SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE)

Q: What does CUSIP 84741T104 represent in this 13F holders report?

CUSIP 84741T104 is the security identifier for SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share used to aggregate holder disclosures.

Q: How many institutions held SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share in Q4 2022?

34 institutional investors reported SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share for Q4 2022. Use the holders table for investor-level position and value details.

CUSIP: 84741T104

Q4 2022 13F Holders as of 31 Dec 2022

Type / Class: Equity / Common Stock, par value $0.001 per share
Shares outstanding: 10,626,898
Total 13F shares: 3,872,110
Share change: -10,219
Total reported value: $208,847,199
Price per share: $11.40
Number of holders: 34
Value change: -$88,426
Number of buys: 17
Number of sells: 11

Quarterly Holders Quick Answers

What is CUSIP 84741T104?
CUSIP 84741T104 identifies SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share in SEC institutional holdings data.

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Newer quarter: Q1 2023
Previous quarter: Q3 2022

Recent filing periods for CUSIP 84741T104:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Relative Value Partners Group, LLC	13F	Company	17%	1,794,325	$19,899,000	—	30 Sep 2022	13F
RIVERNORTH CAPITAL MANAGEMENT, LLC	13F	Company	5%	529,722	$5,875,000	—	30 Sep 2022	13F
EPIQ PARTNERS, LLC	13F	Company	3.1%	334,065	$3,705,000	—	30 Sep 2022	13F
CSS LLC/IL	13F	Company	2.6%	272,601	$3,023,000	—	30 Sep 2022	13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	13F	Company	2%	217,186	$2,409,000	—	30 Sep 2022	13F
SCOTIA CAPITAL INC.	13F	Company	0.84%	89,761	$995,000	—	30 Sep 2022	13F
Thomas J. Herzfeld Advisors, Inc.	13F	Company	0.79%	83,913	$931,000	—	30 Sep 2022	13F
Shaker Financial Services, LLC	13F	Company	0.74%	78,635	$872,000	—	30 Sep 2022	13F
OSAIC HOLDINGS, INC.	13F	Company	0.64%	67,723	$751,000	—	30 Sep 2022	13F
Ancora Advisors LLC	13F	Company	0.58%	62,004	$687,000	—	30 Sep 2022	13F
SARISSA CONSULTING LLC	13F	Company	0.56%	59,534	$660,000	—	30 Sep 2022	13F
FIRST MANHATTAN CO. LLC.	13F	Company	0.55%	57,920	$642,000	—	30 Sep 2022	13F
MORGAN STANLEY	13F	Company	0.53%	55,842	$619,000	—	30 Sep 2022	13F
Gerald Hellerman	3/4/5	Director	— class O/S missing	43,584	$513,420	—	05 Apr 2022	3/4/5
RAYMOND JAMES & ASSOCIATES	13F	Company	0.32%	33,733	$374,000	—	30 Sep 2022	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.28%	30,048	$333,000	—	30 Sep 2022	13F
Private Advisor Group, LLC	13F	Company	0.24%	25,795	$286,000	—	30 Sep 2022	13F
CALTON & ASSOCIATES, INC.	13F	Company	0.2%	20,828	$230,000	—	30 Sep 2022	13F
Triad Investment Management	13F	Company	0.18%	19,414	$215,000	—	30 Sep 2022	13F
Meixler Investment Management, Ltd.	13F	Company	0.17%	17,547	$195,000	—	30 Sep 2022	13F
GUGGENHEIM CAPITAL LLC	13F	Company	0.16%	17,459	$194,000	—	30 Sep 2022	13F
Steward Partners Investment Advisory, LLC	13F	Company	0.15%	16,258	$180,000	—	30 Sep 2022	13F
HARBOUR INVESTMENTS, INC.	13F	Company	0.13%	13,424	$166,000	—	30 Sep 2022	13F
Ben H. Harris	3/4/5	Director	— class O/S missing	14,075	$165,804	—	11 May 2021	3/4/5
NewEdge Advisors, LLC	13F	Company	0.13%	13,600	$151,000	—	30 Sep 2022	13F
Marc Lunder	3/4/5	Director	— mixed-class rows	10,459 mixed-class rows	$134,127	—	27 Jan 2022	3/4/5
Dynamic Advisor Solutions LLC	13F	Company	0.1%	10,685	$118,000	—	30 Sep 2022	13F
Csenge Advisory Group	13F	Company	0.1%	10,556	$117,000	—	30 Sep 2022	13F
Crewe Advisors LLC	13F	Company	0.07%	6,970	$77,000	—	30 Sep 2022	13F
UBS Group AG	13F	Company	0.06%	6,689	$74,000	—	30 Sep 2022	13F
Rajeev P. Das	3/4/5	Vice President	— class O/S missing	2,583	$30,428	—	05 Apr 2022	3/4/5
ROYAL BANK OF CANADA	13F	Company	0.02%	2,554	$28,000	—	30 Sep 2022	13F
WINMILL & CO. INC	13F	Company	0.02%	2,000	$22,000	—	30 Sep 2022	13F
Lindbrook Capital, LLC	13F	Company	0.01%	1,230	$14,000	—	30 Sep 2022	13F
CWM, LLC	13F	Company	0%	175	$2,000	—	30 Sep 2022	13F
BANK OF AMERICA CORP /DE/	13F	Company	0%	117	$1,000	—	30 Sep 2022	13F

Institutional Holders of SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE) as of Q4 2022

As of 31 Dec 2022, SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE) was held by 34 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 3,872,110 shares. The largest 10 holders included Relative Value Partners Group, LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, EPIQ PARTNERS, LLC, CSS LLC/IL, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, Shaker Financial Services, LLC, SCOTIA CAPITAL INC., ADVISOR GROUP HOLDINGS, INC., FIRST MANHATTAN CO, and MORGAN STANLEY. This page lists 34 institutional shareholders reporting positions in this security for the Q4 2022 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2022 vs Q3 2022 Across Filers

Q3 2022 holders

Q4 2022 holders

Holder diff

Investor	Q3 2022 Shares	Q4 2022 Shares	Share Diff	Share Chg %	Q3 2022 Value $	Q4 2022 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.