Security key
80349A208
- Security type / class
- Equity / COM NEW
- Total 13F shares
- 1,270,895
- Share change
- +96,542
- Total reported value
- $36,530,291
- Reported price per share
- $28.74
- Number of holders
- 50
- Value change
- +$2,806,609
- Number of buys
- 28
- Number of sells
- 13
Security identity
Holder snapshot
Report period
Q3 2021
Institutions
50
Top holders
10
SAR full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2021
Previous quarter: Q2 2021
SARATOGA INVESTMENT CORP. SEC filings
SARATOGA INVESTMENT CORP. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 80349A208
Recent filing periods:
Ownership snapshot
Top reported holders of SAR - SARATOGA INVESTMENT CORP. - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Lead holder
Hennion & Walsh Asset Man...
13D/G signal
—
Evidence rows
15
Latest as of
30 Jun 2021
13F
Highest disclosed value: $3,254,000
Showing 1-6 of 15 holder rows.
Rank 1 holder
Hennion & Walsh Asset Management, Inc.
13F
- Ownership
- —
- Position
- $3.25M
Rank 2 holder
Advisors Asset Management, Inc.
13F
- Ownership
- —
- Position
- $3.13M
Rank 3 holder
PUTNAM INVESTMENTS LLC
13F
- Ownership
- —
- Position
- $2.65M
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Hennion & Walsh Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$3,254,000
121,084 shares
|
— | 30 Jun 2021 |
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$3,131,000
116,534 shares
|
— | 30 Jun 2021 |
| PUTNAM INVESTMENTS LLC |
13F
Company
|
—
class O/S missing
|
$2,652,000
98,701 shares
|
— | 30 Jun 2021 |
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
—
class O/S missing
|
$2,219,000
82,598 shares
|
— | 30 Jun 2021 |
| Legal & General Group Plc |
13F
Company
|
—
class O/S missing
|
$1,918,000
71,472 shares
|
— | 30 Jun 2021 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
—
class O/S missing
|
$1,874,000
69,769 shares
|
— | 30 Jun 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
50
Shares
1,270,895
Rows available
50
| Investor | Option | Weight % | Change % | Reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that failed the local validity check.
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
43
Q3 2021 holders
50
Holder diff
7
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 value | Q3 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend