SERA PROGNOSTICS, INC. - Class A Common Stock, par value $0.0001 per share (SERA)

CUSIP: 81749D107

Q4 2022 13F Holders as of 31 Dec 2022

Type / Class
Equity / Class A Common Stock, par value $0.0001 per share
Shares outstanding
38,452,198
Total 13F shares
7,042,648
Share change
-1,501,360
Total reported value
$8,861,320
Price per share
$1.26
Number of holders
29
Value change
-$2,401,722
Number of buys
8
Number of sells
19

Quarterly Holders Quick Answers

What is CUSIP 81749D107?
CUSIP 81749D107 identifies SERA - SERA PROGNOSTICS, INC. - Class A Common Stock, par value $0.0001 per share in SEC institutional holdings data.

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Top shareholders of SERA - SERA PROGNOSTICS, INC. - Class A Common Stock, par value $0.0001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
INTERWEST VENTURE MANAGEMENT CO
13F
Company
6.3%
2,416,241
$3,866,000 30 Sep 2022
13F
Vivo Capital, LLC
13F
Company
4.8%
1,856,011
$2,970,000 30 Sep 2022
13F
SANDERS MORRIS HARRIS LLC
13F
Company
3.6%
1,389,573
$2,223,000 30 Sep 2022
13F
Blue Ox Healthcare Partners, LLC
3/4/5
10%+ Owner
class O/S missing
256,665
$1,339,791 18 Jul 2022
Douglas Carl Fisher
3/4/5
Chief Business Officer
class O/S missing
220,562
$1,151,334 10 Jan 2022
Fosun International Ltd
13F
Company
1.4%
554,148
$887,000 30 Sep 2022
13F
Skye Global Management LP
13F
Company
1.4%
526,000
$842,000 30 Sep 2022
13F
WELLS FARGO & COMPANY/MN
13F
Company
0.81%
312,350
$500,000 30 Sep 2022
13F
AWM Investment Company, Inc.
13F
Company
0.63%
240,646
$385,000 30 Sep 2022
13F
CAPTRUST FINANCIAL ADVISORS
13F
Company
0.62%
238,099
$381,000 30 Sep 2022
13F
VANGUARD GROUP INC
13F
Company
0.55%
211,977
$339,000 30 Sep 2022
13F
BAKER BROS. ADVISORS LP
13F
Company
0.52%
201,562
$322,000 30 Sep 2022
13F
Parian Global Management LP
13F
Company
0.39%
151,698
$243,000 30 Sep 2022
13F
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
0.32%
123,846
$198,000 30 Sep 2022
13F
COMMONWEALTH EQUITY SERVICES, LLC
13F
Company
0.19%
71,552
$114,000 30 Sep 2022
13F
RENAISSANCE TECHNOLOGIES LLC
13F
Company
0.18%
67,340
$108,000 30 Sep 2022
13F
Requisite Capital Management, LLC
13F
Company
0.14%
55,648
$89,000 30 Sep 2022
13F
BlackRock Finance, Inc.
13F
Company
0.14%
55,619
$89,000 30 Sep 2022
13F
MAI Capital Management
13F
Company
0.13%
49,503
$79,000 30 Sep 2022
13F
MILLENNIUM MANAGEMENT LLC
13F
Company
0.08%
28,917
$46,000 30 Sep 2022
13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
Company
0.06%
23,527
$38,000 30 Sep 2022
13F
Ensign Peak Advisors, Inc
13F
Company
0.05%
18,108
$29,000 30 Sep 2022
13F
Lesa Sroufe & Co
13F
Company
0.04%
16,506
$26,000 30 Sep 2022
13F
ASPIRIANT, LLC
13F
Company
0.04%
16,472
$26,000 30 Sep 2022
13F
NORTHERN TRUST CORP
13F
Company
0.04%
15,826
$25,000 30 Sep 2022
13F
CITADEL ADVISORS LLC
13F
Company
0.03%
12,558
$20,000 30 Sep 2022
13F
MORGAN STANLEY
13F
Company
0.03%
10,247
$17,000 30 Sep 2022
13F
SEGALL BRYANT & HAMILL, LLC
13F
Company
0.03%
10,000
$16,000 30 Sep 2022
13F
UBS Group AG
13F
Company
0.03%
9,805
$16,000 30 Sep 2022
13F
Tower Research Capital LLC (TRC)
13F
Company
0.02%
8,128
$13,000 30 Sep 2022
13F
JPMORGAN CHASE & CO
13F
Company
0.01%
2,158
$3,000 30 Sep 2022
13F
BNP PARIBAS FINANCIAL MARKETS
13F
Company
0%
1,310
$2,096 30 Sep 2022
13F
FMR LLC
13F
Company
0%
1,550
$2,000 30 Sep 2022
13F
CITIGROUP INC
13F
Company
0%
432
$1,000 30 Sep 2022
13F
Thomas Garite
3/4/5
VP, Clinical Sciences
class O/S missing
10,000
26 Aug 2021

Institutional Holders of SERA PROGNOSTICS, INC. - Class A Common Stock, par value $0.0001 per share (SERA) as of Q4 2022

As of 31 Dec 2022, SERA PROGNOSTICS, INC. - Class A Common Stock, par value $0.0001 per share (SERA) was held by 29 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 7,042,648 shares. The largest 10 holders included INTERWEST VENTURE MANAGEMENT CO, Vivo Capital, LLC, Fosun International Ltd, CAPTRUST FINANCIAL ADVISORS, Skye Global Management LP, WELLS FARGO & COMPANY/MN, VANGUARD GROUP INC, BAKER BROS. ADVISORS LP, AWM Investment Company, Inc., and GEODE CAPITAL MANAGEMENT, LLC. This page lists 29 institutional shareholders reporting positions in this security for the Q4 2022 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q4 2022 vs Q3 2022 Across Filers

Q3 2022 holders
31
Q4 2022 holders
29
Holder diff
-2
Investor Q3 2022 Shares Q4 2022 Shares Share Diff Share Chg % Q3 2022 Value $ Q4 2022 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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