Security key
80349A208
- Type / Class
- Equity / COM NEW
- Total 13F shares
- 1,049,374
- Share change
- -41,768
- Total reported value
- $21,837,891
- Price per share
- $20.81
- Number of holders
- 22
- Value change
- -$907,298
- Number of buys
- 8
- Number of sells
- 16
Report period
Q1 2018
Institutions
22
Top holders
10
SAR full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2018
Previous quarter: Q4 2017
SARATOGA INVESTMENT CORP. SEC filings
SARATOGA INVESTMENT CORP. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 80349A208
Recent filing periods:
Ownership snapshot
Top shareholders of SAR - SARATOGA INVESTMENT CORP. - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Lead holder
BDCM CT, L.L.C.
13D/G signal
—
Evidence rows
25
Latest as of
31 Dec 2017
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| BDCM CT, L.L.C. |
13F
Company
|
—
class O/S missing
|
$15,958,000
713,360 shares
|
— | 31 Dec 2017 |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
Company
|
—
class O/S missing
|
$1,926,000
86,105 shares
|
— | 31 Dec 2017 |
| CUE ADVISORY SERVICES, INC. |
13F
Company
|
—
class O/S missing
|
$882,000
39,449 shares
|
— | 31 Dec 2017 |
| MACQUARIE GROUP LTD |
13F
Company
|
—
class O/S missing
|
$806,000
36,027 shares
|
— | 31 Dec 2017 |
| Belpointe Asset Management LLC |
13F
Company
|
—
class O/S missing
|
$790,000
35,307 shares
|
— | 31 Dec 2017 |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$719,000
32,125 shares
|
— | 31 Dec 2017 |
| J.P. Morgan Private Wealth Advisors LLC |
13F
Company
|
—
class O/S missing
|
$637,000
28,487 shares
|
— | 31 Dec 2017 |
| Nuveen Fund Advisors, LLC |
13F
Company
|
—
class O/S missing
|
$397,000
17,732 shares
|
— | 31 Dec 2017 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2018
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
22
Shares
1,049,374
Rows loaded
22
| Investor | Option | Weight % | Change % | Reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.
Compare Q1 2018 vs Q4 2017 Across Filers
Q4 2017 holders
25
Q1 2018 holders
22
Holder diff
-3
| Investor | Q4 2017 Shares | Q1 2018 Shares | Share Diff | Share Chg % | Q4 2017 value | Q1 2018 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend