Security key
80349A208
- Security type / class
- Equity / COM NEW
- Total 13F shares
- 2,031,121
- Total 13F value
- $23,462,129
- Share change
- -261,344
- SEC-reported price per share
- $11.51
- Number of holders
- 41
- Value change
- -$6,366,271
- Number of buys
- 21
- Number of sells
- 22
Report period
Q1 2020
Institutions
41
Top holders
10
SAR full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2026
SARATOGA INVESTMENT CORP. SEC filings
SARATOGA INVESTMENT CORP. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 80349A208
Recent filing periods:
Ownership snapshot
Top reported holders of SAR - SARATOGA INVESTMENT CORP. - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
BDCM CT, L.L.C.
Disclosed value leader
BDCM CT, L.L.C.
Comparable rows
0/15
Latest evidence
31 Dec 2019
13F
Highest disclosed value: $21,178,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
BDCM CT, L.L.C. has the largest disclosed position value at $21.18M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens BDCM CT, L.L.C.'s linked filing trail.
Disclosed position value
Top 5
BDCM CT, L.L.C.
$21.18M
D. E. Shaw & Co., Inc.
$3.82M
UBS Group AG
$3.41M
LADENBURG THALMANN FINANCIAL SERV...
$3.35M
MARSHALL WACE, LLP
$2.52M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| BDCM CT, L.L.C. |
13F
Company
|
—
class O/S missing
|
$21,178,000
848,800 shares
|
— | 31 Dec 2019 |
| D. E. Shaw & Co., Inc. |
13F
Company
|
—
class O/S missing
|
$3,819,000
153,085 shares
|
— | 31 Dec 2019 |
| UBS Group AG |
13F
Company
|
—
class O/S missing
|
$3,412,000
136,761 shares
|
— | 31 Dec 2019 |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
Company
|
—
class O/S missing
|
$3,351,000
133,571 shares
|
— | 31 Dec 2019 |
| MARSHALL WACE, LLP |
13F
Company
|
—
class O/S missing
|
$2,516,000
100,856 shares
|
— | 31 Dec 2019 |
| VIRTUS ADVISERS, LLC |
13F
Company
|
—
class O/S missing
|
$2,166,000
86,825 shares
|
— | 31 Dec 2019 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
41
Shares
2,031,121
Rows available
41
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2020 vs Q1 2020 Across Filers
Q1 2020 holders
41
Q1 2020 holders
41
Holder diff
0
| Investor | Q1 2020 Shares | Q1 2020 Shares | Share Diff | Share Chg % | Q1 2020 value | Q1 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend