Q3 2018 13F Holders as of 30 Sep 2018
-
Type / Class
-
Equity / COM NEW
-
Number of holders
-
30
-
Total 13F shares, excl. options
-
1,244,103
-
Shares change
-
+144,484
-
Total reported value, excl. options
-
$28,702,453
-
Value change
-
+$3,279,025
-
Number of buys
-
18
-
Number of sells
-
-6
-
Price
-
$23.08
Significant Holders of SARATOGA INVESTMENT CORP. - COM NEW (SAR) as of Q3 2018
33 filings reported holding SAR - SARATOGA INVESTMENT CORP. - COM NEW as of Q3 2018.
SARATOGA INVESTMENT CORP. - COM NEW (SAR) has 30 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1,244,103 shares
.
Largest 10 shareholders include BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. (774,287 shares), LADENBURG THALMANN FINANCIAL SERVICES INC. (118,635 shares), MILLENNIUM MANAGEMENT LLC (40,236 shares), CUE FINANCIAL GROUP, INC. (39,449 shares), MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE (34,868 shares), WELLS FARGO & COMPANY/MN (31,403 shares), FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. (28,533 shares), OxFORD Asset Management LLP (28,004 shares), Crow Point Partners, LLC (25,000 shares), and Legal & General Group Plc (24,407 shares).
This table shows the top 30 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.