Security key
80349A208
- Security type / class
- Equity / COM NEW
- Total 13F shares
- 2,031,121
- Share change
- -261,344
- Total reported value
- $23,462,129
- Reported price per share
- $11.51
- Number of holders
- 41
- Value change
- -$6,366,271
- Number of buys
- 21
- Number of sells
- 22
Security identity
Holder snapshot
Report period
Q1 2020
Institutions
41
Top holders
10
SAR full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2020
Previous quarter: Q4 2019
SARATOGA INVESTMENT CORP. SEC filings
SARATOGA INVESTMENT CORP. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 80349A208
Recent filing periods:
Ownership snapshot
Top reported holders of SAR - SARATOGA INVESTMENT CORP. - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Lead holder
BDCM CT, L.L.C.
13D/G signal
—
Evidence rows
15
Latest as of
31 Dec 2019
13F
Highest disclosed value: $21,178,000
Showing 1-6 of 15 holder rows.
Rank 1 holder
BDCM CT, L.L.C.
13F
- Ownership
- —
- Position
- $21.18M
Rank 2 holder
D. E. Shaw & Co., Inc.
13F
- Ownership
- —
- Position
- $3.82M
Rank 3 holder
UBS Group AG
13F
- Ownership
- —
- Position
- $3.41M
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| BDCM CT, L.L.C. |
13F
Company
|
—
class O/S missing
|
$21,178,000
848,800 shares
|
— | 31 Dec 2019 |
| D. E. Shaw & Co., Inc. |
13F
Company
|
—
class O/S missing
|
$3,819,000
153,085 shares
|
— | 31 Dec 2019 |
| UBS Group AG |
13F
Company
|
—
class O/S missing
|
$3,412,000
136,761 shares
|
— | 31 Dec 2019 |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
Company
|
—
class O/S missing
|
$3,351,000
133,571 shares
|
— | 31 Dec 2019 |
| MARSHALL WACE, LLP |
13F
Company
|
—
class O/S missing
|
$2,516,000
100,856 shares
|
— | 31 Dec 2019 |
| VIRTUS ADVISERS, LLC |
13F
Company
|
—
class O/S missing
|
$2,166,000
86,825 shares
|
— | 31 Dec 2019 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
41
Shares
2,031,121
Rows available
41
| Investor | Option | Weight % | Change % | Reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that failed the local validity check.
Compare Q1 2020 vs Q4 2019 Across Filers
Q4 2019 holders
45
Q1 2020 holders
41
Holder diff
-4
| Investor | Q4 2019 Shares | Q1 2020 Shares | Share Diff | Share Chg % | Q4 2019 value | Q1 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend