Security key
80349A208
- Type / Class
- Equity / COM NEW
- Total 13F shares
- 1,174,353
- Share change
- -94,251
- Total reported value
- $31,552,646
- Price per share
- $26.87
- Number of holders
- 43
- Value change
- -$2,092,920
- Number of buys
- 25
- Number of sells
- 17
Report period
Q2 2021
Institutions
43
Top holders
10
SAR full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2021
Previous quarter: Q1 2021
SARATOGA INVESTMENT CORP. SEC filings
SARATOGA INVESTMENT CORP. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 80349A208
Recent filing periods:
Ownership snapshot
Top shareholders of SAR - SARATOGA INVESTMENT CORP. - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Lead holder
Advisors Asset Management...
13D/G signal
—
Evidence rows
47
Latest as of
31 Mar 2021
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$2,863,000
113,082 shares
|
— | 31 Mar 2021 |
| Callodine Capital Management, LP |
13F
Company
|
—
class O/S missing
|
$2,696,000
106,473 shares
|
— | 31 Mar 2021 |
| PUTNAM INVESTMENTS LLC |
13F
Company
|
—
class O/S missing
|
$2,690,000
106,220 shares
|
— | 31 Mar 2021 |
| Hennion & Walsh Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$2,569,000
101,467 shares
|
— | 31 Mar 2021 |
| Legal & General Group Plc |
13F
Company
|
—
class O/S missing
|
$2,014,000
79,665 shares
|
— | 31 Mar 2021 |
| LPL Financial LLC |
13F
Company
|
—
class O/S missing
|
$1,735,000
68,504 shares
|
— | 31 Mar 2021 |
| TRUIST FINANCIAL CORP |
13F
Company
|
—
class O/S missing
|
$1,652,000
65,249 shares
|
— | 31 Mar 2021 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
—
class O/S missing
|
$1,641,000
64,816 shares
|
— | 31 Mar 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q2 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
43
Shares
1,174,353
Rows loaded
43
| Investor | Option | Weight % | Change % | Reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.
Compare Q2 2021 vs Q1 2021 Across Filers
Q1 2021 holders
47
Q2 2021 holders
43
Holder diff
-4
| Investor | Q1 2021 Shares | Q2 2021 Shares | Share Diff | Share Chg % | Q1 2021 value | Q2 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend