Q1 2015 13F Holders as of 31 Mar 2015
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Type / Class
-
Equity / COM NEW
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Number of holders
-
16
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Total 13F shares, excl. options
-
1,066,241
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Shares change
-
-44,173
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Total reported value, excl. options
-
$16,143,663
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Value change
-
-$698,519
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Number of buys
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8
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Number of sells
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4
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Price
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$15.85
Institutional Holders of SARATOGA INVESTMENT CORP. - COM NEW (SAR) as of Q1 2015
As of 31 Mar 2015 SARATOGA INVESTMENT CORP. - COM NEW (SAR) had 16 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions held a total of 1,066,241 shares of stock of the company.
Largest 10 holders included BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C., DIALECTIC CAPITAL MANAGEMENT, LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, Foundry Partners, LLC, BB&T SECURITIES, LLC, Relative Value Partners, LLC, BANK OF AMERICA CORP /DE/, CUE FINANCIAL GROUP, INC., MORGAN STANLEY, and CONFLUENCE INVESTMENT MANAGEMENT LLC.
This table shows 16 institutional shareholders of the security as of 31 Mar 2015.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.