Security key
80349A208
- Security type / class
- Equity / COM NEW
- Total 13F shares
- 2,551,381
- Total 13F value
- $74,904,633
- Share change
- +253,986
- SEC-reported price per share
- $29.38
- Number of holders
- 61
- Value change
- +$7,442,963
- Number of buys
- 30
- Number of sells
- 19
Report period
Q4 2021
Institutions
61
Top holders
10
SAR full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2022
Previous quarter: Q3 2021
SARATOGA INVESTMENT CORP. SEC filings
SARATOGA INVESTMENT CORP. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 80349A208
Recent filing periods:
Ownership snapshot
Top reported holders of SAR - SARATOGA INVESTMENT CORP. - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Advisors Asset Management...
Disclosed value leader
Advisors Asset Management...
Comparable rows
0/15
Latest evidence
30 Sep 2021
13F
Highest disclosed value: $3,796,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Advisors Asset Management, Inc. has the largest disclosed position value at $3.8M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Advisors Asset Management, Inc.'s linked filing trail.
Disclosed position value
Top 5
Advisors Asset Management, Inc.
$3.8M
Hennion & Walsh Asset Management,...
$3.68M
PUTNAM INVESTMENTS LLC
$2.49M
RAYMOND JAMES & ASSOCIATES
$2.43M
LPL Financial LLC
$2.21M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$3,796,000
132,087 shares
|
— | 30 Sep 2021 |
| Hennion & Walsh Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$3,680,000
128,033 shares
|
— | 30 Sep 2021 |
| PUTNAM INVESTMENTS LLC |
13F
Company
|
—
class O/S missing
|
$2,494,000
86,762 shares
|
— | 30 Sep 2021 |
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
—
class O/S missing
|
$2,427,000
84,445 shares
|
— | 30 Sep 2021 |
| LPL Financial LLC |
13F
Company
|
—
class O/S missing
|
$2,211,000
76,938 shares
|
— | 30 Sep 2021 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
—
class O/S missing
|
$1,962,000
68,277 shares
|
— | 30 Sep 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
61
Shares
2,551,381
Rows available
61
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2021 vs Q3 2021 Across Filers
Q3 2021 holders
50
Q4 2021 holders
61
Holder diff
11
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 value | Q4 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend