What does CUSIP 80349A208 represent in this 13F holders report?

CUSIP 80349A208 is the security identifier for SAR - SARATOGA INVESTMENT CORP. - COM NEW used to aggregate holder disclosures.

How many institutions held SAR - SARATOGA INVESTMENT CORP. - COM NEW in Q2 2020?

44 institutional investors reported SAR - SARATOGA INVESTMENT CORP. - COM NEW for Q2 2020. Use the holders table for investor-level position and value details.

SARATOGA INVESTMENT CORP. - COM NEW (SAR)

CUSIP: 80349A208

Q2 2020 13F Holders as of 30 Jun 2020

Type / Class: Equity / COM NEW
Total 13F shares: 2,335,850
Share change: +304,729
Total reported value: $36,926,904
Price per share: $15.80
Number of holders: 44
Value change: +$5,217,881
Number of buys: 25
Number of sells: 17

Security key

80349A208

Report period

Q2 2020

Institutions

Top holders

SAR full security history Ownership snapshot Full 13F holder table Newer quarter: Q3 2020 Previous quarter: Q1 2020 SARATOGA INVESTMENT CORP. SEC filings SARATOGA INVESTMENT CORP. company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 80349A208

Newer quarter: Q3 2020 Previous quarter: Q1 2020

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Ownership snapshot

Top shareholders of SAR - SARATOGA INVESTMENT CORP. - COM NEW (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder

BDCM CT, L.L.C.

13D/G signal

—

Evidence rows

Latest as of

31 Mar 2020

13F Highest disclosed value: $9,967,000 Showing first 8 of 42 holder rows. Open remaining rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
BDCM CT, L.L.C.	13F Company 13F	— class O/S missing	$9,967,000 865,955 shares	—	31 Mar 2020
OSAIC HOLDINGS, INC.	13F Company 13F	— class O/S missing	$1,441,000 125,162 shares	—	31 Mar 2020
PUTNAM INVESTMENTS LLC	13F Company 13F	— class O/S missing	$1,288,000 111,923 shares	—	31 Mar 2020
VIRTUS ADVISERS, LLC	13F Company 13F	— class O/S missing	$1,099,000 95,491 shares	—	31 Mar 2020
MARSHALL WACE, LLP	13F Company 13F	— class O/S missing	$853,000 74,070 shares	—	31 Mar 2020
Advisors Asset Management, Inc.	13F Company 13F	— class O/S missing	$762,000 66,187 shares	—	31 Mar 2020
Radcliffe Capital Management, L.P.	13F Company 13F	— class O/S missing	$748,000 65,000 shares	—	31 Mar 2020
JPMORGAN CHASE & CO	13F Company 13F	— class O/S missing	$625,000 54,300 shares	—	31 Mar 2020

Show 34 additional holder rows in the full holder list

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Legal & General Group Plc	13F Company 13F	— class O/S missing	$617,000 53,688 shares	—	31 Mar 2020
RAYMOND JAMES & ASSOCIATES	13F Company 13F	— class O/S missing	$616,000 53,520 shares	—	31 Mar 2020
TWO SIGMA ADVISERS, LP	13F Company 13F	— class O/S missing	$597,000 51,900 shares	—	31 Mar 2020
PFG Advisors	13F Company 13F	— class O/S missing	$544,000 40,312 shares	—	31 Mar 2020
MORGAN STANLEY	13F Company 13F	— class O/S missing	$514,000 44,658 shares	—	31 Mar 2020
WELLS FARGO & COMPANY/MN	13F Company 13F	— class O/S missing	$496,000 43,037 shares	—	31 Mar 2020
J.P. Morgan Private Wealth Advisors LLC	13F Company 13F	— class O/S missing	$456,000 39,599 shares	—	31 Mar 2020
D. E. Shaw & Co., Inc.	13F Company 13F	— class O/S missing	$436,000 37,933 shares	—	31 Mar 2020
Alan W. Weber	13F Individual 13F	— class O/S missing	$390,000 33,847 shares	—	31 Mar 2020
MCKINLEY CAPITAL MANAGEMENT LLC	13F Company 13F	— class O/S missing	$349,000 30,343 shares	—	31 Mar 2020
UBS Group AG	13F Company 13F	— class O/S missing	$328,000 28,525 shares	—	31 Mar 2020
Mariner, LLC	13F Company 13F	— class O/S missing	$274,000 12,314 shares	—	31 Mar 2020
CITADEL ADVISORS LLC	13F Company 13F	— class O/S missing	$247,000 21,494 shares	—	31 Mar 2020
ALPS ADVISORS INC	13F Company 13F	— class O/S missing	$231,000 20,073 shares	—	31 Mar 2020
D.A. DAVIDSON & CO.	13F Company 13F	— class O/S missing	$179,000 15,510 shares	—	31 Mar 2020
NORTHERN TRUST CORP	13F Company 13F	— class O/S missing	$149,000 12,916 shares	—	31 Mar 2020
EAGLE GLOBAL ADVISORS LLC	13F Company 13F	— class O/S missing	$140,000 12,200 shares	—	31 Mar 2020
LPL Financial LLC	13F Company 13F	— class O/S missing	$127,000 11,002 shares	—	31 Mar 2020
ROYAL BANK OF CANADA	13F Company 13F	— class O/S missing	$71,000 6,150 shares	—	31 Mar 2020
Tower Research Capital LLC (TRC)	13F Company 13F	— class O/S missing	$58,000 5,033 shares	—	31 Mar 2020
SYNOVUS FINANCIAL CORP	13F Company 13F	— class O/S missing	$28,000 2,401 shares	—	31 Mar 2020
VICTORY CAPITAL MANAGEMENT INC	13F Company 13F	— class O/S missing	$19,000 1,624 shares	—	31 Mar 2020
BDO Wealth Advisors, LLC	13F Company 13F	— class O/S missing	$17,000 1,495 shares	—	31 Mar 2020
Valeo Financial Advisors, LLC	13F Company 13F	— class O/S missing	$14,000 1,000 shares	—	31 Mar 2020
North Star Investment Management Corp.	13F Company 13F	— class O/S missing	$13,000 1,100 shares	—	31 Mar 2020
Capital Bank & Trust Co	13F Company 13F	— class O/S missing	$12,000 1,000 shares	—	31 Mar 2020
American Portfolios Advisors	13F Company 13F	— class O/S missing	$10,129 880 shares	—	31 Mar 2020
Geneos Wealth Management Inc.	13F Company 13F	— class O/S missing	$4,000 381 shares	—	31 Mar 2020
Sandy Spring Bank	13F Company 13F	— class O/S missing	$4,000 360 shares	—	31 Mar 2020
Laurel Wealth Advisors LLC	13F Company 13F	— class O/S missing	$3,000 241 shares	—	31 Mar 2020
Advisory Services Network, LLC	13F Company 13F	— class O/S missing	$3,000 236 shares	—	31 Mar 2020
tru Independence LLC	13F Company 13F	— class O/S missing	$3,000 225 shares	—	31 Mar 2020
OPTIMUM INVESTMENT ADVISORS	13F Company 13F	— class O/S missing	$2,000 200 shares	—	31 Mar 2020
Private Capital Group, LLC	13F Company 13F	— class O/S missing	$2,000 150 shares	—	31 Mar 2020

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q2 2020

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

2,335,850

Rows loaded

Investor	Option	Weight %	Change %	Reported value	* Price	Shares	Share Change	Activity	Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q2 2020 vs Q1 2020 Across Filers

Q1 2020 holders

Q2 2020 holders

Holder diff

Investor	Q1 2020 Shares	Q2 2020 Shares	Share Diff	Share Chg %	Q1 2020 value	Q2 2020 value	Value change	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend