SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE)
CUSIP: 84741T104
Q1 2014 13F Holders as of 31 Mar 2014
- Type / Class
- Equity / Common Stock, par value $0.001 per share
- Shares outstanding
- 10,626,898
- Total 13F shares
- 4,728,187
- Share change
- +1,519,426
- Total reported value
- $76,833,000
- Price per share
- $16.25
- Number of holders
- 29
- Value change
- +$24,647,340
- Number of buys
- 23
- Number of sells
- 8
Quarterly Holders Quick Answers
What is CUSIP 84741T104?
CUSIP 84741T104 identifies SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share in SEC institutional holdings data.
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Recent filing periods for CUSIP 84741T104:
Top shareholders of SPE - SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Relative Value Partners, LLC |
13F
|
Company |
14%
|
1,459,057
|
$25,468,000 | — | 31 Dec 2013 | |
| Karpus Management, Inc. |
13F
|
Company |
9.8%
|
1,040,007
|
$18,153,000 | — | 31 Dec 2013 | |
| Ancora Advisors LLC |
13F
|
Company |
1.7%
|
175,952
|
$3,071,000 | — | 31 Dec 2013 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
1.5%
|
161,289
|
$2,815,000 | — | 31 Dec 2013 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.56%
|
59,285
|
$1,035,000 | — | 31 Dec 2013 | |
| CSS LLC/IL |
13F
|
Company |
0.51%
|
54,378
|
$949,000 | — | 31 Dec 2013 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.46%
|
48,710
|
$850,000 | — | 31 Dec 2013 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.4%
|
42,762
|
$747,000 | — | 31 Dec 2013 | |
| MORGAN STANLEY |
13F
|
Company |
0.23%
|
24,291
|
$424,000 | — | 31 Dec 2013 | |
| Jefferies Group LLC |
13F
|
Company |
0.19%
|
20,000
|
$349,000 | — | 31 Dec 2013 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.17%
|
17,622
|
$308,000 | — | 31 Dec 2013 | |
| Independence Trust CO |
13F
|
Company |
0.15%
|
16,132
|
$281,000 | — | 31 Dec 2013 | |
| Financial Architects, Inc |
13F
|
Company |
0.15%
|
15,827
|
$276,000 | — | 31 Dec 2013 | |
| KMS FINANCIAL SERVICES, INC |
13F
|
Company |
0.15%
|
15,538
|
$271,000 | — | 31 Dec 2013 | |
| Robert W. Baird & Co. Inc |
13F
|
Company |
0.13%
|
13,389
|
$234,000 | — | 31 Dec 2013 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.12%
|
12,623
|
$220,000 | — | 31 Dec 2013 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.11%
|
11,387
|
$199,000 | — | 31 Dec 2013 | |
| UBS AG |
13F
|
Company |
0.06%
|
6,495
|
$113,000 | — | 31 Dec 2013 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.05%
|
5,406
|
$94,000 | — | 31 Dec 2013 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.05%
|
5,268
|
$92,000 | — | 31 Dec 2013 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
0.01%
|
1,311
|
$81,000 | — | 31 Dec 2013 | |
| BARCLAYS PLC |
13F
|
Company |
0.02%
|
2,326
|
$40,000 | — | 31 Dec 2013 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.01%
|
867
|
$15,000 | — | 31 Dec 2013 | |
| US BANCORP \DE\ |
13F
|
Company |
0%
|
150
|
$3,000 | — | 31 Dec 2013 |
Institutional Holders of SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE) as of Q1 2014
As of 31 Mar 2014,
SPECIAL OPPORTUNITIES FUND, INC. - Common Stock, par value $0.001 per share (SPE) was held by
29 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,728,187 shares.
The largest 10 holders included
Relative Value Partners, LLC, Horizon Kinetics LLC, CSS LLC/IL, Karpus Management, Inc., BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, Ancora Advisors, LLC, SIT INVESTMENT ASSOCIATES INC, RIVERNORTH CAPITAL MANAGEMENT, LLC, MORGAN STANLEY, and FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD.
This page lists
29
institutional shareholders reporting positions in this security
for the Q1 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2014 vs Q4 2013 Across Filers
Q4 2013 holders
23
Q1 2014 holders
29
Holder diff
6
| Investor | Q4 2013 Shares | Q1 2014 Shares | Share Diff | Share Chg % | Q4 2013 Value $ | Q1 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.