Security key
80349A208
- Security type / class
- Equity / COM NEW
- Total 13F shares
- 2,413,254
- Total 13F value
- $40,539,775
- Share change
- +77,179
- SEC-reported price per share
- $16.79
- Number of holders
- 40
- Value change
- +$1,450,606
- Number of buys
- 18
- Number of sells
- 23
Report period
Q3 2020
Institutions
40
Top holders
10
SAR full security history
Ownership snapshot
Full 13F holder table
SARATOGA INVESTMENT CORP. SEC filings
SARATOGA INVESTMENT CORP. company facts
Broader feeds
Ownership snapshot
Top reported holders of SAR - SARATOGA INVESTMENT CORP. - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
BDCM CT, L.L.C.
Disclosed value leader
BDCM CT, L.L.C.
Comparable rows
0/15
Latest evidence
30 Jun 2020
13F
Highest disclosed value: $13,750,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
BDCM CT, L.L.C. has the largest disclosed position value at $13.75M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens BDCM CT, L.L.C.'s linked filing trail.
Disclosed position value
Top 5
BDCM CT, L.L.C.
$13.75M
PUTNAM INVESTMENTS LLC
$2.04M
Callodine Capital Management, LP
$1.77M
ARES MANAGEMENT LLC
$1.34M
Advisors Asset Management, Inc.
$1.25M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| BDCM CT, L.L.C. |
13F
Company
|
—
class O/S missing
|
$13,750,000
870,235 shares
|
— | 30 Jun 2020 |
| PUTNAM INVESTMENTS LLC |
13F
Company
|
—
class O/S missing
|
$2,040,000
129,120 shares
|
— | 30 Jun 2020 |
| Callodine Capital Management, LP |
13F
Company
|
—
class O/S missing
|
$1,768,000
111,886 shares
|
— | 30 Jun 2020 |
| ARES MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$1,340,000
84,832 shares
|
— | 30 Jun 2020 |
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$1,248,216
79,001 shares
|
— | 30 Jun 2020 |
| WINTON GROUP Ltd |
13F
Company
|
—
class O/S missing
|
$1,171,000
74,105 shares
|
— | 30 Jun 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
40
Shares
2,413,254
Rows available
40
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
44
Q3 2020 holders
40
Holder diff
-4
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 value | Q3 2020 value | Value change | Value Chg % |
|---|