Security key
80349A208
- Security type / class
- Equity / COM NEW
- Total 13F shares
- 980,984
- Share change
- +20,365
- Total reported value
- $27,155,086
- Reported price per share
- $27.69
- Number of holders
- 25
- Value change
- +$627,922
- Number of buys
- 13
- Number of sells
- 8
Security identity
Holder snapshot
Report period
Q2 2018
Institutions
25
Top holders
10
SAR full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2018
Previous quarter: Q1 2018
SARATOGA INVESTMENT CORP. SEC filings
SARATOGA INVESTMENT CORP. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 80349A208
Recent filing periods:
Ownership snapshot
Top shareholders of SAR - SARATOGA INVESTMENT CORP. - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Lead holder
BDCM CT, L.L.C.
13D/G signal
—
Evidence rows
22
Latest as of
31 Mar 2018
13F
Highest disclosed value: $15,159,000
Showing 1-8 of 22 holder rows.
Rank 1 holder
BDCM CT, L.L.C.
13F
- Ownership
- —
- Position
- $15.16M
Rank 2 holder
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
- Ownership
- —
- Position
- $1.85M
Rank 3 holder
CUE ADVISORY SERVICES, INC.
13F
- Ownership
- —
- Position
- $821K
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| BDCM CT, L.L.C. |
13F
Company
|
—
class O/S missing
|
$15,159,000
728,454 shares
|
— | 31 Mar 2018 |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
Company
|
—
class O/S missing
|
$1,846,000
88,755 shares
|
— | 31 Mar 2018 |
| CUE ADVISORY SERVICES, INC. |
13F
Company
|
—
class O/S missing
|
$821,000
39,449 shares
|
— | 31 Mar 2018 |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$658,000
31,625 shares
|
— | 31 Mar 2018 |
| J.P. Morgan Private Wealth Advisors LLC |
13F
Company
|
—
class O/S missing
|
$594,000
28,533 shares
|
— | 31 Mar 2018 |
| Belpointe Asset Management LLC |
13F
Company
|
—
class O/S missing
|
$544,000
26,139 shares
|
— | 31 Mar 2018 |
| Legal & General Group Plc |
13F
Company
|
—
class O/S missing
|
$450,000
21,539 shares
|
— | 31 Mar 2018 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
—
class O/S missing
|
$344,000
16,527 shares
|
— | 31 Mar 2018 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q2 2018
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
25
Shares
980,984
Rows loaded
25
| Investor | Option | Weight % | Change % | Reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that failed the local validity check.
Compare Q2 2018 vs Q1 2018 Across Filers
Q1 2018 holders
22
Q2 2018 holders
25
Holder diff
3
| Investor | Q1 2018 Shares | Q2 2018 Shares | Share Diff | Share Chg % | Q1 2018 value | Q2 2018 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend