Security key
80349A208
- Type / Class
- Equity / COM NEW
- Total 13F shares
- 1,018,733
- Share change
- -52,966
- Total reported value
- $17,490,000
- Price per share
- $17.16
- Number of holders
- 15
- Value change
- -$29,986
- Number of buys
- 9
- Number of sells
- 5
Report period
Q2 2015
Institutions
15
Top holders
10
SAR full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2015
Previous quarter: Q1 2015
SARATOGA INVESTMENT CORP. SEC filings
SARATOGA INVESTMENT CORP. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 80349A208
Recent filing periods:
Ownership snapshot
Top shareholders of SAR - SARATOGA INVESTMENT CORP. - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Lead holder
BDCM CT, L.L.C.
13D/G signal
—
Evidence rows
16
Latest as of
31 Mar 2015
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| BDCM CT, L.L.C. |
13F
Company
|
—
class O/S missing
|
$8,270,000
521,771 shares
|
— | 31 Mar 2015 |
| DIALECTIC CAPITAL MANAGEMENT, LP |
13F
Company
|
—
class O/S missing
|
$2,375,000
149,866 shares
|
— | 31 Mar 2015 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
Company
|
—
class O/S missing
|
$1,845,000
116,410 shares
|
— | 31 Mar 2015 |
| Foundry Partners, LLC |
13F
Company
|
—
class O/S missing
|
$970,000
61,183 shares
|
— | 31 Mar 2015 |
| Relative Value Partners, LLC |
13F
Company
|
—
class O/S missing
|
$658,000
41,518 shares
|
— | 31 Mar 2015 |
| CUE ADVISORY SERVICES, INC. |
13F
Company
|
—
class O/S missing
|
$643,000
40,357 shares
|
— | 31 Mar 2015 |
| BANK OF AMERICA CORP /DE/ |
13F
Company
|
—
class O/S missing
|
$641,000
40,458 shares
|
— | 31 Mar 2015 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$286,000
18,031 shares
|
— | 31 Mar 2015 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q2 2015
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
15
Shares
1,018,733
Rows loaded
15
| Investor | Option | Weight % | Change % | Reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.
Compare Q2 2015 vs Q1 2015 Across Filers
Q1 2015 holders
16
Q2 2015 holders
15
Holder diff
-1
| Investor | Q1 2015 Shares | Q2 2015 Shares | Share Diff | Share Chg % | Q1 2015 value | Q2 2015 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend