2015 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
116,891
|
$1,021,000 | — | 31 Dec 2015 | |
| JANUS HENDERSON GROUP PLC |
13F
|
Company |
—
class O/S missing
|
115,162
|
$1,005,000 | — | 31 Dec 2015 | |
| Filament LLC |
13F
|
Company |
—
class O/S missing
|
114,974
|
$1,004,000 | — | 31 Dec 2015 | |
| Baker Avenue Asset Management, LP |
13F
|
Company |
—
class O/S missing
|
106,895
|
$933,000 | — | 31 Dec 2015 | |
| AMERICAN CENTURY COMPANIES INC |
13F
|
Company |
—
class O/S missing
|
102,260
|
$893,000 | — | 31 Dec 2015 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
101,720
|
$888,000 | — | 31 Dec 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
99,198
|
$866,000 | — | 31 Dec 2015 | |
| SPROTT INC. |
13F
|
Company |
—
class O/S missing
|
96,423
|
$842,000 | — | 31 Dec 2015 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
94,368
|
$825,000 | — | 31 Dec 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
84,017
|
$733,000 | — | 31 Dec 2015 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
—
class O/S missing
|
80,006
|
$698,000 | — | 31 Dec 2015 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
79,269
|
$692,000 | — | 31 Dec 2015 | |
| Benchmark Capital Advisors |
13F
|
Company |
—
class O/S missing
|
76,550
|
$668,000 | — | 31 Dec 2015 | |
| FRONTIER INVESTMENT MGMT CO |
13F
|
Company |
—
class O/S missing
|
71,860
|
$627,000 | — | 31 Dec 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
71,193
|
$622,000 | — | 31 Dec 2015 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
69,076
|
$603,000 | — | 31 Dec 2015 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
—
class O/S missing
|
67,858
|
$592,000 | — | 31 Dec 2015 | |
| ACCOUNT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
65,400
|
$570,942 | — | 31 Dec 2015 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
—
class O/S missing
|
60,000
|
$523,000 | — | 31 Dec 2015 | |
| OTA Financial Group L.P. |
13F
|
Company |
—
class O/S missing
|
54,377
|
$498,000 | — | 31 Dec 2015 | |
| EVERGREEN CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
54,900
|
$479,000 | — | 31 Dec 2015 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
54,521
|
$476,000 | — | 31 Dec 2015 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
53,747
|
$469,000 | — | 31 Dec 2015 | |
| CROFT-LEOMINSTER INC |
13F
|
Company |
—
class O/S missing
|
47,100
|
$411,000 | — | 31 Dec 2015 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
—
class O/S missing
|
42,505
|
$410,000 | — | 31 Dec 2015 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
44,394
|
$388,000 | — | 31 Dec 2015 |
Institutional Holders of Sprott Physical Gold Trust - PHYSICAL GOLD TR (PHYS) as of Q1 2016
As of 31 Mar 2016,
Sprott Physical Gold Trust - PHYSICAL GOLD TR (PHYS) was held by
156 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
41,222,704 shares.
The largest 10 holders included
Smith Affiliated Capital Corp., Polar Asset Management Partners Inc., PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL, Evanson Asset Management, LLC, MORGAN STANLEY, LPL Financial LLC, Commonwealth Equity Services, Inc, WELLS FARGO & COMPANY/MN, Frigate Ventures LP, and ROYAL BANK OF CANADA.
This page lists
156
institutional shareholders reporting positions in this security
for the Q1 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2016 vs Q4 2015 Across Filers
Q4 2015 holders
128
Q1 2016 holders
156
Holder diff
28
| Investor | Q4 2015 Shares | Q1 2016 Shares | Share Diff | Share Chg % | Q4 2015 Value $ | Q1 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.