Security key
80349A208
- Security type / class
- Equity / COM NEW
- Total 13F shares
- 1,258,275
- Total 13F value
- $28,141,233
- Share change
- +59,994
- SEC-reported price per share
- $22.28
- Number of holders
- 27
- Value change
- +$1,416,814
- Number of buys
- 16
- Number of sells
- 11
Report period
Q1 2019
Institutions
27
Top holders
10
SAR full security history
Ownership snapshot
Full 13F holder table
SARATOGA INVESTMENT CORP. SEC filings
SARATOGA INVESTMENT CORP. company facts
Broader feeds
Ownership snapshot
Top reported holders of SAR - SARATOGA INVESTMENT CORP. - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
BDCM CT, L.L.C.
Disclosed value leader
BDCM CT, L.L.C.
Comparable rows
0/15
Latest evidence
31 Dec 2018
13F
Highest disclosed value: $15,408,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
BDCM CT, L.L.C. has the largest disclosed position value at $15.41M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens BDCM CT, L.L.C.'s linked filing trail.
Disclosed position value
Top 5
BDCM CT, L.L.C.
$15.41M
LADENBURG THALMANN FINANCIAL SERV...
$2.27M
PFG Advisors
$893K
MCKINLEY CAPITAL MANAGEMENT LLC
$658K
Legal & General Group Plc
$646K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| BDCM CT, L.L.C. |
13F
Company
|
—
class O/S missing
|
$15,408,000
774,287 shares
|
— | 31 Dec 2018 |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
Company
|
—
class O/S missing
|
$2,269,000
114,007 shares
|
— | 31 Dec 2018 |
| PFG Advisors |
13F
Company
|
—
class O/S missing
|
$893,000
38,703 shares
|
— | 31 Dec 2018 |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$658,000
33,027 shares
|
— | 31 Dec 2018 |
| Legal & General Group Plc |
13F
Company
|
—
class O/S missing
|
$646,000
32,461 shares
|
— | 31 Dec 2018 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
—
class O/S missing
|
$630,000
31,649 shares
|
— | 31 Dec 2018 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2019
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
27
Shares
1,258,275
Rows available
27
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2019 vs Q1 2019 Across Filers
Q1 2019 holders
27
Q1 2019 holders
27
Holder diff
0
| Investor | Q1 2019 Shares | Q1 2019 Shares | Share Diff | Share Chg % | Q1 2019 value | Q1 2019 value | Value change | Value Chg % |
|---|