Security key
80349A208
- Security type / class
- Equity / COM NEW
- Total 13F shares
- 1,174,353
- Total 13F value
- $31,552,646
- Share change
- -94,251
- SEC-reported price per share
- $26.87
- Number of holders
- 43
- Value change
- -$2,092,920
- Number of buys
- 25
- Number of sells
- 17
Report period
Q2 2021
Institutions
43
Top holders
10
SAR full security history
Ownership snapshot
Full 13F holder table
SARATOGA INVESTMENT CORP. SEC filings
SARATOGA INVESTMENT CORP. company facts
Broader feeds
Ownership snapshot
Top reported holders of SAR - SARATOGA INVESTMENT CORP. - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Advisors Asset Management...
Disclosed value leader
Advisors Asset Management...
Comparable rows
0/15
Latest evidence
31 Mar 2021
13F
Highest disclosed value: $2,863,236
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Advisors Asset Management, Inc. has the largest disclosed position value at $2.86M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Advisors Asset Management, Inc.'s linked filing trail.
Disclosed position value
Top 5
Advisors Asset Management, Inc.
$2.86M
Callodine Capital Management, LP
$2.7M
PUTNAM INVESTMENTS LLC
$2.69M
Hennion & Walsh Asset Management,...
$2.57M
Legal & General Group Plc
$2.01M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$2,863,236
113,082 shares
|
— | 31 Mar 2021 |
| Callodine Capital Management, LP |
13F
Company
|
—
class O/S missing
|
$2,696,000
106,473 shares
|
— | 31 Mar 2021 |
| PUTNAM INVESTMENTS LLC |
13F
Company
|
—
class O/S missing
|
$2,690,000
106,220 shares
|
— | 31 Mar 2021 |
| Hennion & Walsh Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$2,569,000
101,467 shares
|
— | 31 Mar 2021 |
| Legal & General Group Plc |
13F
Company
|
—
class O/S missing
|
$2,014,000
79,665 shares
|
— | 31 Mar 2021 |
| LPL Financial LLC |
13F
Company
|
—
class O/S missing
|
$1,735,000
68,504 shares
|
— | 31 Mar 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q2 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
43
Shares
1,174,353
Rows available
43
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q2 2021 vs Q1 2021 Across Filers
Q1 2021 holders
47
Q2 2021 holders
43
Holder diff
-4
| Investor | Q1 2021 Shares | Q2 2021 Shares | Share Diff | Share Chg % | Q1 2021 value | Q2 2021 value | Value change | Value Chg % |
|---|