Q3 2021 13F Holders as of 30 Sep 2021
-
Type / Class
-
Equity / COM NEW
-
Number of holders
-
50
-
Total 13F shares, excl. options
-
1.27M
-
Shares change
-
+96.5K
-
Total reported value, excl. options
-
$36.5M
-
Value change
-
+$2.81M
-
Number of buys
-
28
-
Number of sells
-
-13
-
Price
-
$28.74
Significant Holders of SARATOGA INVESTMENT CORP. - COM NEW (SAR) as of Q3 2021
53 filings reported holding SAR - SARATOGA INVESTMENT CORP. - COM NEW as of Q3 2021.
SARATOGA INVESTMENT CORP. - COM NEW (SAR) has 50 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1.27M shares
.
Largest 10 shareholders include Advisors Asset Management, Inc. (132K shares), Hennion & Walsh Asset Management, Inc. (128K shares), PUTNAM INVESTMENTS LLC (86.8K shares), RAYMOND JAMES & ASSOCIATES (84.4K shares), LPL Financial LLC (76.9K shares), WELLS FARGO & COMPANY/MN (68.3K shares), Legal & General Group Plc (66.9K shares), Cerity Partners LLC (53.1K shares), MACKENZIE FINANCIAL CORP (51.1K shares), and ARES MANAGEMENT LLC (45.5K shares).
This table shows the top 50 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.