Security key
80349A208
- Security type / class
- Equity / COM NEW
- Total 13F shares
- 2,413,254
- Share change
- +77,179
- Total reported value
- $40,539,775
- Reported price per share
- $16.79
- Number of holders
- 40
- Value change
- +$1,450,606
- Number of buys
- 18
- Number of sells
- 23
Security identity
Holder snapshot
Report period
Q3 2020
Institutions
40
Top holders
10
SAR full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2020
Previous quarter: Q2 2020
SARATOGA INVESTMENT CORP. SEC filings
SARATOGA INVESTMENT CORP. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 80349A208
Recent filing periods:
Ownership snapshot
Top shareholders of SAR - SARATOGA INVESTMENT CORP. - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Lead holder
BDCM CT, L.L.C.
13D/G signal
—
Evidence rows
44
Latest as of
30 Jun 2020
Rank 1 holder
BDCM CT, L.L.C.
13F
- Ownership
- —
- Position
- $13.75M
Rank 2 holder
PUTNAM INVESTMENTS LLC
13F
- Ownership
- —
- Position
- $2.04M
Rank 3 holder
Callodine Capital Management, LP
13F
- Ownership
- —
- Position
- $1.77M
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| BDCM CT, L.L.C. |
13F
Company
|
—
class O/S missing
|
$13,750,000
870,235 shares
|
— | 30 Jun 2020 |
| PUTNAM INVESTMENTS LLC |
13F
Company
|
—
class O/S missing
|
$2,040,000
129,120 shares
|
— | 30 Jun 2020 |
| Callodine Capital Management, LP |
13F
Company
|
—
class O/S missing
|
$1,768,000
111,886 shares
|
— | 30 Jun 2020 |
| ARES MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$1,340,000
84,832 shares
|
— | 30 Jun 2020 |
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$1,248,000
79,001 shares
|
— | 30 Jun 2020 |
| WINTON GROUP Ltd |
13F
Company
|
—
class O/S missing
|
$1,171,000
74,105 shares
|
— | 30 Jun 2020 |
| Legal & General Group Plc |
13F
Company
|
—
class O/S missing
|
$1,154,000
73,105 shares
|
— | 30 Jun 2020 |
| OSAIC HOLDINGS, INC. |
13F
Company
|
—
class O/S missing
|
$1,036,000
65,602 shares
|
— | 30 Jun 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
40
Shares
2,413,254
Rows loaded
40
| Investor | Option | Weight % | Change % | Reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that failed the local validity check.
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
44
Q3 2020 holders
40
Holder diff
-4
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 value | Q3 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend