Security key
80349A208
- Security type / class
- Equity / COM NEW
- Total 13F shares
- 1,198,281
- Share change
- -45,822
- Total reported value
- $23,968,916
- Reported price per share
- $19.90
- Number of holders
- 26
- Value change
- -$1,184,630
- Number of buys
- 11
- Number of sells
- 16
Security identity
Holder snapshot
Report period
Q4 2018
Institutions
26
Top holders
10
SAR full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2019
Previous quarter: Q3 2018
SARATOGA INVESTMENT CORP. SEC filings
SARATOGA INVESTMENT CORP. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 80349A208
Recent filing periods:
Ownership snapshot
Top reported holders of SAR - SARATOGA INVESTMENT CORP. - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Lead holder
BDCM CT, L.L.C.
13D/G signal
—
Evidence rows
15
Latest as of
30 Sep 2018
13F
Highest disclosed value: $17,871,000
Showing 1-6 of 15 holder rows.
Rank 1 holder
BDCM CT, L.L.C.
13F
- Ownership
- —
- Position
- $17.87M
Rank 2 holder
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
- Ownership
- —
- Position
- $2.74M
Rank 3 holder
MILLENNIUM MANAGEMENT LLC
13F
- Ownership
- —
- Position
- $929K
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| BDCM CT, L.L.C. |
13F
Company
|
—
class O/S missing
|
$17,871,000
774,287 shares
|
— | 30 Sep 2018 |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
Company
|
—
class O/S missing
|
$2,738,000
118,635 shares
|
— | 30 Sep 2018 |
| MILLENNIUM MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$929,000
40,236 shares
|
— | 30 Sep 2018 |
| CUE ADVISORY SERVICES, INC. |
13F
Company
|
—
class O/S missing
|
$910,000
39,449 shares
|
— | 30 Sep 2018 |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$805,000
34,868 shares
|
— | 30 Sep 2018 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
—
class O/S missing
|
$724,000
31,403 shares
|
— | 30 Sep 2018 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2018
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
26
Shares
1,198,281
Rows available
26
| Investor | Option | Weight % | Change % | Reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that failed the local validity check.
Compare Q4 2018 vs Q3 2018 Across Filers
Q3 2018 holders
30
Q4 2018 holders
26
Holder diff
-4
| Investor | Q3 2018 Shares | Q4 2018 Shares | Share Diff | Share Chg % | Q3 2018 value | Q4 2018 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend