What does CUSIP 80349A208 represent in this 13F holders report?

CUSIP 80349A208 is the security identifier for SAR - SARATOGA INVESTMENT CORP. - COM NEW used to aggregate holder disclosures.

How many institutions held SAR - SARATOGA INVESTMENT CORP. - COM NEW in Q3 2015?

17 institutional investors reported SAR - SARATOGA INVESTMENT CORP. - COM NEW for Q3 2015. Use the holders table for investor-level position and value details.

SARATOGA INVESTMENT CORP. - COM NEW (SAR)

CUSIP: 80349A208

Q3 2015 13F Holders as of 30 Sep 2015

Security type / class: Equity / COM NEW
Total 13F shares: 1,193,225
Share change: +174,492
Total reported value: $19,276,000
Reported price per share: $16.15
Number of holders: 17
Value change: +$2,803,261
Number of buys: 14
Number of sells: 2

Security key

80349A208

Report period

Q3 2015

Institutions

Top holders

SAR full security history Ownership snapshot Full 13F holder table Newer quarter: Q4 2015 Previous quarter: Q2 2015 SARATOGA INVESTMENT CORP. SEC filings SARATOGA INVESTMENT CORP. company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 80349A208

Newer quarter: Q4 2015 Previous quarter: Q2 2015

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Ownership snapshot

Top shareholders of SAR - SARATOGA INVESTMENT CORP. - COM NEW (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder

BDCM CT, L.L.C.

13D/G signal

—

Evidence rows

Latest as of

30 Jun 2015

13F Highest disclosed value: $9,610,000 Showing first 8 of 15 holder rows. Open remaining rows

Rank 1 holder

BDCM CT, L.L.C.

13F

Ownership: —
Position: $9.61M

13F

Rank 2 holder

RIVERNORTH CAPITAL MANAGEMENT, LLC

13F

Ownership: —
Position: $2.31M

13F

Rank 3 holder

DIALECTIC CAPITAL MANAGEMENT, LP

13F

Ownership: —
Position: $1.6M

13F

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
BDCM CT, L.L.C.	13F Company 13F	— class O/S missing	$9,610,000 559,699 shares	—	30 Jun 2015
RIVERNORTH CAPITAL MANAGEMENT, LLC	13F Company 13F	— class O/S missing	$2,313,000 134,704 shares	—	30 Jun 2015
DIALECTIC CAPITAL MANAGEMENT, LP	13F Company 13F	— class O/S missing	$1,603,000 93,354 shares	—	30 Jun 2015
Foundry Partners, LLC	13F Company 13F	— class O/S missing	$1,299,000 75,680 shares	—	30 Jun 2015
Relative Value Partners Group, LLC	13F Company 13F	— class O/S missing	$807,000 46,976 shares	—	30 Jun 2015
CUE ADVISORY SERVICES, INC.	13F Company 13F	— class O/S missing	$734,000 42,765 shares	—	30 Jun 2015
MORGAN STANLEY	13F Company 13F	— class O/S missing	$306,000 17,820 shares	—	30 Jun 2015
CONFLUENCE INVESTMENT MANAGEMENT LLC	13F Company 13F	— class O/S missing	$256,000 14,936 shares	—	30 Jun 2015

Show 7 additional holder rows in the full holder list

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Orinda Asset Management LLC	13F Company 13F	— class O/S missing	$204,000 11,917 shares	—	30 Jun 2015
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F Company 13F	— class O/S missing	$153,000 8,905 shares	—	30 Jun 2015
Legal & General Group Plc	13F Company 13F	— class O/S missing	$112,000 6,544 shares	—	30 Jun 2015
MSI Financial Services Inc	13F Company 13F	— class O/S missing	$52,000 3,037 shares	—	30 Jun 2015
CITIGROUP INC	13F Company 13F	— class O/S missing	$30,000 1,748 shares	—	30 Jun 2015
MANUFACTURERS LIFE INSURANCE COMPANY, THE	13F Company 13F	— class O/S missing	$8,000 446 shares	—	30 Jun 2015
Tower Research Capital LLC (TRC)	13F Company 13F	— class O/S missing	$4,000 247 shares	—	30 Jun 2015

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2015

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

1,193,225

Rows loaded

Investor	Option	Weight %	Change %	Reported value	* Price	Shares	Share Change	Activity	Report Period

^* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that failed the local validity check.

Compare Q3 2015 vs Q2 2015 Across Filers

Q2 2015 holders

Q3 2015 holders

Holder diff

Investor	Q2 2015 Shares	Q3 2015 Shares	Share Diff	Share Chg %	Q2 2015 value	Q3 2015 value	Value change	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend