What does CUSIP 785135104 represent in this 13F holders report?

CUSIP 785135104 is the security identifier for SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 used to aggregate holder disclosures.

How many institutions held SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 in Q4 2022?

35 institutional investors reported SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 for Q4 2022. Use the holders table for investor-level position and value details.

S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW)

CUSIP: 785135104

Q4 2022 13F Holders as of 31 Dec 2022

Type / Class: Equity / Common Stock, Par Value $0.001
Shares outstanding: 2,359,114
Total 13F shares: 28,128,822
Share change: +431,075
Total reported value: $41,910,010
Put/Call ratio: 0.43%
Price per share: $1.49
Number of holders: 35
Value change: +$739,156
Number of buys: 17
Number of sells: 12

Security key

785135104

Report period

Q4 2022

Institutions

Top holders

SANW full security history Newer quarter: Q1 2023 Previous quarter: Q3 2022 S&W Seed Co SEC filings S&W Seed Co company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 785135104

Newer quarter: Q1 2023 Previous quarter: Q3 2022

Recent filing periods:

Q4 2024 Q3 2024 Q2 2024 Q1 2024 Q4 2023 Q3 2023 Q2 2023 Q1 2023

Top shareholders of SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Jennifer C. Price	13F	Individual	740%	17,448,226	$12,737,000	—	30 Sep 2022	13F
WYNNEFIELD CAPITAL INC	13F	Company	190%	4,492,950	$3,280,000	—	30 Sep 2022	13F
Cutter & CO Brokerage, Inc.	13F	Company	67%	1,591,941	$1,162,000	—	30 Sep 2022	13F
VANGUARD GROUP INC	13F	Company	30%	710,982	$519,000	—	30 Sep 2022	13F
VOYA INVESTMENT MANAGEMENT LLC	13F	Company	26%	619,166	$451,991	—	30 Sep 2022	13F
Teton Advisors, Inc.	13F	Company	17%	410,000	$299,000	—	30 Sep 2022	13F
PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.	13F	Company	16%	369,700	$270,000	—	30 Sep 2022	13F
OAK FAMILY ADVISORS, LLC	13F	Company	12%	274,905	$201,000	—	30 Sep 2022	13F
SHUFRO ROSE & CO LLC	13F	Company	8.8%	208,009	$152,000	—	30 Sep 2022	13F
First Western Trust Bank	13F	Company	7%	165,315	$121,000	—	30 Sep 2022	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	7%	164,501	$120,000	—	30 Sep 2022	13F
BlackRock Finance, Inc.	13F	Company	4.5%	106,812	$78,000	—	30 Sep 2022	13F
Koshinski Asset Management, Inc.	13F	Company	3.8%	90,508	$66,000	—	30 Sep 2022	13F
Virtus Investment Advisers, LLC	13F	Company	3.1%	73,285	$53,000	—	30 Sep 2022	13F
STATE STREET CORP	13F	Company	2.5%	59,687	$44,000	—	30 Sep 2022	13F
RENAISSANCE TECHNOLOGIES LLC	13F	Company	2.4%	57,020	$42,000	—	30 Sep 2022	13F
FIRST MANHATTAN CO. LLC.	13F	Company	1.7%	39,200	$28,000	—	30 Sep 2022	13F
GABELLI FUNDS LLC	13F	Company	1.7%	39,000	$28,000	—	30 Sep 2022	13F
THOMPSON DAVIS & CO., INC.	13F	Company	1.4%	33,950	$25,000	—	30 Sep 2022	13F
DIMENSIONAL FUND ADVISORS LP	13F	Company	1.3%	29,855	$22,000	—	30 Sep 2022	13F
NORTHERN TRUST CORP	13F	Company	1.2%	28,340	$21,000	—	30 Sep 2022	13F
Janney Montgomery Scott LLC	13F	Company	0.66%	15,500	$11,000	—	30 Sep 2022	13F
COMMONS CAPITAL, LLC	13F	Company	0.64%	15,000	$11,000	—	30 Sep 2022	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	0.58%	13,800	$10,000	—	30 Sep 2022	13F
Greenhaven Road Investment Management, L.P.	13F	Company	0.48%	11,363	$8,000	—	30 Sep 2022	13F
Tower Research Capital LLC (TRC)	13F	Company	0.42%	9,849	$7,000	—	30 Sep 2022	13F
WHITTIER TRUST CO	13F	Company	0.34%	8,000	$6,000	—	30 Sep 2022	13F
MORGAN STANLEY	13F	Company	0.13%	3,080	$2,000	—	30 Sep 2022	13F
American Portfolios Advisors	13F	Company	0.03%	800	$584	—	30 Sep 2022	13F
Charles B. Seidler	3/4/5	Director	— class O/S missing	187,646	$99,265	—	15 Dec 2021	3/4/5
Matthew K. Szot	3/4/5	EVP Finance & Admin and CFO	— mixed-class rows	218,140 mixed-class rows	$73,076	—	05 Oct 2021	3/4/5
Robert D. Straus	3/4/5	Director	— class O/S missing	132,657	$70,176	—	15 Dec 2021	3/4/5
David A. Fischhoff	3/4/5	Director	— class O/S missing	101,957	$53,935	—	15 Dec 2021	3/4/5
Consuelo E. Madere	3/4/5	Director	— class O/S missing	92,471	$48,917	—	15 Dec 2021	3/4/5
David Thomas Callachor	3/4/5	Executive VP, International	— mixed-class rows	99,957 mixed-class rows	$21,137	—	05 Oct 2021	3/4/5

Institutional Holders of S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW) as of Q4 2022

As of 31 Dec 2022, S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW) was held by 35 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 28,128,822 shares. The largest 10 holders included Price Jennifer C., WYNNEFIELD CAPITAL INC, Cutter & CO Brokerage, Inc., VANGUARD GROUP INC, Voya Investment Management LLC, Voya Investment Management LLC, Teton Advisors, Inc., PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C., SHUFRO ROSE & CO LLC, and ESSEX INVESTMENT MANAGEMENT CO LLC. This page lists 35 institutional shareholders reporting positions in this security for the Q4 2022 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2022 vs Q3 2022 Across Filers

Q3 2022 holders

Q4 2022 holders

Holder diff

Investor	Q3 2022 Shares	Q4 2022 Shares	Share Diff	Share Chg %	Q3 2022 Value $	Q4 2022 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.