Security key
80349A208
- Type / Class
- Equity / COM NEW
- Total 13F shares
- 1,244,103
- Share change
- +144,484
- Total reported value
- $28,702,453
- Price per share
- $23.08
- Number of holders
- 30
- Value change
- +$3,279,025
- Number of buys
- 18
- Number of sells
- 6
Report period
Q3 2018
Institutions
30
Top holders
10
SAR full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2018
Previous quarter: Q2 2018
SARATOGA INVESTMENT CORP. SEC filings
SARATOGA INVESTMENT CORP. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 80349A208
Recent filing periods:
Ownership snapshot
Top shareholders of SAR - SARATOGA INVESTMENT CORP. - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Lead holder
BDCM CT, L.L.C.
13D/G signal
—
Evidence rows
26
Latest as of
30 Jun 2018
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| BDCM CT, L.L.C. |
13F
Company
|
—
class O/S missing
|
$20,625,000
744,860 shares
|
— | 30 Jun 2018 |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
Company
|
—
class O/S missing
|
$1,846,000
88,755 shares
|
— | 30 Jun 2018 |
| CUE ADVISORY SERVICES, INC. |
13F
Company
|
—
class O/S missing
|
$1,092,000
39,449 shares
|
— | 30 Jun 2018 |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$961,000
34,711 shares
|
— | 30 Jun 2018 |
| J.P. Morgan Private Wealth Advisors LLC |
13F
Company
|
—
class O/S missing
|
$790,000
28,533 shares
|
— | 30 Jun 2018 |
| Legal & General Group Plc |
13F
Company
|
—
class O/S missing
|
$610,000
22,031 shares
|
— | 30 Jun 2018 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
—
class O/S missing
|
$540,000
19,481 shares
|
— | 30 Jun 2018 |
| Alan W. Weber |
13F
Individual
|
—
class O/S missing
|
$478,843
17,293 shares
|
— | 30 Jun 2018 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2018
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
30
Shares
1,244,103
Rows loaded
30
| Investor | Option | Weight % | Change % | Reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.
Compare Q3 2018 vs Q2 2018 Across Filers
Q2 2018 holders
25
Q3 2018 holders
30
Holder diff
5
| Investor | Q2 2018 Shares | Q3 2018 Shares | Share Diff | Share Chg % | Q2 2018 value | Q3 2018 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend